0001959173-25-004092.txt : 20250616 0001959173-25-004092.hdr.sgml : 20250616 20250616113353 ACCESSION NUMBER: 0001959173-25-004092 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20250616 DATE AS OF CHANGE: 20250616 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing EIN: 264466193 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 251049001 BUSINESS ADDRESS: STREET 1: 1400 POST OAK BOULEVARD, SUITE 560 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 1400 POST OAK BOULEVARD, SUITE 560 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Tappin Matthew CENTRAL INDEX KEY: 0001986259 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET STREET 2: 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 144 1 primary_doc.xml 144 0001986259 XXXXXXXX LIVE 0001758766 STEM, INC. 001-39455 1400 POST OAK BOULEVARD, SUITE 560 HOUSTON TX 77056 (415) 937-7836 Tappin Matthew Officer Common Fidelity Brokerage Services LLC
900 Salem Street Smithfield RI 02917
20823 9370.35 166358775 06/16/2025 NYSE
Common 02/15/2025 Restricted Stock Vesting Issuer N 8093 02/15/2025 Compensation Common 03/01/2025 Restricted Stock Vesting Issuer N 3876 03/01/2025 Compensation Common 03/07/2025 Restricted Stock Vesting Issuer N 8048 03/07/2025 Compensation Common 05/24/2025 Restricted Stock Vesting Issuer N 806 05/24/2025 Compensation N Matthew Tappin
4 Embarcadero Ctr. Suite 710 San Francisco CA 94111
Common 05/30/2025 1164 525.31
06/16/2025 03/18/2025 /s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Matthew Tappin