0001493152-24-000125.txt : 20240102 0001493152-24-000125.hdr.sgml : 20240102 20240102171030 ACCESSION NUMBER: 0001493152-24-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20240102 DATE AS OF CHANGE: 20240102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Milton CENTRAL INDEX KEY: 0001945206 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41488 FILM NUMBER: 24503423 MAIL ADDRESS: STREET 1: SHUTTLE PHARMACEUTICALS HOLDINGS, INC. STREET 2: ONE RESEARCH COURT, SUITE 450 CITY: ROCKVILLE STATE: MD ZIP: 20850 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shuttle Pharmaceuticals Holdings, Inc. CENTRAL INDEX KEY: 0001757499 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 PROFESSIONAL DRIVE STREET 2: SUITE 260 CITY: GAITHERSBURG STATE: MD ZIP: 20879 BUSINESS PHONE: (240) 403-4212 MAIL ADDRESS: STREET 1: 401 PROFESSIONAL DRIVE STREET 2: SUITE 260 CITY: GAITHERSBURG STATE: MD ZIP: 20879 4 1 ownership.xml X0508 4 2023-12-13 0 0001757499 Shuttle Pharmaceuticals Holdings, Inc. SHPH 0001945206 Brown Milton 401 PROFESSIONAL DRIVE, SUITE 260 GAITHERSBURG MD 20879 1 0 0 0 0 Common Stock 2023-12-13 4 S 0 2921 0.4632 D 1094610 D Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") held by the Reporting Person. Upon vesting of the RSUs, the sales are automatic, routine, non-discretionary transactions mandated by the Issuer under its equity incentive plan in order to satisfy the Reporting Person's tax withholding obligations which are funded by "sell to cover" transactions. These transactions are exempt under Section 16b-3 and do not represent discretionary trades by the Reporting Person. Consists of (i) 1,077,943 shares of common stock and (ii) 16,667 RSUs which remain subject to certain vesting conditions. /s/ Milton Brown 2024-01-02