0001758766-22-000165.txt : 20220916
0001758766-22-000165.hdr.sgml : 20220916
20220916175323
ACCESSION NUMBER: 0001758766-22-000165
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220915
FILED AS OF DATE: 20220916
DATE AS OF CHANGE: 20220916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Homenock Kim
CENTRAL INDEX KEY: 0001941731
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39455
FILM NUMBER: 221248953
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEM, INC.
CENTRAL INDEX KEY: 0001758766
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 264466193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 937-7836
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Transition Corp.
DATE OF NAME CHANGE: 20200714
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp.
DATE OF NAME CHANGE: 20181119
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Acquisition Corp.
DATE OF NAME CHANGE: 20181109
4
1
wf-form4_166336518779523.xml
FORM 4
X0306
4
2022-09-15
0
0001758766
STEM, INC.
STEM
0001941731
Homenock Kim
100 CALIFORNIA STREET
14TH FLOOR
SAN FRANCISCO
CA
94111
0
1
0
0
Chief People Officer
Common Stock, Par Value $0.0001 Per Share
2022-09-15
4
S
0
26702
17.0535
D
26702
D
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $17.01 to $17.20. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Kathy Medford, Attorney-in-Fact
2022-09-16