0001758376-21-000001.txt : 20210817
0001758376-21-000001.hdr.sgml : 20210817
20210817172438
ACCESSION NUMBER: 0001758376-21-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210815
FILED AS OF DATE: 20210817
DATE AS OF CHANGE: 20210817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peisert Daniel A.
CENTRAL INDEX KEY: 0001758376
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39294
FILM NUMBER: 211184074
MAIL ADDRESS:
STREET 1: C/O ASSERTIO THERAPEUTICS, INC.
STREET 2: 100 SOUTH SAUNDERS ROAD, SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Assertio Holdings, Inc.
CENTRAL INDEX KEY: 0001808665
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 850598378
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: (224) 419-7106
MAIL ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
4
1
wf-form4_162923544440033.xml
FORM 4
X0306
4
2021-08-15
0
0001808665
Assertio Holdings, Inc.
ASRT
0001758376
Peisert Daniel A.
ASSERTIO HOLDINGS, INC.
100 SOUTH SAUNDERS ROAD, SUITE 300
LAKE FOREST
IL
60045
1
1
0
0
President and CEO
Common Stock
2021-08-15
4
M
0
453
0
A
90108
D
Common Stock
2021-08-15
4
F
0
132
1.21
D
89976
D
Restricted Stock Units
2021-08-15
4
M
0
453
0
D
2021-08-15
Common Stock
453.0
0
D
Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.
These restricted stock units are scheduled to vest 33.33% on August 15, 2019, 33.33% on August 15, 2020 and 33.33% on August 15, 2021.
The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.
/s/ Sam Schlessinger, attorney-in-fact for Daniel A. Peisert
2021-08-16