CHIEF COMPLIANCE OFFICER

0001757617-20-000005.txt : 20201113 0001757617-20-000005.hdr.sgml : 20201113 20201113143134 ACCESSION NUMBER: 0001757617-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Full Sail Capital, LLC CENTRAL INDEX KEY: 0001757617 IRS NUMBER: 824300856 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19336 FILM NUMBER: 201310840 BUSINESS ADDRESS: STREET 1: 9401 N. KELLEY AVE. STREET 2: SUITE B CITY: OKLAHOMA CITY STATE: OK ZIP: 73131 BUSINESS PHONE: (405)623-8634 MAIL ADDRESS: STREET 1: 9401 N. KELLEY AVE. STREET 2: SUITE B CITY: OKLAHOMA CITY STATE: OK ZIP: 73131 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001757617 XXXXXXXX 09-30-2020 09-30-2020 Full Sail Capital, LLC

9401 N. KELLEY AVE. SUITE B OKLAHOMA CITY OK 73131

13F HOLDINGS REPORT 028-19336 N MAX J. RHODES CHIEF COMPLIANCE OFFICER (405) 286-2100 MAX J. RHODES OKLAHOMA CITY OK 11-13-2020 6 145 799200 false 1 KAYNE ANDERSON 2 CLEARBRIDGE 3 FAYEZ 4 EARNEST PARTNERS 5 LAZARD 6 CAPITAL INFORMATION TABLE 2 13F_FullSail_2020Q3.xml VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 18666 440557 SH SOLE 393329 0 47228 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 1776 22119 SH SOLE 20966 0 1153 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 20437 187394 SH SOLE 148154 190 39050 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 18849 403617 SH SOLE 354232 0 49385 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1725 5360 SH SOLE 4096 0 1264 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3410 42389 SH SOLE 37906 0 4483 VANGUARD INDEX FDS MID CAP ETF 922908629 15104 79972 SH SOLE 70783 0 9189 VANGUARD INDEX FDS GROWTH ETF 922908736 505 2105 SH SOLE 2105 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4580 27147 SH SOLE 24618 0 2529 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1025 5716 SH SOLE 5716 0 0 YUM BRANDS INC COM 988498101 1930 19168 SH SOLE 19148 0 20 UNIVERSAL DISPLAY CORP COM 91347P105 212 1000 SH SOLE 1000 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 9294 158984 SH SOLE 112232 405 46347 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 20753 83512 SH SOLE 67608 4 15900 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 13929 83853 SH SOLE 65813 4 18036 VANGUARD WORLD FDS ENERGY ETF 92204A306 1783 44587 SH SOLE 38033 0 6554 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 9109 146606 SH SOLE 136262 0 10344 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 15125 70537 SH SOLE 61526 0 9011 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 2497 16224 SH SOLE 16224 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 27007 82819 SH SOLE 76301 0 6518 VANGUARD WORLD FDS MATERIALS ETF 92204A801 3036 20925 SH SOLE 19690 0 1235 VANGUARD WORLD FDS UTILITIES ETF 92204A876 389 2793 SH SOLE 2656 0 137 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 22425 202176 SH SOLE 167693 10 34473 VERIZON COMMUNICATIONS INC COM 92343V104 451 7762 SH SOLE 7702 0 60 VISA INC COM CL A 92826C839 228 1155 SH DFND 3, 6 0 161 994 VISA INC COM CL A 92826C839 4383 22176 SH SOLE 21950 82 144 YUM CHINA HLDGS INC COM 98850P109 1066 19030 SH SOLE 19030 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11 62500 SH Put SOLE 62500 0 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 38 10000 SH SOLE 10000 0 0 AMERICAN AIRLS GROUP INC NOTE 6.500% 7/0 02376RAF9 44 50000 PRN SOLE 50000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 47 52500 SH Put SOLE 52500 0 0 MARATHON OIL CORP COM 565849106 86 20000 SH SOLE 20000 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 177 25000 PRN SOLE 25000 0 0 BLACKROCK INC COM 09247X101 201 301 SH DFND 3 0 51 250 CONAGRA BRANDS INC COM 205887102 205 5677 SH SOLE 5677 0 0 ENTEGRIS INC COM 29362U104 205 2424 SH DFND 4 0 460 1964 CATALENT INC COM 148806102 208 2033 SH DFND 4 0 0 2033 ONE GAS INC COM 68235P108 208 2897 SH SOLE 2897 0 0 DARLING INGREDIENTS INC COM 237266101 217 4751 SH DFND 4 0 757 3994 CMS ENERGY CORP COM 125896100 219 3404 SH SOLE 3404 0 0 ARK ETF TR INNOVATION ETF 00214Q104 220 2183 SH SOLE 0 0 2183 TEXAS INSTRS INC COM 882508104 225 1445 SH DFND 3 0 216 1229 ISHARES TR CORE INTL AGGR 46435G672 226 4038 SH SOLE 3608 0 430 POOL CORP COM 73278L105 228 595 SH DFND 1 0 0 595 CDW CORP COM 12514G108 232 1680 SH DFND 1 0 0 1680 MCCORMICK & CO INC COM NON VTG 579780206 236 1250 SH SOLE 1250 0 0 AT&T INC COM 00206R102 246 8960 SH SOLE 8779 0 181 LILLY ELI & CO COM 532457108 247 1700 SH SOLE 1700 0 0 3M CO COM 88579Y101 247 1515 SH SOLE 1515 0 0 ROKU INC COM CL A 77543R102 248 1100 SH SOLE 1100 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 251 852 SH SOLE 419 0 433 AUTOHOME INC SP ADR RP CL A 05278C107 252 2422 SH DFND 1 0 0 2422 OGE ENERGY CORP COM 670837103 277 8651 SH SOLE 8651 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 282 2331 SH SOLE 1861 0 470 PFIZER INC COM 717081103 287 7893 SH SOLE 7813 0 80 BRISTOL-MYERS SQUIBB CO COM 110122108 290 4550 SH SOLE 4550 0 0 DISNEY WALT CO COM DISNEY 254687106 301 2371 SH SOLE 2346 0 25 PAYCOM SOFTWARE INC COM 70432V102 301 806 SH SOLE 806 0 0 FISERV INC COM 337738108 305 2981 SH SOLE 2546 0 435 NEXTERA ENERGY INC COM 65339F101 313 4192 SH SOLE 4192 0 0 ALPHABET INC CAP STK CL C 02079K107 323 183 SH DFND 3, 6 0 29 154 ITT INC COM 45073V108 327 5000 SH SOLE 5000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 333 939 SH DFND 2, 3, 6 0 140 799 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 343 1465 SH SOLE 1455 0 10 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 358 2720 SH SOLE 2720 0 0 ISHARES TR USD INV GRDE ETF 464288620 361 5890 SH SOLE 5890 0 0 COCA COLA CO COM 191216100 375 7581 SH SOLE 7302 187 92 UNITED RENTALS INC COM 911363109 377 2000 SH SOLE 2000 0 0 ALPHABET INC CAP STK CL C 02079K107 381 216 SH SOLE 183 14 19 ISHARES INC MSCI JPN ETF NEW 46434G822 384 6250 SH SOLE 6250 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 385 1144 SH DFND 1, 4 0 73 1071 ARISTA NETWORKS INC COM 040413106 386 1500 SH SOLE 1500 0 0 LAM RESEARCH CORP COM 512807108 400 1000 SH SOLE 1000 0 0 FACEBOOK INC CL A 30303M102 405 1374 SH DFND 3, 6 0 219 1155 INTERNATIONAL BUSINESS MACHS COM 459200101 439 3829 SH SOLE 3829 0 0 AMAZON COM INC COM 023135106 448 135 SH DFND 3, 6 0 22 113 DEVON ENERGY CORP NEW COM 25179M103 454 45193 SH SOLE 45193 0 0 NIKE INC CL B 654106103 501 3859 SH SOLE 3796 63 0 FACEBOOK INC CL A 30303M102 533 1810 SH SOLE 1468 130 212 PROCTER AND GAMBLE CO COM 742718109 544 3823 SH SOLE 3823 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 558 2436 SH SOLE 2436 0 0 MICROSOFT CORP COM 594918104 566 2536 SH DFND 3, 6 0 386 2150 BOEING CO COM 097023105 576 3668 SH SOLE 3668 0 0 CONTINENTAL RES INC COM 212015101 588 44213 SH SOLE 44213 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 655 7241 SH SOLE 7241 0 0 HOME DEPOT INC COM 437076102 678 2371 SH SOLE 2371 0 0 GALLAGHER ARTHUR J & CO COM 363576109 681 6200 SH SOLE 6200 0 0 APPLE INC COM 037833100 685 5759 SH DFND 3, 6 0 788 4971 ASTRAZENECA PLC SPONSORED ADR 046353108 692 12542 SH SOLE 12542 0 0 ISHARES TR MRNGSTR LG-CP VL 464288109 740 7354 SH SOLE 7354 0 0 ISHARES TR DEVSMCP EXNA ETF 464288497 749 14200 SH SOLE 14200 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 816 2320 SH SOLE 2320 0 0 ONEOK INC NEW COM 682680103 830 29091 SH SOLE 29091 0 0 JOHNSON & JOHNSON COM 478160104 948 6781 SH SOLE 6781 0 0 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 967 123240 SH SOLE 77397 0 45843 RAYTHEON TECHNOLOGIES CORP COM 75513E101 970 16643 SH SOLE 16580 63 0 PINTEREST INC CL A 72352L106 1016 16000 SH SOLE 16000 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 1049 25085 SH SOLE 25085 0 0 AMAZON COM INC COM 023135106 1159 349 SH SOLE 327 9 13 ISHARES TR MRNGSTR LG-CP GR 464287119 1195 4286 SH SOLE 4286 0 0 HONEYWELL INTL INC COM 438516106 1382 7542 SH SOLE 7542 0 0 COSTCO WHSL CORP NEW COM 22160K105 1761 4572 SH SOLE 4412 0 160 ISHARES TR CORE S&P500 ETF 464287200 1795 5107 SH SOLE 4978 0 129 DANAHER CORPORATION COM 235851102 1840 7657 SH SOLE 7567 0 90 SHOPIFY INC CL A 82509L107 1855 1790 SH SOLE 1790 0 0 BANCFIRST CORP COM 05945F103 1930 42600 SH SOLE 42600 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 2053 20331 SH SOLE 19923 47 361 ALPHABET INC CAP STK CL A 02079K305 2767 1570 SH SOLE 1564 0 6 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3004 27336 SH SOLE 25711 0 1625 SELECT SECTOR SPDR TR ENERGY 81369Y506 3284 111072 SH SOLE 96173 5 14894 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3329 132295 SH SOLE 102044 0 30251 THERMO FISHER SCIENTIFIC INC COM 883556102 3434 6672 SH SOLE 6447 0 225 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 3997 166826 SH SOLE 127676 149 39000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4080 63475 SH SOLE 58467 0 5008 PEPSICO INC COM 713448108 4224 30594 SH SOLE 30528 66 0 ISHARES TR MSCI EMG MKT ETF 464287234 4430 92857 SH SOLE 91509 0 1348 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 4461 108638 SH SOLE 79531 105 29002 ISHARES TR MSCI EAFE ETF 464287465 4770 72198 SH SOLE 63133 0 9065 MICROSOFT CORP COM 594918104 4912 21997 SH SOLE 21305 187 505 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 5034 74212 SH SOLE 56802 3 17407 PLURALSIGHT INC COM CL A 72941B106 6270 330000 SH SOLE 330000 0 0 ISHARES TR EAFE SML CP ETF 464288273 6338 104393 SH SOLE 100813 0 3580 FIDELITY COVINGTON TRUST CONSMR STAPLES 316092303 7279 187400 SH SOLE 171113 0 16287 ISHARES TR RUSSELL 2000 ETF 464287655 7606 46122 SH SOLE 44663 0 1459 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 9190 90148 SH SOLE 76958 18 13172 FIDELITY COVINGTON TRUST MSCI INDL INDX 316092709 9231 216650 SH SOLE 195337 0 21313 ISHARES TR JPMORGAN USD EMG 464288281 10245 90458 SH SOLE 66767 205 23486 ISHARES TR RUS MID CAP ETF 464287499 10324 166968 SH SOLE 159784 0 7184 APPLE INC COM 037833100 10481 88055 SH SOLE 82906 440 4709 SPDR S&P 500 ETF TR TR UNIT 78462F103 10945 31251 SH SOLE 30978 0 273 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 12303 342429 SH SOLE 248486 30 93913 FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 316092873 12716 302393 SH SOLE 262903 0 39490 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 13149 85819 SH SOLE 76671 0 9148 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 14222 175022 SH SOLE 132665 10 42347 ISHARES TR CORE US AGGBD ET 464287226 15018 127204 SH SOLE 88728 0 38476 ISHARES TR CORE S&P MCP ETF 464287507 19636 96612 SH SOLE 67917 210 28486 ISHARES TR CORE S&P SCP ETF 464287804 19682 256081 SH SOLE 207517 360 48204 ISHARES TR IBOXX INV CP ETF 464287242 22481 164550 SH SOLE 111667 340 52543 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 25754 465122 SH SOLE 370552 25 94546 ISHARES TR PFD AND INCM SEC 464288687 27383 743305 SH SOLE 575220 1311 166774 ISHARES TR CORE MSCI EAFE 46432F842 28056 449536 SH SOLE 345820 716 103001 ISHARES TR TIPS BD ETF 464287176 31261 248934 SH SOLE 194206 370 54358 ISHARES INC CORE MSCI EMKT 46434G103 34491 604257 SH SOLE 480701 878 122679 ISHARES TR NATIONAL MUN ETF 464288414 58765 507162 SH SOLE 300501 2419 204242 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 61083 634038 SH SOLE 515444 25 118568