0001991549-23-000002.txt : 20231128 0001991549-23-000002.hdr.sgml : 20231128 20231128215117 ACCESSION NUMBER: 0001991549-23-000002 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UP Fintech Holding Ltd CENTRAL INDEX KEY: 0001756699 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38833 FILM NUMBER: 231448255 BUSINESS ADDRESS: STREET 1: 18F,NO.16 TAIYANGGONG RD,CHAOYANG DIST. CITY: BEIJING STATE: F4 ZIP: 100020 BUSINESS PHONE: 86-10-56216660 MAIL ADDRESS: STREET 1: 18/F, NO.16 TAIYANGGONG MIDDLE ROAD CITY: BEIJING STATE: F4 ZIP: 100020 FORMER COMPANY: FORMER CONFORMED NAME: Up Fintech Holding LTD DATE OF NAME CHANGE: 20181023 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Wu Wei CENTRAL INDEX KEY: 0001991549 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 437 MADISON AVE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 144 1 primary_doc.xml 144 0001991549 XXXXXXXX LIVE 0001756699 UP Fintech Holding Ltd 001-38833 18F,NO.16 TAIYANGGONG RD,CHAOYANG DIST. BEIJING F4 100020 86-10-56216660 Wu Wei previous officer AmericanDepositaryShares(eachrepresenting15ClassA OrdinaryShares) TradeUP Securities, Inc.

437 Madison Ave 27th Fl New York NY 1002 New York NY 10022

33333 149665.17 167138816 11/29/2023 NASDAQ American Depositary Shares (each representing 15 class A Ordinary Shares) 11/03/2021 ESOP options exercise UP Fintech Holding Limited N 33333 11/03/2021 cashless N Wei Wu

437 Madison Ave 27th Fl New York NY 10022

AmericanDepositaryShares(eachrepresenting15ClassA OrdinaryShares) 09/07/2023 25000 129906.20 Wei Wu

437 Madison Ave 27th Fl New York NY 10022

AmericanDepositaryShares(eachrepresenting15ClassA OrdinaryShares) 09/08/2023 75000 377207.49 11/28/2023 Wei Wu