0001959173-23-004080.txt : 20230927 0001959173-23-004080.hdr.sgml : 20230927 20230927151917 ACCESSION NUMBER: 0001959173-23-004080 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230927 DATE AS OF CHANGE: 20230927 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 264466193 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 231284463 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Carlson Michael James CENTRAL INDEX KEY: 0001948274 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 144 1 primary_doc.xml 144 0001948274 XXXXXXXX LIVE 0001758766 STEM, INC. 001-39455 100 CALIFORNIA STREET, 14TH FLOOR SAN FRANCISCO CA 94111 (415) 937-7836 Carlson Michael James Officer Common Fidelity Brokerage Services, LLC.

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1822 7623.79 155802411 09/27/2023 NYSE Common 09/26/2023 Restricted Stock Vesting Issuer N 1822 09/26/2023 Compensation Y 09/27/2023 /s/ Gerardo Ibarra-Munoz, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Michael Carlson