0001758766-24-000143.txt : 20240722 0001758766-24-000143.hdr.sgml : 20240722 20240722161046 ACCESSION NUMBER: 0001758766-24-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240718 FILED AS OF DATE: 20240722 DATE AS OF CHANGE: 20240722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cunningham Gerard CENTRAL INDEX KEY: 0002019923 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 241131618 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET STREET 2: 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 264466193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, SUITE 710 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, SUITE 710 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 4 1 wk-form4_1721679039.xml FORM 4 X0508 4 2024-07-18 0 0001758766 STEM, INC. STEM 0002019923 Cunningham Gerard 4 EMBARCADERO CENTER, SUITE 710 SAN FRANCISCO CA 94111 1 0 0 0 0 Restricted Stock Unit 0 2024-07-18 4 A 0 75727 0 A Common Stock, Par Value $0.0001 Per Share 75727 185963 D The RSU award vests 100% on June 26, 2025. /s/ Chen Zhang, attorney-in-fact 2024-07-22