0001567619-22-021154.txt : 20221202 0001567619-22-021154.hdr.sgml : 20221202 20221202121037 ACCESSION NUMBER: 0001567619-22-021154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221021 FILED AS OF DATE: 20221202 DATE AS OF CHANGE: 20221202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Billingsley Jessica CENTRAL INDEX KEY: 0001780003 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39096 FILM NUMBER: 221441066 MAIL ADDRESS: STREET 1: AKERNA CORP. STREET 2: 1601 ARAPAHOE ST. CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Akerna Corp. CENTRAL INDEX KEY: 0001755953 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 832242651 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LARIMER STREET, SUITE 246 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 888-932-6537 MAIL ADDRESS: STREET 1: 1550 LARIMER STREET, SUITE 246 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: MTech Acquisition Holdings Inc. DATE OF NAME CHANGE: 20181015 4 1 doc1.xml FORM 4 X0306 4 2022-10-21 0 0001755953 Akerna Corp. KERN 0001780003 Billingsley Jessica C/O AKERNA CORP. 1550 LARIMER STREET, SUITE 246 DENVER CO 80202 1 1 1 0 Chairman and CEO Common Shares 2022-10-21 4 M 0 125 A 6367 D Common Shares 2022-10-21 4 M 0 250 A 6617 D Common Shares 53915 I Jessica Billingsley Living Trust Restricted Stock Units 2022-10-21 4 M 0 125 0 D Common Shares 125 125 D Restricted Stock Units 2022-10-21 4 M 0 250 0 D Common Shares 250 500 D The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were granted on October 19, 2019, and vest as follows: one-fourth on July 1, 2020; one-fourth on July 1, 2021;one-fourth on July 1, 2022; and one-fourth on July 1, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. (Note: These RSUs were previously reported in Table II with a grant date of February 20, 2020.) The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. The reporting person is the trustee of the Jessica Billingsley Living Trust (the "Trust") and has voting and investment discretion with respect to the shares of common stock held of record by the Trust. The reporting person may have or share beneficial ownership of such shares. /s/ Jessica Billingsley 2022-11-30