0001567619-22-021382.txt : 20221207
0001567619-22-021382.hdr.sgml : 20221207
20221207134336
ACCESSION NUMBER: 0001567619-22-021382
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221021
FILED AS OF DATE: 20221207
DATE AS OF CHANGE: 20221207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thompson Cecil Ray JR
CENTRAL INDEX KEY: 0001805209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39096
FILM NUMBER: 221449886
MAIL ADDRESS:
STREET 1: 1630 WELTON ST
STREET 2: SUITE 400
CITY: DENVER
STATE: CO
ZIP: 80201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Akerna Corp.
CENTRAL INDEX KEY: 0001755953
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 832242651
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 LARIMER STREET, SUITE 246
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 888-932-6537
MAIL ADDRESS:
STREET 1: 1550 LARIMER STREET, SUITE 246
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: MTech Acquisition Holdings Inc.
DATE OF NAME CHANGE: 20181015
4
1
doc1.xml
FORM 4
X0306
4
2022-10-21
0
0001755953
Akerna Corp.
KERN
0001805209
Thompson Cecil Ray JR
C/O AKERNA CORP.
1550 LARIMER STREET, SUITE 246
DENVER
CO
80202
0
1
1
0
Chief Operating Officer
Common Shares
2022-10-21
4
M
0
125
A
3255
D
Common Shares
2022-10-21
4
M
0
250
A
3505
D
Restricted Stock Units
2022-10-21
4
M
0
125
0
D
Common Shares
125
125
D
Restricted Stock Units
2022-10-21
4
M
0
250
0
D
Common Shares
250
500
D
The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
The restricted stock units were granted on October 17, 2019, and vest as follows: one-fourth on January 1, 2020; one-fourth on January 1, 2021; one-fourth on January 1, 2022; and one-fourth on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
The restricted stock units were granted on September 4, 2020 and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
/s/ Cecil Ray Thompson Jr.
2022-11-30