X0306 4 2020-10-01 0 0001477246 S&W Seed Co SANW 0001756742 Callachor David Thomas C/O S&W SEED COMPANY 106 K STREET, SUITE 300 SACRAMENTO CA 95814 0 1 0 0 Executive VP, International Common Stock 2020-10-01 4 A 0 13817 0.00 A 36127 D Stock options (right to buy) 2.41 2020-10-01 4 A 0 90000 0.00 A 2030-10-01 Common Stock 90000 90000 D The shares being reported are being issued pursuant to restricted stock unit awards ("RSUs"), each one of which represents a contingent right to receive one share of the Issuer's common stock. 1/12th of the shares subject to the RSUs will vest on January 1, 2021, and the remainder will vest in eleven equal quarterly installments, subject to continued service with the Issuer on each respective vesting date. The options vest in 12 quarterly installments over three years, commencing on January 1, 2021 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2023, subject to continued service with the Issuer on each respective vesting date. /s/ David Callachor 2020-10-05