0000803039-23-000005.txt : 20230906 0000803039-23-000005.hdr.sgml : 20230906 20230906105103 ACCESSION NUMBER: 0000803039-23-000005 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230906 DATE AS OF CHANGE: 20230906 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UP Fintech Holding Ltd CENTRAL INDEX KEY: 0001756699 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38833 FILM NUMBER: 231238220 BUSINESS ADDRESS: STREET 1: 18F,NO.16 TAIYANGGONG RD,CHAOYANG DIST. CITY: BEIJING STATE: F4 ZIP: 100020 BUSINESS PHONE: 86-10-56216660 MAIL ADDRESS: STREET 1: 18/F, NO.16 TAIYANGGONG MIDDLE ROAD CITY: BEIJING STATE: F4 ZIP: 100020 FORMER COMPANY: FORMER CONFORMED NAME: Up Fintech Holding LTD DATE OF NAME CHANGE: 20181023 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Huang Lei CENTRAL INDEX KEY: 0001864502 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 3 STONER AVE CITY: GREAT NECK STATE: NY ZIP: 10021 144 1 primary_doc.xml 144 0001864502 XXXXXXXX LIVE 0001756699 UP Fintech Holding Ltd 001-38833 18F,NO.16 TAIYANGGONG RD,CHAOYANG DIST. BEIJING F4 100020 86-10-56216660 Huang Lei Director American DepositaryShares (eachrepresenting 15 ClassA Ordinary Shares) TradeUP Securities, Inc.

437 Madison Avenue 27th Fl New York NY 10022

100000 564000.00 167138816 09/06/2023 NASDAQ American Depositary Shares (each representing 15 class A Ordinary Shares) 01/13/2020 ESOP options exercise UP Fintech Holding Limited N 200000 01/13/2020 cashless Y 09/06/2023 Jack Ye, a duly authorized person, to submit the form on behalf of Lei Huang