0000899243-21-038867.txt : 20211004 0000899243-21-038867.hdr.sgml : 20211004 20211004182026 ACCESSION NUMBER: 0000899243-21-038867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211004 DATE AS OF CHANGE: 20211004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: von Walter Amy CENTRAL INDEX KEY: 0001778706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38937 FILM NUMBER: 211304411 MAIL ADDRESS: STREET 1: C/O MOHAWK GROUP HOLDINGS, INC. STREET 2: 37 EAST 18TH STREET, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aterian, Inc. CENTRAL INDEX KEY: 0001757715 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 831739858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 37 EAST 18TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (347)676-1681 MAIL ADDRESS: STREET 1: 37 EAST 18TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: Mohawk Group Holdings, Inc. DATE OF NAME CHANGE: 20181031 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-30 0 0001757715 Aterian, Inc. ATER 0001778706 von Walter Amy C/O ATERIAN, INC. 37 EAST 18TH STREET, 7TH FLOOR NEW YORK NY 10003 1 0 0 0 Common Stock 2021-09-30 4 A 0 1144 0.00 A 35969 D Common Stock 2021-09-30 4 A 0 8449 0.00 A 44418 D Comprised of 1,144 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested on the date of grant. The amount reflects a grant of common stock to the reporting person in lieu of cash for non-employee director compensation. Comprised of 8,449 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. /s/ Joseph Risico as attorney-in-fact for Amy von Walter 2021-10-04