0001567619-22-021153.txt : 20221202
0001567619-22-021153.hdr.sgml : 20221202
20221202120722
ACCESSION NUMBER: 0001567619-22-021153
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221021
FILED AS OF DATE: 20221202
DATE AS OF CHANGE: 20221202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCullough David R
CENTRAL INDEX KEY: 0001818464
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39096
FILM NUMBER: 221441050
MAIL ADDRESS:
STREET 1: C/O AKERNA CORP.
STREET 2: 1630 WELTON STREET - 4TH FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Akerna Corp.
CENTRAL INDEX KEY: 0001755953
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 832242651
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 LARIMER STREET, SUITE 246
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 888-932-6537
MAIL ADDRESS:
STREET 1: 1550 LARIMER STREET, SUITE 246
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: MTech Acquisition Holdings Inc.
DATE OF NAME CHANGE: 20181015
4
1
doc1.xml
FORM 4
X0306
4
2022-10-21
0
0001755953
Akerna Corp.
KERN
0001818464
McCullough David R
C/O AKERNA CORP.
1550 LARIMER STREET, SUITE 246
DENVER
CO
80202
0
1
0
0
Chief Technology Officer
Common Shares
2022-10-21
4
M
0
100
A
2966
D
Common Shares
2022-10-21
4
M
0
250
A
3216
D
Restricted Stock Units
2022-10-21
4
M
0
100
0
D
Common Shares
100
100
D
Restricted Stock Units
2022-10-21
4
M
0
250
0
D
Common Shares
250
500
D
The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
The RSUs were granted on October 17, 2019, and vest as follows: one-fourth on July 1, 2020; one-fourth on July 1, 2021; one-fourth on July 1, 2022; and one-fourth on July 1, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
/s/ David R. McCullough
2022-12-01