0000895345-21-000228.txt : 20210226 0000895345-21-000228.hdr.sgml : 20210226 20210226192545 ACCESSION NUMBER: 0000895345-21-000228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210224 FILED AS OF DATE: 20210226 DATE AS OF CHANGE: 20210226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maisey Simon CENTRAL INDEX KEY: 0001771402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38860 FILM NUMBER: 21692880 MAIL ADDRESS: STREET 1: TRADEWEB MARKETS INC. STREET 2: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tradeweb Markets Inc. CENTRAL INDEX KEY: 0001758730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-430-6000 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 form4.xml X0306 4 2021-02-24 0001758730 Tradeweb Markets Inc. TW 0001771402 Maisey Simon TRADEWEB MARKETS INC. 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 true Managing Director, Corp. Dev. Stock Option (Right to Buy) 20.59 2021-02-24 4 A 0 45290 0 A 2028-10-26 Class A common stock 45290 157028 D The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2020 which were deemed achieved on February 24, 2021. This option is fully vested and exercisable as of the date hereof. This amount reflects the options reported on this Form 4 in addition to 111,738 options that were granted on October 26, 2018 and previously reported by the reporting person, all of which are currently vested and exercisable. /s/ Scott Zucker, Attorney-in-Fact for Simon Maisey 2021-02-26