0000895345-21-000211.txt : 20210223
0000895345-21-000211.hdr.sgml : 20210223
20210223203846
ACCESSION NUMBER: 0000895345-21-000211
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210219
FILED AS OF DATE: 20210223
DATE AS OF CHANGE: 20210223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hult William
CENTRAL INDEX KEY: 0001771194
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 21668080
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
form4.xml
X0306
4
2021-02-19
0001758730
Tradeweb Markets Inc.
TW
0001771194
Hult William
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
true
true
President
Class A common stock
2021-02-19
4
M
0
4272
20.59
A
394650
D
Class A common stock
2021-02-19
4
S
0
4272
69.5469
D
390378
D
Class A common stock
2021-02-22
4
M
0
105208
20.59
A
495586
D
Class A common stock
2021-02-22
4
S
0
105208
69.6852
D
390378
D
Class A common stock
2021-02-23
4
M
0
40520
20.59
A
430898
D
Class A common stock
2021-02-23
4
S
0
40520
69.6612
D
390378
D
Stock Option (Right to Buy)
20.59
2021-02-19
4
M
0
4272
0
D
2028-10-26
Class A common stock
4272
705618
D
Stock Option (Right to Buy)
20.59
2021-02-22
4
M
0
105208
0
D
2028-10-26
Class A common stock
105208
600410
D
Stock Option (Right to Buy)
20.59
2021-02-23
4
M
0
40520
0
D
2028-10-26
Class A common stock
40520
559890
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $69.91, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $70.11, inclusive.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $70.00, inclusive.
This option is fully vested and exercisable as of the date hereof.
/s/ Scott Zucker, Attorney-in-Fact for William Hult
2021-02-23