0000950170-25-083370.txt : 20250606 0000950170-25-083370.hdr.sgml : 20250606 20250606193243 ACCESSION NUMBER: 0000950170-25-083370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250604 FILED AS OF DATE: 20250606 DATE AS OF CHANGE: 20250606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guruswamy Vasudevan CENTRAL INDEX KEY: 0002062155 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 251032505 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 710 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing EIN: 264466193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 POST OAK BOULEVARD, SUITE 560 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 1400 POST OAK BOULEVARD, SUITE 560 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 4 1 ownership.xml 4 X0508 4 2025-06-04 0001758766 STEM, INC. STEM 0002062155 Guruswamy Vasudevan 1400 POST OAK BOULEVARD, SUITE 560 HOUSTON TX 77056 true false false false false Restricted Stock Unit 2025-06-04 4 A false 149723 0 A Common Stock, Par Value 0.0001 Per Share 149723 149723 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026. /s/ Saul R. Laureles, Attorney-in-Fact 2025-06-06