0001095449-19-000066.txt : 20191105 0001095449-19-000066.hdr.sgml : 20191105 20191104182001 ACCESSION NUMBER: 0001095449-19-000066 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191105 DATE AS OF CHANGE: 20191104 EFFECTIVENESS DATE: 20191105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Delta Investment Management, LLC CENTRAL INDEX KEY: 0001757043 IRS NUMBER: 263894033 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18966 FILM NUMBER: 191191040 BUSINESS ADDRESS: STREET 1: 708 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 249-6337 MAIL ADDRESS: STREET 1: 708 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001757043 XXXXXXXX 09-30-2019 09-30-2019 Delta Investment Management, LLC

708 MONTGOMERY STREET SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-18966 N Nicholas G. Atkeson (415) 249-6337 Nicholas G. Atkeson San Francisco CA 10-10-2019 0 142 191515 false INFORMATION TABLE 2 table2019-09.xml 13F HOLDINGS REPORT FOR SEPTEMBER 30, 2019 AAC HLDGS INCCOM0003071082132493SHSOLE0032493 ABRAXAS PETE CORPCOM003830106715000SHSOLE0015000 AGNICO EAGLE MINES LTDCOM008474108206738571SHSOLE0038571 ALTRIA GROUP INCCOM02209S1032095116SHSOLE005116 AMERICAN TOWER CORP NEWCOM03027X10020839422SHSOLE009422 AMGEN INCCOM0311621002001037SHSOLE001037 APPLE INCCOM037833100212948SHSOLE00948 ASBURY AUTOMOTIVE GROUP INCCOM043436104215321042SHSOLE0021042 ASHLAND GLOBAL HLDGS INCCOM0441861044626000SHSOLE006000 ATLASSIAN CORP PLCCL AG06242104224117870SHSOLE0017870 BALL CORPCOM058498106211429038SHSOLE0029038 BERKSHIRE HATHAWAY INC DELCL B NEW084670702701133704SHSOLE0033704 BGC PARTNERS INCCL A05541T1019617568SHSOLE0017568 BLACK HILLS CORPCOM0921131092032649SHSOLE002649 BLACKSTONE GROUP INCCOM CL A09260D107210143029SHSOLE0043029 BOOZ ALLEN HAMILTON HLDG CORCL A099502106215030278SHSOLE0030278 BRISTOL MYERS SQUIBB COCOM1101221082364654SHSOLE004654 BROADCOM INCCOM11135F101203737SHSOLE00737 BROOKFIELD ASSET MGMT INCCL A LTD VT SH112585104408476942SHSOLE0076942 CHARTER COMMUNICATIONS INC NCL A16119P108494211993SHSOLE0011993 CHEMED CORP NEWCOM16359R10323305580SHSOLE005580 CHEMOURS COCOM16385110826918049SHSOLE0018049 CHEVRON CORP NEWCOM1667641002151815SHSOLE001815 CINCINNATI FINL CORPCOM172062101220618916SHSOLE0018916 CONSOLIDATED EDISON INCCOM2091151042222350SHSOLE002350 COSTAR GROUP INCCOM22160N10921903693SHSOLE003693 CUMMINS INCCOM2310211062161331SHSOLE001331 CVR ENERGY INCCOM12662P1082976763SHSOLE006763 CYPRESS SEMICONDUCTOR CORPCOM23280610930012883SHSOLE0012883 DEXCOM INCCOM252131107215814460SHSOLE0014460 DISH NETWORK CORPCL A25470M10980323577SHSOLE0023577 DOLLAR GEN CORP NEWCOM256677105216813642SHSOLE0013642 DORCHESTER MINERALS LPCOM UNIT25820R1056991374860SHSOLE00374860 EASTMAN CHEMICAL COCOM2774321002102847SHSOLE002847 EMERSON ELEC COCOM2910111042343514SHSOLE003514 ENTERPRISE PRODS PARTNERS 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CORPCOM4943681032261596SHSOLE001596 KIRKLAND LAKE GOLD LTDCOM49741E100228651027SHSOLE0051027 LAS VEGAS SANDS CORPCOM5178341072133691SHSOLE003691 LATTICE SEMICONDUCTOR CORPCOM5184151041880102852SHSOLE00102852 LAUDER ESTEE COS INCCL A518439104217610938SHSOLE0010938 LEGGETT & PLATT INCCOM5246601072135209SHSOLE005209 LULULEMON ATHLETICA INCCOM550021109213711101SHSOLE0011101 MACYS INCCOM55616P10420413180SHSOLE0013180 MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106487573577SHSOLE0073577 MAXIM INTEGRATED PRODS INCCOM57772K1012113653SHSOLE003653 MERCK & CO INCCOM58933Y1052412863SHSOLE002863 META FINL GROUP INCCOM59100U10863956395959SHSOLE006395959 NEW YORK MTG TR INCCOM PAR $.026496045019014808SHSOLE0014808 NORTHROP GRUMMAN CORPCOM66680710222105899SHSOLE005899 OLIN CORPCOM PAR $168066520530816494SHSOLE0016494 OMNICOM GROUP INCCOM6819191062102691SHSOLE002691 PACKAGING CORP AMERCOM6951561092162040SHSOLE002040 PACWEST BANCORP DELCOM6952631032998243SHSOLE008243 PAGSEGURO DIGITAL LTDCOM CL AG68707101211845754SHSOLE0045754 PAYLOCITY HLDG CORPCOM70438V106210721599SHSOLE0021599 PFENEX INCCOM71707110423828300SHSOLE0028300 PFIZER INCCOM7170811032246240SHSOLE006240 PHILLIPS 66COM7185461042152107SHSOLE002107 PNC FINL SVCS GROUP INCCOM6934751054203000SHSOLE003000 PRINCIPAL FINL GROUP INCCOM74251V1022153764SHSOLE003764 PROSHARES TRPSHS SH MSCI EAF74347R3702359001SHSOLE009001 PROSHARES TRSHRT RUSSELL200074348A2102385867SHSOLE005867 PROSHARES TRSHORT S&P 500 NE74347B4252369041SHSOLE009041 RINGCENTRAL INCCL A76680R206217017273SHSOLE0017273 RUMBLEON INCCL B7813862065720052SHSOLE0020052 SAN JUAN BASIN RTY TRUNIT BEN INT79824110518059845SHSOLE0059845 SBA COMMUNICATIONS CORP NEWCL A78410G10422499327SHSOLE009327 SCHWAB STRATEGIC TRSHT TM US TRES8085248623516948SHSOLE006948 SEAGATE TECHNOLOGY PLCSHSG7945M1072093891SHSOLE003891 SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30873812021SHSOLE0012021 SELECT SECTOR SPDR TRTECHNOLOGY81369Y80399612371SHSOLE0012371 SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886184428484SHSOLE0028484 SELECT SECTOR SPDR TRCOMMUNICATION81369Y8524168408SHSOLE008408 SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4074443686SHSOLE003686 SELECT SECTOR SPDR TRSBI INT-FINL81369Y60543415511SHSOLE0015511 SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2094194659SHSOLE004659 SELECT SECTOR SPDR TRSBI INT-INDS81369Y7044295533SHSOLE005533 SELECT SECTOR SPDR TRSBI MATERIALS81369Y1004297388SHSOLE007388 SELECT SECTOR SPDR TRRL EST SEL SEC81369Y860162341256SHSOLE0041256 SINCLAIR BROADCAST GROUP INCCL A8292261092034772SHSOLE004772 SMUCKER J M COCOM NEW8326964052171975SHSOLE001975 SOLIGENIX INCCOM8342233072324806SHSOLE0024806 SPDR SERIES TRUSTDJ REIT ETF78464A6072582476SHSOLE002476 SPDR SERIES TRUSTAEROSPACE DEF78464A6312472314SHSOLE002314 SPDR SERIES TRUSTS&P DIVID ETF78464A7634033937SHSOLE003937 SPDR SERIES TRUSTS&P INS ETF78464A7892487065SHSOLE007065 SPDR SERIES TRUSTSPDR BLOOMBERG78468R66311624126917SHSOLE00126917 STARBUCKS CORPCOM855244109206123313SHSOLE0023313 SUNCOR ENERGY INC NEWCOM86722410761219398SHSOLE0019398 TEAM INCCOM87815510019410750SHSOLE0010750 TEMPUR SEALY INTL INCCOM88023U101211827445SHSOLE0027445 TRANSDIGM GROUP INCCOM8936411001323825426SHSOLE0025426 UGI CORP NEWCOM9026811052144260SHSOLE004260 UMPQUA HLDGS CORPCOM90421410330518579SHSOLE0018579 VALERO ENERGY CORP NEWCOM91913Y1002182564SHSOLE002564 VANGUARD SCOTTSDALE FDSSHORT TERM TREAS92206C102215835419SHSOLE0035419 VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4092863534SHSOLE003534 VEEVA SYS INCCL A COM922475108235215407SHSOLE0015407 VERIZON COMMUNICATIONS INCCOM92343V1042534200SHSOLE004200 VIACOM INC NEWCL B92553P2012018380SHSOLE008380 WATSCO INCCOM9426222003171878SHSOLE001878 WELLS FARGO CO NEWCOM949746101409081088SHSOLE0081088 WESTERN DIGITAL CORPCOM9581021052033407SHSOLE003407 WPX ENERGY INCCOM98212B10321120000SHSOLE0020000 ZIOPHARM ONCOLOGY INCCOM98973P10111025918SHSOLE0025918