0001969223-23-000364.txt : 20230912 0001969223-23-000364.hdr.sgml : 20230912 20230912134245 ACCESSION NUMBER: 0001969223-23-000364 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230912 DATE AS OF CHANGE: 20230912 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Assertio Holdings, Inc. CENTRAL INDEX KEY: 0001808665 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 850598378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 231249607 BUSINESS ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: (224) 419-7106 MAIL ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Peisert Daniel A. CENTRAL INDEX KEY: 0001758376 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O ASSERTIO THERAPEUTICS, INC. STREET 2: 100 SOUTH SAUNDERS ROAD, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 144 1 primary_doc.xml 144 0001758376 XXXXXXXX LIVE 0001808665 Assertio Holdings Inc 001-39294 100 South Saunders Rd Suite 300 Lake Forest IL 60045 2244197106 Daniel A Peisert Officer Common UBS Financial Services Inc

1000 Harbor Blvd 3rd Floor Weehawken NJ 07086

31121 93674.21 94529624 09/12/2023 NASD Common 03/19/2018 rsu grant Assertio N 669 03/19/2018 compensation common 05/31/2018 rsu grant assertio N 200 05/31/2018 compensation common 11/30/2018 rsu grant assertio N 1367 11/30/2018 compensation common 11/30/2018 rsu grant assertio N 477 11/30/2018 compensation common 03/14/2019 rsu grant assertio N 250 03/14/2019 compensation common 03/14/2019 purchase open market N 1250 03/14/2019 cash common 08/12/2019 purchase open market N 5000 08/12/2019 cash common 08/20/2019 rsu grant assertio N 1000 08/20/2019 compensation common 11/11/2019 purchase open market N 2500 11/11/2019 cash common 05/20/2021 rsu grant assertio N 15909 05/20/2021 compensation common 08/20/2019 purchase open market N 2500 08/20/2019 cash N Daniel A Peisert

1308 Briarwood Lane Northbrook IL 60062

Assertio Holdings Inc 09/11/2023 127281 386972 Please accept this additional information about the security lots to be sold. The share quantity was rounded up for three lots because the system would not accept fractional shares. Here is the complete lot information for these three lots. 668.50 shares acquired on 3/19/2018 and 669 was entered on the system. 1,366.75 shares acquired on 11/30/2018 and 1,367 was entered on the system. 476.75 shares acquired on 11/30/2018 and 477 was entered on the system. 09/12/2023 /s/ UBS Financial Services Inc, as attorney-in-fact for Daniel A Peisert