0001095449-23-000080.txt : 20231114 0001095449-23-000080.hdr.sgml : 20231114 20231113193535 ACCESSION NUMBER: 0001095449-23-000080 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Delta Investment Management, LLC CENTRAL INDEX KEY: 0001757043 IRS NUMBER: 263894033 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18966 FILM NUMBER: 231401000 BUSINESS ADDRESS: STREET 1: 708 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 249-6337 MAIL ADDRESS: STREET 1: 708 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001757043 XXXXXXXX 09-30-2023 09-30-2023 Delta Investment Management, LLC

708 MONTGOMERY STREET SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-18966 000149596 801-114006 N Nicholas G. Atkeson (415) 249-6337 Nicholas G. Atkeson San Francisco CA 10-13-2023 0 182 360821950 false INFORMATION TABLE 2 table.2023-09.xml 13F INFORMATION TABLE FOR SEPTEMBER 30, 2023 ABBOTT LABSCOM0028241007438877681SHSOLE007681 ABBVIE INCCOM00287Y1095966484003SHSOLE004003 AES CORPCOM00130H10521094613878SHSOLE0013878 AKOUSTIS TECHNOLOGIES INCCOM00973N1021731723000SHSOLE0023000 ALLISON TRANSMISSION HLDGS ICOM01973R1013217275447SHSOLE005447 ALPHABET INCCAP STK CL A02079K305479497236642SHSOLE0036642 ALPHABET INCCAP STK CL C02079K1071077425581716SHSOLE0081716 ALTRIA GROUP INCCOM02209S1033053677262SHSOLE007262 AMAZON COM INCCOM023135106906924971344SHSOLE0071344 AMERICAN EXPRESS COCOM0258161095609543760SHSOLE003760 AMERICAN TOWER CORP NEWCOM03027X1002319691411SHSOLE001411 AMETEK INCCOM0311001005237473545SHSOLE003545 AMGEN INCCOM0311621004543561691SHSOLE001691 ANALOG DEVICES INCCOM0326541052923591670SHSOLE001670 ANGI INCCOM CL A NEW00183L1022178011000SHSOLE0011000 AON PLCSHS CL AG0403H1083760951160SHSOLE001160 APPLE INCCOM0378331001161173767822SHSOLE0067822 APPLIED MATLS INCCOM0382221052886972085SHSOLE002085 ARISTA NETWORKS INCCOM0404131063509381908SHSOLE001908 ARK ETF TRINNOVATION ETF00214Q1042050945170SHSOLE005170 AT&T INCCOM00206R10215242310148SHSOLE0010148 BANK AMERICA CORPCOM0605051042722399943SHSOLE009943 BERKSHIRE HATHAWAY INC DELCL B NEW084670702754301021533SHSOLE0021533 BLACKROCK SCIENCE & TECHNOLOSHS BEN INT09260K10122440013600SHSOLE0013600 BOOZ ALLEN HAMILTON HLDG CORCL A0995021065077784647SHSOLE004647 BRISTOL-MYERS SQUIBB COCOM1101221082737754717SHSOLE004717 BROADCOM INCCOM11135F101348013419SHSOLE00419 CADIZ INCCOM NEW127537207470619142181SHSOLE00142181 CALIDI BIOTHERAPEUTICS INCCOM NEW3207031013401510230SHSOLE0010230 CANADIAN PACIFIC KANSAS CITYCOM13646K1083453174641SHSOLE004641 CARDINAL HEALTH INCCOM14149Y1084396565064SHSOLE005064 CATERPILLAR INCCOM14912310110402563810SHSOLE003810 CDW CORPCOM12514G1084701012330SHSOLE002330 CHARTER COMMUNICATIONS INC NCL A16119P10829120486621SHSOLE006621 CHEVRON CORP NEWCOM166764100276619216405SHSOLE0016405 CHURCH & DWIGHT CO INCCOM1713401023308763611SHSOLE003611 CISCO SYS INCCOM17275R10263420011797SHSOLE0011797 COCA COLA COCOM1912161003818406821SHSOLE006821 COLGATE PALMOLIVE COCOM1941621032885644058SHSOLE004058 CONOCOPHILLIPSCOM20825C1043367582811SHSOLE002811 CONSOLIDATED EDISON INCCOM2091151042565903000SHSOLE003000 CROWDSTRIKE HLDGS INCCL A22788C1054551062719SHSOLE002719 CSX CORPCOM126408103128189741688SHSOLE0041688 DANAHER CORPORATIONCOM235851102249682010064SHSOLE0010064 DEERE & COCOM244199105218031578SHSOLE00578 DISNEY WALT COCOM2546871064371035393SHSOLE005393 DOMINOS PIZZA INCCOM25754A201204178539SHSOLE00539 DORCHESTER MINERALS LPCOM UNIT25820R1058780297302248SHSOLE00302248 EAST WEST BANCORP INCCOM27579R1045236799935SHSOLE009935 EATON CORP PLCSHSG291831038607984036SHSOLE004036 ELI LILLY & COCOM5324571087170691335SHSOLE001335 ENTERPRISE PRODS PARTNERS LCOM2937921076890116251740SHSOLE00251740 ESSEX PPTY TR INCCOM29717810510292044853SHSOLE004853 EXPEDIA GROUP INCCOM NEW30212P3032061402000SHSOLE002000 EXXON MOBIL CORPCOM30231G102170905114535SHSOLE0014535 FEDEX CORPCOM31428X1065571272103SHSOLE002103 FIDELITY COMWLTH TRNASDAQ COMPSIT3159128082859455500SHSOLE005500 FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF33734X84691314320100SHSOLE0020100 FIRST TR EXCHANGE-TRADED FDCBOE VEST RISING33738D87999600047271SHSOLE0047271 FIRST TR EXCHNG TRADED FD VICBOE EQT DEP NOV33740F8393236139121SHSOLE009121 FIRST TR EXCHNG TRADED FD VIVEST US EQT DEP33740F6722901718384SHSOLE008384 FIRST TR EXCHNG TRADED FD VICBOE VEST US DEP33740U80251174116878SHSOLE0016878 FIRST TR EXCHNG TRADED FD VICBOE VEST NAS10033740F58130652712756SHSOLE0012756 FIRST TR EXCHNG TRADED FD VIVEST US DEEP33740F8542725298236SHSOLE008236 FIRST TR EXCHNG TRADED FD VIFT CBOE VEST US33740F6152886198973SHSOLE008973 FIVE POINT HOLDINGS LLCCOM CL A33833Q106718179241811SHSOLE00241811 FLOTEK INDS INC DELCOM NEW34338940924473555245SHSOLE0055245 FORTINET INCCOM34959E1093735576366SHSOLE006366 FRANKLIN RESOURCES INCCOM35461310138384115616SHSOLE0015616 GLOBAL WTR RES INCCOM37946310227041827735SHSOLE0027735 GOLDMAN SACHS ETF TRACCES TREASURY38143052914592251145762SHSOLE00145762 GOLDMAN SACHS GROUP INCCOM38141G104292677905SHSOLE00905 HOME DEPOT INCCOM437076102245656813SHSOLE00813 HUNTINGTON INGALLS INDS INCCOM4464131063238501583SHSOLE001583 INNOVATOR ETFS TRDEFINED WLT SHLD45783Y85597383435030SHSOLE0035030 INNOVATOR ETFS TRUS EQTY PWR BUF45782C81315802166468907SHSOLE00468907 INNOVATOR ETFS TRUS EQT ULTRA BF45782C8396511391230655SHSOLE00230655 INNOVATOR ETFS TRUS EQTY BUFR JUL45782C789144456941908SHSOLE0041908 INNOVATOR ETFS TRUS EQT ULTRA BF45782C80535873513924SHSOLE0013924 INNOVATOR ETFS TRUS EQTY PWR BUF45782C50846143213261SHSOLE0013261 INNOVATOR ETFS TRUS EQT ULTRA BF45782C3002868318807SHSOLE008807 INNOVATOR ETFS TRUS EQTY PWR BUF45782C3184095634138741SHSOLE00138741 INTEL CORPCOM4581401002721717656SHSOLE007656 INTERNATIONAL BUSINESS MACHSCOM4592001017045875022SHSOLE005022 INVESCO EXCH TRADED FD TR IIS&P INTL QULTY46138E21426283310148SHSOLE0010148 INVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB46138J8663512695165459SHSOLE00165459 INVESCO EXCH TRD SLF IDX FDBULSHS 2023 HY46138J858124865653123SHSOLE0053123 INVESCO EXCH TRD SLF IDX FDBULSHS 2024 HY46138J83336023716022SHSOLE0016022 INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V357221494015632SHSOLE0015632 INVESCO QQQ TRUNIT SER 146090E10315843284422SHSOLE004422 ISHARES TRCORE S&P500 ETF46428720036579878518SHSOLE008518 ISHARES TRS&P 500 VAL ETF464287408415029526978SHSOLE0026978 ISHARES TR0-5 YR TIPS ETF46429B7475119205282SHSOLE005282 ISHARES TRS&P MC 400GR ETF4642876062769683834SHSOLE003834 ISHARES TRISHARES SEMICDTR464287523352494744SHSOLE00744 ISHARES TRS&P 500 GRWT ETF464287309406156959362SHSOLE0059362 ISHARES TRSHORT TREAS BD46428867914311771129553SHSOLE00129553 ISHARES TRMSCI USA QLT FCT46432F3392103901596SHSOLE001596 ISHARES TRGLOBAL TECH ETF4642872912356404074SHSOLE004074 ISHARES TRRUS 1000 ETF4642876224248511809SHSOLE001809 ISHARES TRMSCI EAFE ETF4642874652911134224SHSOLE004224 J P MORGAN EXCHANGE TRADED FNASDAQ EQT PREM46654Q203232588549561SHSOLE0049561 J P MORGAN EXCHANGE TRADED FEQUITY PREMIUM46641Q332419104478250SHSOLE0078250 J P MORGAN EXCHANGE TRADED FULTRA SHRT INC46641Q837274904554784SHSOLE0054784 J P MORGAN EXCHANGE TRADED FINCOME ETF46641Q15946113810386SHSOLE0010386 JOHNSON & JOHNSONCOM478160104160547010308SHSOLE0010308 JPMORGAN CHASE & COCOM46625H1008240025682SHSOLE005682 KIMBERLY-CLARK CORPCOM4943681032860522367SHSOLE002367 KNIGHTSCOPE INCCLASS A COM49907V1023083438888SHSOLE0038888 KRAFT HEINZ COCOM50075410635638210594SHSOLE0010594 LIBERTY BROADBAND CORPCOM SER A530307107380967441906SHSOLE0041906 LOWES COS INCCOM5486611077868263786SHSOLE003786 MANCHESTER UTD PLC NEWORD CL AG5784H10629685015000SHSOLE0015000 MASTERCARD INCORPORATEDCL A57636Q10411260122844SHSOLE002844 MCDONALDS CORPCOM5801351016407162432SHSOLE002432 MCKESSON CORPCOM58155Q103351359808SHSOLE00808 MERCK & CO INCCOM58933Y1056689386498SHSOLE006498 META PLATFORMS INCCL A30303M1025202641733SHSOLE001733 METLIFE INCCOM59156R10882633113135SHSOLE0013135 MICROSOFT CORPCOM594918104970505630737SHSOLE0030737 MONDELEZ INTL INCCL A6092071053215304633SHSOLE004633 MOODYS CORPCOM6153691057508432375SHSOLE002375 NEOS ETF TRUSTNEOS S&P 500 HI78433H303147559231429SHSOLE0031429 NEOS ETF TRUSTNEOS ENH INM CAS78433H5012070444150SHSOLE004150 NEXSTAR MEDIA GROUP INCCOMMON STOCK65336K1034206482934SHSOLE002934 NIKE INCCL B6541061032814102943SHSOLE002943 NORTHERN LTS FD TR IIIHCM DEFND 10066538R748151999133883SHSOLE0033883 NORTHERN LTS FD TR IIIHCM DEFEN 50066538R730131542335200SHSOLE0035200 NORTHERN LTS FD TR IVINSPIRE 100 ETF66538H53431897710204SHSOLE0010204 NVIDIA CORPORATIONCOM67066G10416183113720SHSOLE003720 OMNICOM GROUP INCCOM6819191064360065854SHSOLE005854 ONEOK INC NEWCOM6826801036321439966SHSOLE009966 PACER FDS TRUS CASH COWS 10069374H8813532097146SHSOLE007146 PARAMOUNT GLOBALCLASS B COM92556H20616616512881SHSOLE0012881 PAYCHEX INCCOM7043261073522183054SHSOLE003054 PEPSICO INCCOM7134481085385133178SHSOLE003178 PFIZER INCCOM71708110342079512686SHSOLE0012686 PHILIP MORRIS INTL INCCOM7181721094782145165SHSOLE005165 PHILLIPS 66COM7185461042502762083SHSOLE002083 PIMCO ETF TRENHAN SHRT MA AC72201R8332826952823SHSOLE002823 PIMCO ETF TRMULTISECTOR BD72201R58543287517719SHSOLE0017719 PRINCIPAL EXCHANGE TRADED FDSPECTRUM PFD74255Y888102109260563SHSOLE0060563 PROCTER AND GAMBLE COCOM742718109172960811858SHSOLE0011858 PROFRAC HLDG CORPCLASS A COM74319N10046750342969SHSOLE0042969 QUALCOMM INCCOM7475251033075252769SHSOLE002769 QUANTUM CORPCOM NEW7479065011173919245SHSOLE0019245 ROCKWELL AUTOMATION INCCOM773903109206293722SHSOLE00722 S&P GLOBAL INCCOM78409V10423371536396SHSOLE006396 SABRA HEALTH CARE REIT INCCOM78573L10616031011500SHSOLE0011500 SALESFORCE INCCOM79466L30219971809849SHSOLE009849 SAN JUAN BASIN RTY TRUNIT BEN INT79824110520864730195SHSOLE0030195 SCHWAB CHARLES CORPCOM808513105150447127404SHSOLE0027404 SELECT SECTOR SPDR TRINDL81369Y7043230433186SHSOLE003186 SELECT SECTOR SPDR TRTECHNOLOGY81369Y8035756903512SHSOLE003512 SERVICE PPTYS TRCOM SH BEN INT81761L10271158692534SHSOLE0092534 SERVICENOW INCCOM81762P102226938406SHSOLE00406 SMUCKER J M COCOM NEW8326964054365763552SHSOLE003552 SNAP ON INCCOM8330341015940352329SHSOLE002329 SPDR GOLD TRGOLD SHS78463V10710281865997SHSOLE005997 SPDR S&P 500 ETF TRTR UNIT78462F10330442017121SHSOLE007121 SPDR SER TRBLOOMBERG 1-3 MO78468R66371788745781842SHSOLE00781842 SPDR SER TRPORTFLI HIGH YLD78468R606101739745379SHSOLE0045379 SPROTT PHYSICAL GOLD & SILVETR UNIT85208R101116610467327SHSOLE0067327 SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848124983232337SHSOLE0032337 STATE STR CORPCOM8574771033161854722SHSOLE004722 SUNCOR ENERGY INC NEWCOM86722410768739419994SHSOLE0019994 TESLA INCCOM88160R10117703077075SHSOLE007075 TEXAS INSTRS INCCOM8825081046613234159SHSOLE004159 THERMO FISHER SCIENTIFIC INCCOM88355610217640023485SHSOLE003485 TRANSDIGM GROUP INCCOM893641100900267110678SHSOLE0010678 UBER TECHNOLOGIES INCCOM90353T10090140419600SHSOLE0019600 UNION PAC CORPCOM90781810810372785094SHSOLE005094 UNITEDHEALTH GROUP INCCOM91324P102209543416SHSOLE00416 VANECK ETF TRUSTFALLEN ANGEL HG92189F43750669918725SHSOLE0018725 VANGUARD BD INDEX FDSSHORT TRM BOND9219378274328295758SHSOLE005758 VANGUARD SCOTTSDALE FDSSHORT TERM TREAS92206C10224255025421094SHSOLE00421094 VERIZON COMMUNICATIONS INCCOM92343V1042098876476SHSOLE006476 VISA INCCOM CL A92826C83917596587650SHSOLE007650 WALMART INCCOM931142103171695710736SHSOLE0010736 WELLS FARGO CO NEWCOM9497461012834056936SHSOLE006936 WHIRLPOOL CORPCOM9633201062270751698SHSOLE001698 WYNN RESORTS LTDCOM9831341074708295095SHSOLE005095