0000950103-20-002675.txt : 20200212 0000950103-20-002675.hdr.sgml : 20200212 20200212115511 ACCESSION NUMBER: 0000950103-20-002675 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Centogene N.V. CENTRAL INDEX KEY: 0001757097 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-91220 FILM NUMBER: 20602282 BUSINESS ADDRESS: STREET 1: AM STRANDE 7 CITY: ROSTOCK STATE: 2M ZIP: 18055 BUSINESS PHONE: 49 30 2130 00325 MAIL ADDRESS: STREET 1: AM STRANDE 7 CITY: ROSTOCK STATE: 2M ZIP: 18055 FORMER COMPANY: FORMER CONFORMED NAME: Centogene B.V. DATE OF NAME CHANGE: 20181025 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Rolfs Arndt CENTRAL INDEX KEY: 0001801205 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: ALBOINSTRABE 42 CITY: BERLIN STATE: 2M ZIP: 12103 SC 13G 1 dp121311_sc13g.htm FORM SC 13G

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No. )*

 

 

Centogene N.V.
(Name of Issuer)
 
Common shares, par value €0.12 per share
(Title of Class of Securities)
 
N1976T 109
(CUSIP Number)
 
November 6, 2019
(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☐Rule 13d-1(b)

 

☐Rule 13d-1(c)

 

☒Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

1

NAME OF REPORTING PERSON

 

Arndt Rolfs

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ☐

(b)  ☐

 

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Germany

NUMBER OF
SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON
WITH		 5

SOLE VOTING POWER

 

2,401,978

6

SHARED VOTING POWER

 

0

7

SOLE DISPOSITIVE POWER

 

2,401,978

8

SHARED DISPOSITIVE POWER

 

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,401,978

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

☐

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

12.11

12

TYPE OF REPORTING PERSON

 

IN

 

 

 

 

 

1 The percentage of the Issuer’s outstanding common shares beneficially owned by the Reporting Person is based on 19,861,340 common shares outstanding, as reported in the Issuer’s final prospectus filed with the Securities and Exchange Commission on November 8, 2019, after giving effect to the offering described therein.

 

 

 

 

 

ITEM 1.(a) Name of Issuer:

 

Centogene N.V.

 

(b)Address of Issuer’s Principal Executive Offices:

 

Alboinstraße 42, 12103 Berlin,

 

Germany

 

ITEM 2.(a) Name of Person on whose behalf this Filing is being made:

 

Arndt Rolfs

 

(b)Address of Principal Business Office, or if None, Residence:

 

Alboinstraße 42, 12103 Berlin,

 

Germany

 

(c)Citizenship or Place of Organization:

 

Germany

 

(d)Title of Class of Securities:

 

Common shares, par value €0.12 per share

 

(e)CUSIP Number:

 

N1976T 109

 

ITEM 3.IF THIS STATEMENT IS FILED PURSUANT TO SS.240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:

 

Not Applicable.

 

ITEM 4.OWNERSHIP.

 

The information set forth in Item 2 above is incorporated by reference.

 

(a)       Amount beneficially owned:

 

See row 9 of the cover sheet.

 

(b)       Percent of class:

 

See row 11 of the cover sheet.

 

(c)       Number of shares as to which the person has:

 

(i)       Sole power to vote or to direct the vote:

 

See row 5 of the cover sheet.

 

(ii)       Shared power to vote or to direct the vote:

 

See row 6 of the cover sheet.

 

(iii)       Sole power to dispose or to direct the disposition of:

 

See row 7 of the cover sheet.

 

(iv)       Shared power to dispose or to direct the disposition of:

 

 

See row 8 of the cover sheet.

 

ITEM 5.OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.

 

Not Applicable.

 

ITEM 6.OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

 

Not Applicable.

 

ITEM 7.IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.

 

Not Applicable.

 

ITEM 8.IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

 

Not Applicable.

 

ITEM 9.NOTICE OF DISSOLUTION OF GROUP.

 

Not Applicable.

 

ITEM 10.CERTIFICATIONS.

 

Not Applicable.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

       
      /s/ Arndt Rolfs
Dated: February 11, 2020      
      By: Arndt Rolfs