0001758730-23-000110.txt : 20230328 0001758730-23-000110.hdr.sgml : 20230328 20230328161556 ACCESSION NUMBER: 0001758730-23-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230327 FILED AS OF DATE: 20230328 DATE AS OF CHANGE: 20230328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bruni Enrico CENTRAL INDEX KEY: 0001771187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38860 FILM NUMBER: 23769764 MAIL ADDRESS: STREET 1: TRADEWEB MARKETS INC. STREET 2: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tradeweb Markets Inc. CENTRAL INDEX KEY: 0001758730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-430-6000 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 wf-form4_168003454061496.xml FORM 4 X0407 4 2023-03-27 0 0001758730 Tradeweb Markets Inc. TW 0001771187 Bruni Enrico TRADEWEB MARKETS INC. 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 1 0 0 Managing Director, Europe/Asia 0 Class A common stock 2023-03-27 4 S 0 14000 74.1456 D 75819 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2023. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.80 to $75.04, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4. This amount includes (i) 3,146 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 18,878 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 7,364 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 14,271 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025 and (v) 17,819 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. /s/ Scott Zucker, Attorney-in-Fact for Enrico Bruni 2023-03-28