0000895345-21-000541.txt : 20210607 0000895345-21-000541.hdr.sgml : 20210607 20210607173251 ACCESSION NUMBER: 0000895345-21-000541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210603 FILED AS OF DATE: 20210607 DATE AS OF CHANGE: 20210607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hult William CENTRAL INDEX KEY: 0001771194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38860 FILM NUMBER: 211000542 MAIL ADDRESS: STREET 1: TRADEWEB MARKETS INC. STREET 2: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tradeweb Markets Inc. CENTRAL INDEX KEY: 0001758730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-430-6000 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 form4.xml X0306 4 2021-06-03 0001758730 Tradeweb Markets Inc. TW 0001771194 Hult William TRADEWEB MARKETS INC. 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 true true President Class A common stock 2021-06-03 4 M 0 84845 20.59 A 485703 D Class A common stock 2021-06-03 4 S 0 84645 82.1293 D 401058 D Class A common stock 2021-06-03 4 S 0 200 82.61 D 400858 D Class A common stock 2021-06-04 4 M 0 15155 20.59 A 416013 D Class A common stock 2021-06-04 4 S 0 15155 81.9323 D 400858 D Stock Option (Right to Buy) 20.59 2021-06-03 4 M 0 84845 0 D 2028-10-26 Class A common stock 84845 427943 D Stock Option (Right to Buy) 20.59 2021-06-04 4 M 0 15155 0 D 2028-10-26 Class A common stock 15155 412788 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.61 to $82.58, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.63 to $82.43, inclusive. This option is fully vested and exercisable as of the date hereof. /s/ Scott Zucker, Attorney-in-Fact for William Hult 2021-06-07