0000895345-21-000060.txt : 20210202
0000895345-21-000060.hdr.sgml : 20210202
20210202191043
ACCESSION NUMBER: 0000895345-21-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210201
FILED AS OF DATE: 20210202
DATE AS OF CHANGE: 20210202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Friedman Douglas
CENTRAL INDEX KEY: 0001771193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 21583403
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
form4.xml
X0306
4
2021-02-01
0001758730
Tradeweb Markets Inc.
TW
0001771193
Friedman Douglas
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
true
General Counsel and Secretary
Class A common stock
2021-02-01
4
F
0
9325
60.79
D
58550
D
Class A common stock
2021-02-01
4
A
0
387
0
A
58937
D
Class A common stock
2021-02-01
4
S
0
1300
60.9817
D
57637
D
Class A common stock
2021-02-01
4
S
0
2650
61.8706
D
54987
D
Class A common stock
2021-02-01
4
S
0
2772
63.0057
D
52215
D
Class A common stock
2021-02-01
4
S
0
7207
64.1949
D
45008
D
Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date.
Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.40 to $61.39, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7 and 8 to this Form 4.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.43 to $62.42, inclusive.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.44 to $63.42, inclusive.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.52 to $64.50, inclusive.
/s/ Scott Zucker, Attorney-in-Fact for Douglas Friedman
2021-02-02