0000895345-21-000620.txt : 20210621
0000895345-21-000620.hdr.sgml : 20210621
20210621210007
ACCESSION NUMBER: 0000895345-21-000620
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210617
FILED AS OF DATE: 20210621
DATE AS OF CHANGE: 20210621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maisey Simon
CENTRAL INDEX KEY: 0001771402
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 211032777
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
form4.xml
X0306
4
2021-06-17
0001758730
Tradeweb Markets Inc.
TW
0001771402
Maisey Simon
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
true
Managing Director, Corp. Dev.
Class A common stock
2021-06-17
4
M
0
70000
20.59
A
154447
D
Class A common stock
2021-06-17
4
S
0
46209
84.4376
D
108238
D
Class A common stock
2021-06-17
4
S
0
23791
84.8244
D
84447
D
Stock Option (Right to Buy)
20.59
2021-06-17
4
M
0
70000
0
D
2028-10-26
Class A common stock
70000
87028
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021.
Total in this Column 5 is updated to correct an error in reporting the beneficial ownership of the reporting person in the Form 4 filed on May 10, 2021.
This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.71 to $84.70, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 to this Form 4.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.71 to $85.02, inclusive.
This option is fully vested and exercisable as of the date hereof.
/s/ Scott Zucker, Attorney-in-Fact for Simon Maisey
2021-06-21