0000899243-19-012302.txt : 20190506 0000899243-19-012302.hdr.sgml : 20190506 20190506184745 ACCESSION NUMBER: 0000899243-19-012302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190506 FILED AS OF DATE: 20190506 DATE AS OF CHANGE: 20190506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan John F CENTRAL INDEX KEY: 0001774273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38891 FILM NUMBER: 19800760 MAIL ADDRESS: STREET 1: 200 MINUTEMAN ROAD STREET 2: SUITE 302 CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TransMedics Group, Inc. CENTRAL INDEX KEY: 0001756262 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 200 MINUTEMAN ROAD CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 9785520900 MAIL ADDRESS: STREET 1: 200 MINUTEMAN ROAD CITY: ANDOVER STATE: MA ZIP: 01810 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-06 0 0001756262 TransMedics Group, Inc. TMDX 0001774273 Sullivan John F C/O TRANSMEDICS GROUP, INC. 200 MINUTEMAN ROAD ANDOVER MA 01810 0 1 0 0 VP of Quality & Engineering Common Stock 2019-05-06 4 J 0 33000 D 0 D Common Stock 2019-05-06 4 J 0 9428 A 9428 D Stock Option (Right to Buy) 16.50 2019-05-06 4 J 0 1000 D 2020-12-16 Common Stock 285 0 D Stock Option (Right to Buy) 57.75 2019-05-06 4 J 0 285 A 2020-12-16 Common Stock 285 285 D Stock Option (Right to Buy) 0.11 2019-05-06 4 J 0 51162 D 2021-09-27 Common Stock 14617 0 D Stock Option (Right to Buy) 0.39 2019-05-06 4 J 0 14617 A 2021-09-27 Common Stock 14617 14617 D Stock Option (Right to Buy) 0.08 2019-05-06 4 J 0 35000 D 2023-03-27 Common Stock 10000 0 D Stock Option (Right to Buy) 0.28 2019-05-06 4 J 0 10000 A 2023-03-27 Common Stock 10000 10000 D Stock Option (Right to Buy) 0.08 2019-05-06 4 J 0 66402 D 2023-05-29 Common Stock 18972 0 D Stock Option (Right to Buy) 0.28 2019-05-06 4 J 0 18972 A 2023-05-29 Common Stock 18972 18972 D Stock Option (Right to Buy) 0.63 2019-05-06 4 J 0 85530 D 2027-06-22 Common Stock 24437 0 D Stock Option (Right to Buy) 2.21 2019-05-06 4 J 0 24437 A 2027-06-22 Common Stock 24437 24437 D The Common Stock reported herein as being disposed of is common stock of TransMedics, Inc. Immediately prior to the closing of the Issuer's initial public offering, pursuant to the terms of the Agreement and Plan of Merger and Reorganization by and among the Issuer, TransMedics, Inc. and TMDX, Inc., dated April 15, 2019 (the "Merger Agreement"), such common stock of TransMedics, Inc. was converted into shares of common stock of the Issuer on a 3.5-for-one basis. The Stock Options reported herein as being disposed of are options to purchase common stock of TransMedics, Inc. Immediately prior to the closing of the Issuer's initial public offering, pursuant to the terms of the Merger Agreement, each outstanding option to purchase shares of common stock of TransMedics, Inc. was converted into an outstanding option to purchase shares of common stock of the Issuer adjusted on a 3.5-for-one basis, with a corresponding adjustment to the exercise price. The option is fully vested. The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, June 22, 2017. By: /s/ Stephen Gordon, Attorney-in-Fact 2019-05-06