0001975506-23-000017.txt : 20231128
0001975506-23-000017.hdr.sgml : 20231128
20231128104259
ACCESSION NUMBER: 0001975506-23-000017
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20231128
DATE AS OF CHANGE: 20231128
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: UP Fintech Holding Ltd
CENTRAL INDEX KEY: 0001756699
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-38833
FILM NUMBER: 231442705
BUSINESS ADDRESS:
STREET 1: 18F,NO.16 TAIYANGGONG RD,CHAOYANG DIST.
CITY: BEIJING
STATE: F4
ZIP: 100020
BUSINESS PHONE: 86-10-56216660
MAIL ADDRESS:
STREET 1: 18/F, NO.16 TAIYANGGONG MIDDLE ROAD
CITY: BEIJING
STATE: F4
ZIP: 100020
FORMER COMPANY:
FORMER CONFORMED NAME: Up Fintech Holding LTD
DATE OF NAME CHANGE: 20181023
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fang Lei
CENTRAL INDEX KEY: 0001980327
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: XINGANG PARK NORTH VILLAGE
STREET 2: YUSHUI DISTRICT
CITY: XINYU CITY
STATE: F4
ZIP: 338011
144
1
primary_doc.xml
144
0001980327
XXXXXXXX
LIVE
0001756699
UP Fintech Holding Ltd
001-38833
18F,NO.16 TAIYANGGONG RD,CHAOYANG DIST.
BEIJING
F4
100020
86-10-56216660
Fang Lei
Director
American Depositary Shares (each representing 15 Class A Ordinary Shares)
Tiger Brokers (NZ) Limited
Level 27, Queen Street, Auckland Central
Auckland
Q2
1010
900000
4014000.00
167138816
11/28/2023
NASDAQ
American Depositary Shares( each representing 15 Class A Ordinary Shares)
06/10/2019
ESOP option exercise
UP Fintech Holding Limited
N
1143333
01/02/2019
Cashless exercise
N
Fang Lei
Xingang Park North Village
Yushui District
Xinyu City, Jiangxi Proince
F4
338011
American Depositary Shares (each representing 15 Class A Ordinary Shares)
08/30/2023
10000
48001.00
Fang Lei
Xingang Park North Village
Yushui District
Xinyu City, Jiangxi Province
F4
338011
Call options
08/30/2023
1505
14856.00
Fang Lei
Xingang Park North Village
Yushui District
Xinyu City, Jiangxi Province
F4
338011
Call options
08/31/2023
748
10948.00
Fang Lei
Xingang Park North Village
Yushui District
Xinyu City, Jiangxi Province
F4
338011
American Depositary Shares (each representing 15 Class A Ordinary Shares)
09/01/2023
10000
50100.00
Fang Lei
Xingang Park North Village
Yushui District
Xinyu City, Jiangxi Province
F4
338011
Call options
09/01/2023
2247
33959.00
Fang Lei
Xingang Park North Village
Yushui District
Xinyu City, Jiangxi Province
F4
338011
Call options
09/05/2023
700
6700.00
Fang Lei
Xingang Park North Village
Yushui District
Xinyu City, Jiangxi Province
F4
338011
Call options
09/06/2023
1010
12310.00
Fang Lei
Xingang Park North Village
Yushui District
Xinyu City, Jiangxi Province
F4
338011
Call options
09/12/2023
142
1810.00
Fang Lei
Xingang Park North Village
Yushui District
Xinyu City, Jiangxi Province
F4
338011
Call options
09/14/2023
102
1732.00
Fang Lei
Xingang Park North Village
Yushui District
Xinyu City, Jiangxi Province
F4
338011
Call options
09/15/2023
346
4208.00
Fang Lei
Xingang Park North Village
Yushui District
Xinyu City, Jiangxi Province
F4
338011
Call options
09/22/2023
100
400.00
Fang Lei
Xingang Park North Village
Yushui District
Xinyu City, Jiangxi Province
F4
338011
Call options
09/29/2023
200
1000.00
1. This Form 144 reflects the intention to sell no more than 900,000 American Depositary Shares of UP Fintech Holding Limited or write no more than 9,000 call options.
11/28/2023
Shi Zhangwenqing, as a duly authorized representative of Tiger Brokers (NZ) Limited as attorney-in-fact for client Fang Lei.