0000899243-21-027246.txt : 20210702
0000899243-21-027246.hdr.sgml : 20210702
20210702170042
ACCESSION NUMBER: 0000899243-21-027246
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210702
DATE AS OF CHANGE: 20210702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Risico Joseph A
CENTRAL INDEX KEY: 0001778024
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38937
FILM NUMBER: 211071104
MAIL ADDRESS:
STREET 1: C/O MOHAWK GROUP HOLDINGS, INC.
STREET 2: 37 EAST 18TH STREET, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aterian, Inc.
CENTRAL INDEX KEY: 0001757715
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634]
IRS NUMBER: 831739858
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 37 EAST 18TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: (347)676-1681
MAIL ADDRESS:
STREET 1: 37 EAST 18TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
FORMER COMPANY:
FORMER CONFORMED NAME: Mohawk Group Holdings, Inc.
DATE OF NAME CHANGE: 20181031
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2021-03-10
2021-03-15
0
0001757715
Aterian, Inc.
ATER
0001778024
Risico Joseph A
C/O ATERIAN, INC.
37 E 18TH STREET, 7TH FLOOR
NEW YORK
NY
10003
0
1
0
0
Chief Legal Officer
Common Stock
2021-03-10
4
S
0
10465
31.665
D
208961
D
Common Stock
2021-03-10
4
S
0
1287
33.131
D
207674
D
Common Stock
2021-03-10
4
S
0
7194
33.9629
D
200480
D
Common Stock
2021-03-10
4
S
0
4752
35.1264
D
195728
D
Common Stock
2021-03-10
4
S
0
8320
36.1629
D
187408
D
Common Stock
2021-03-10
4
S
0
5995
37.1646
D
181413
D
Common Stock
2021-03-10
4
S
0
1286
37.9743
D
180127
D
Common Stock
2021-03-11
4
S
0
1242
31.7698
D
178885
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.45, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.62 to $33.60, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.63 to $34.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.64 to $35.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $37.71, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.16, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
This amendment is being filed to correct the sales transactions that were previously reported, including correcting the date on which the sales occurred and the prices at which such sales occurred.
/s/ Joseph A. Risico
2021-07-02