0001095449-22-000007.txt : 20220207 0001095449-22-000007.hdr.sgml : 20220207 20220204200954 ACCESSION NUMBER: 0001095449-22-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220207 DATE AS OF CHANGE: 20220204 EFFECTIVENESS DATE: 20220207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Delta Investment Management, LLC CENTRAL INDEX KEY: 0001757043 IRS NUMBER: 263894033 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18966 FILM NUMBER: 22595226 BUSINESS ADDRESS: STREET 1: 708 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 249-6337 MAIL ADDRESS: STREET 1: 708 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001757043 XXXXXXXX 12-31-2021 12-31-2021 Delta Investment Management, LLC

708 MONTGOMERY STREET SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-18966 N Nicholas G. Atkeson (415) 249-6337 Nicholas G. Atkeson San Francisco CA 01-18-2022 0 170 347598 false INFORMATION TABLE 2 table.2021-12.xml INFORMATION TABLE FOR DECEMBER 31, 2021 ABBOTT LABSCOM0028241006794826SHSOLE004826 ABBVIE INCCOM00287Y1095654171SHSOLE004171 ABERDEEN STD PALLADIUM ETF TPHYSCL PALLADM0032621024342462SHSOLE002462 ABERDEEN STD SILVER ETF TRPHYSCL SILVR SHS00326410869531008SHSOLE0031008 ADVANCED MICRO DEVICES INCCOM007903107314621863SHSOLE0021863 AGILENT TECHNOLOGIES INCCOM00846U1012391500SHSOLE001500 AKOUSTIS TECHNOLOGIES INCCOM00973N10215423000SHSOLE0023000 ALBEMARLE CORPCOM01265310121469181SHSOLE009181 ALCOA CORPCOM013872106305451256SHSOLE0051256 ALPHABET INCCAP STK CL C02079K107119304123SHSOLE004123 ALPHABET INCCAP STK CL A02079K30545921585SHSOLE001585 ALTICE USA INCCL A02156K1034287264948SHSOLE00264948 ALTRIA GROUP INCCOM02209S1033587561SHSOLE007561 AMAZON COM INCCOM02313510679862395SHSOLE002395 AMERICAN EXPRESS COCOM0258161093432095SHSOLE002095 AMERICAN TOWER CORP NEWCOM03027X10011623973SHSOLE003973 APOLLO GLOBAL MGMT INCCOM CL A03768E105208228747SHSOLE0028747 APPLE INCCOM0378331001162565466SHSOLE0065466 APPLIED DNA SCIENCES INCCOM03815U30018145000SHSOLE0045000 APPLIED MATLS INCCOM0382221053282082SHSOLE002082 ARCBEST CORPCOM03937C105355529664SHSOLE0029664 ARK ETF TRINNOVATION ETF00214Q1043894116SHSOLE004116 AT&T INCCOM00206R10226610820SHSOLE0010820 ATLASSIAN CORP PLCCL AG0624210419375080SHSOLE005080 BERKSHIRE HATHAWAY INC DELCL B NEW0846707021013433892SHSOLE0033892 BERKSHIRE HATHAWAY INC DELCL A08467010822535SHSOLE005 BK OF AMERICA CORPCOM0605051043968898SHSOLE008898 BLACKROCK RES & COMMODITIESSHS09257A10871476328SHSOLE0076328 BLACKROCK SCIENCE & TECHNOLOSHS BEN INT09260K10154514000SHSOLE0014000 BOOT BARN HLDGS INCCOM099406100315125611SHSOLE0025611 BORGWARNER INCCOM09972410646710352SHSOLE0010352 BRISTOL-MYERS SQUIBB COCOM1101221082654252SHSOLE004252 CADIZ INCCOM NEW12753720737296350SHSOLE0096350 CALIFORNIA WTR SVC GROUPCOM1307881022874000SHSOLE004000 CATERPILLAR INCCOM1491231017513633SHSOLE003633 CF INDS HLDGS INCCOM125269100303042812SHSOLE0042812 CHARTER COMMUNICATIONS INC NCL A16119P10862659610SHSOLE009610 CHEVRON CORP NEWCOM166764100182115519SHSOLE0015519 CIENA CORPCOM NEW1717793092313000SHSOLE003000 COCA COLA COCOM1912161003986721SHSOLE006721 COLGATE PALMOLIVE COCOM1941621033414000SHSOLE004000 CONSOLIDATED EDISON INCCOM2091151042563000SHSOLE003000 DEVON ENERGY CORP NEWCOM25179M103358681412SHSOLE0081412 DIAMONDBACK ENERGY INCCOM25278X109252323397SHSOLE0023397 DISH NETWORK CORPORATIONCL A25470M10976523577SHSOLE0023577 DISNEY WALT COCOM2546871069275983SHSOLE005983 DORCHESTER MINERALS LPCOM UNIT25820R1057831395728SHSOLE00395728 ENTERPRISE PRODS PARTNERS LCOM2937921076410291876SHSOLE00291876 ETF SER SOLUTIONSLHA MKT ST TACTL26922B10515319475150SHSOLE00475150 ETSY INCCOM29786A1068393833SHSOLE003833 EXPEDIA GROUP INCCOM NEW30212P3033612000SHSOLE002000 EXXON MOBIL CORPCOM30231G1024867935SHSOLE007935 FEDEX CORPCOM31428X1065442103SHSOLE002103 FIDELITY COMWLTH TRNASDAQ COMPSIT3159128083355500SHSOLE005500 FIRST REP BK SAN FRANCISCO CCOM33616C100422820471SHSOLE0020471 FIRST TR EXCHNG TRADED FD VICBOE EQT DEP NOV33740F83935710098SHSOLE0010098 FIRST TR EXCHNG TRADED FD VIVEST US EQT DEP33740F67234910573SHSOLE0010573 FIRST TR EXCHNG TRADED FD VIFT CBOE VEST US33740F68050215159SHSOLE0015159 FIRST TR EXCHNG TRADED FD VIVEST US DEEP33740F8542918236SHSOLE008236 FIVE POINT HOLDINGS LLCCOM CL A33833Q1061492228080SHSOLE00228080 FLOTEK INDS INC DELCOM343389102194171468SHSOLE00171468 FORTINET INCCOM34959E109380110577SHSOLE0010577 GLOBAL WTR RES INCCOM3794631027419433861SHSOLE00433861 GOLDMAN SACHS ETF TRMARKETBETA US EQ381430123294344790SHSOLE0044790 GREEN PLAINS INCCOM393222104209260198SHSOLE0060198 HEALTHPEAK PROPERTIES INCCOM42250P1032352581SHSOLE002581 HELIUS MED TECHNOLOGIES INCCOM CL A NEW42328V60320439284SHSOLE0039284 HOME DEPOT INCCOM4370761024581105SHSOLE001105 HP INCCOM40434L1052015340SHSOLE005340 HUBSPOT INCCOM44357310017242616SHSOLE002616 IHS MARKIT LTDSHSG47567105287421625SHSOLE0021625 INDEPENDENCE RLTY TR INCCOM45378A1062579955SHSOLE009955 INNOVATOR ETFS TRS&P INVT GRD PFD45783Y82276732047SHSOLE0032047 INTEL CORPCOM4581401002244349SHSOLE004349 INTERNATIONAL BUSINESS MACHSCOM4592001016674991SHSOLE004991 INVESCO ACTIVELY MANAGED ETFULTRA SHRT DUR46090A88798119507SHSOLE0019507 INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V357280917258SHSOLE0017258 INVESCO QQQ TRUNIT SER 146090E1031273031998SHSOLE0031998 ISHARES TRCORE S&P500 ETF4642872002236246880SHSOLE0046880 ISHARES TRCORE S&P TTL STK464287150573653615SHSOLE0053615 ISHARES TRRUS MDCP VAL ETF464287473868370948SHSOLE0070948 ISHARES TRISHARES SEMICDTR464287523420775SHSOLE00775 ISHARES TR3 7 YR TREAS BD4642886612622034SHSOLE002034 ISHARES TRS&P 500 GRWT ETF4642873092202632SHSOLE002632 ISHARES TRMSCI EAFE ETF4642874653174027SHSOLE004027 ISHARES TRRUS 1000 ETF4642876225662141SHSOLE002141 ISHARES TRSHORT TREAS BD4642886793463129SHSOLE003129 J P MORGAN EXCHANGE-TRADED FEQUITY PREMIUM46641Q33210537166751SHSOLE00166751 J P MORGAN EXCHANGE-TRADED FINCOME ETF46641Q159210841972SHSOLE0041972 J P MORGAN EXCHANGE-TRADED FUS QUALTY FCTR46641Q76111802259389SHSOLE00259389 J P MORGAN EXCHANGE-TRADED FCORE PLUS BD ETF46641Q670177932777SHSOLE0032777 J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC46641Q83763012478SHSOLE0012478 JEFFERIES FINL GROUP INCCOM47233W10939510184SHSOLE0010184 JOHNSON & JOHNSONCOM47816010413858098SHSOLE008098 JPMORGAN CHASE & COCOM46625H1007834946SHSOLE004946 KENNEDY-WILSON HOLDINGS INCCOM48939810748020118SHSOLE0020118 KIMBERLY-CLARK CORPCOM4943681033912734SHSOLE002734 KRAFT HEINZ COCOM50075410638310670SHSOLE0010670 LIBERTY BROADBAND CORPCOM SER A530307107200812477SHSOLE0012477 LOCKHEED MARTIN CORPCOM539830109205578SHSOLE00578 M/I HOMES INCCOM55305B1014226789SHSOLE006789 MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106200643189SHSOLE0043189 MANCHESTER UTD PLC NEWORD CL AG5784H10657640431SHSOLE0040431 MARATHON OIL CORPCOM5658491062596158128SHSOLE00158128 MASTERCARD INCORPORATEDCL A57636Q10425777173SHSOLE007173 MATADOR RES COCOM576485205179848695SHSOLE0048695 MATCH GROUP INC NEWCOM57667L107305323082SHSOLE0023082 MCDONALDS CORPCOM5801351016252332SHSOLE002332 MERCADOLIBRE INCCOM58733R102454337SHSOLE00337 MERCK & CO INCCOM58933Y1054095332SHSOLE005332 META PLATFORMS INCCL A30303M102420812510SHSOLE0012510 METLIFE INCCOM59156R10878912623SHSOLE0012623 MICROSOFT CORPCOM594918104761722649SHSOLE0022649 MONDELEZ INTL INCCL A6092071053605425SHSOLE005425 NIKE INCCL B6541061035063033SHSOLE003033 NORTHERN LTS FD TR IIIHCM DEFND 10066538R748221239245SHSOLE0039245 NORTHERN LTS FD TR IIIHCM DEFEN 50066538R730147031833SHSOLE0031833 NORTHERN LTS FD TR IVINSPIRE 100ETF66538H53470817967SHSOLE0017967 NORTHERN LTS FD TR IVINSPIRE SMAL ETF66538H64166918983SHSOLE0018983 NVIDIA CORPORATIONCOM67066G1049683291SHSOLE003291 OLIN CORPCOM PAR $1680665205287549984SHSOLE0049984 OVINTIV INCCOM69047Q102186755415SHSOLE0055415 PALO ALTO NETWORKS INCCOM69743510528185062SHSOLE005062 PAYCHEX INCCOM7043261074173054SHSOLE003054 PEPSICO INCCOM7134481085303053SHSOLE003053 PFIZER INCCOM7170811033075197SHSOLE005197 PHILIP MORRIS INTL INCCOM7181721094754996SHSOLE004996 PIMCO ETF TRACTIVE BD ETF72201R7759388571SHSOLE008571 PNC FINL SVCS GROUP INCCOM6934751054012000SHSOLE002000 PROCTER AND GAMBLE COCOM742718109192011740SHSOLE0011740 PROGRESSIVE CORPCOM743315103217521189SHSOLE0021189 QUANTUM CORPCOM NEW74790650118934245SHSOLE0034245 RADIUS GLOBAL INFRASTRCTRE ICOM CL A7504811034753295198SHSOLE00295198 ROOT INCCOM CL A77664L1083110000SHSOLE0010000 SABRA HEALTH CARE REIT INCCOM78573L10615611500SHSOLE0011500 SALESFORCE COM INCCOM79466L3026082394SHSOLE002394 SAN JUAN BASIN RTY TRUNIT BEN INT79824110531050911SHSOLE0050911 SCHWAB CHARLES CORPCOM8085131052593074SHSOLE003074 SCHWAB STRATEGIC TRINTRM TRM TRES8085248542243990SHSOLE003990 SELECT SECTOR SPDR TRSBI INT-INDS81369Y7043713511SHSOLE003511 SELECT SECTOR SPDR TRTECHNOLOGY81369Y8036013455SHSOLE003455 SERVICENOW INCCOM81762P102325500SHSOLE00500 SOLIGENIX INCCOM8342233071319359SHSOLE0019359 SPDR GOLD TRGOLD SHS78463V1079515565SHSOLE005565 SPDR S&P 500 ETF TRTR UNIT78462F10322734786SHSOLE004786 SPDR SER TRBLOOMBERG CONV78464A35995411495SHSOLE0011495 SPDR SER TRS&P BIOTECH78464A8703423057SHSOLE003057 SPDR SER TRBLOOMBERG 1-3 MO78468R6634414819SHSOLE004819 SPDR SER TRPORTFLI INTRMDIT78464A6722307178SHSOLE007178 SPROTT PHYSICAL GOLD & SILVETR UNIT85208R101136977174SHSOLE0077174 SS&C TECHNOLOGIES HLDGS INCCOM78467J100100912311SHSOLE0012311 SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84883517646SHSOLE0017646 SSGA ACTIVE TRSPDR SSGA FXD78470P5072347541SHSOLE007541 SUNCOR ENERGY INC NEWCOM86722410743117218SHSOLE0017218 TARGET CORPCOM87612E1063181376SHSOLE001376 TESLA INCCOM88160R10146054358SHSOLE004358 TEXAS INSTRS INCCOM8825081042861518SHSOLE001518 TRANSDIGM GROUP INCCOM8936411001189418692SHSOLE0018692 UBER TECHNOLOGIES INCCOM90353T1002295464SHSOLE005464 UNITEDHEALTH GROUP INCCOM91324P102386769SHSOLE00769 VANECK ETF TRUSTOIL SERVICES ETF92189H6078264470SHSOLE004470 VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409102012555SHSOLE0012555 VANGUARD SCOTTSDALE FDSINTER TERM TREAS92206C7062293440SHSOLE003440 VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF9219438584709196SHSOLE009196 VERIZON COMMUNICATIONS INCCOM92343V1045179952SHSOLE009952 VISA INCCOM CL A92826C839320314782SHSOLE0014782 WALMART INCCOM93114210310587310SHSOLE007310 WELLS FARGO CO NEWCOM9497461014379114SHSOLE009114 WYNN RESORTS LTDCOM9831341074465245SHSOLE005245 ZSCALER INCCOM98980G10226868359SHSOLE008359