0000899243-22-033152.txt : 20221006 0000899243-22-033152.hdr.sgml : 20221006 20221006162008 ACCESSION NUMBER: 0000899243-22-033152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221004 FILED AS OF DATE: 20221006 DATE AS OF CHANGE: 20221006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Risico Joseph A CENTRAL INDEX KEY: 0001778024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38937 FILM NUMBER: 221298389 MAIL ADDRESS: STREET 1: C/O MOHAWK GROUP HOLDINGS, INC. STREET 2: 37 EAST 18TH STREET, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aterian, Inc. CENTRAL INDEX KEY: 0001757715 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 831739858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 37 EAST 18TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (347)676-1681 MAIL ADDRESS: STREET 1: 37 EAST 18TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: Mohawk Group Holdings, Inc. DATE OF NAME CHANGE: 20181031 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-10-04 0 0001757715 Aterian, Inc. ATER 0001778024 Risico Joseph A C/O ATERIAN, INC. 37 E 18TH STREET, 7TH FLOOR NEW YORK NY 10003 0 1 0 0 Chief Legal Officer Common Stock 2022-10-04 4 A 0 47619 A 483645 D Common Stock Warrant (right to buy) 2.00 2022-10-04 4 A 0 47619 A 2023-04-04 2028-04-04 Common Stock 47619 47619 D Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. /s/ Risico Joseph 2022-10-06