0001567619-22-021153.txt : 20221202 0001567619-22-021153.hdr.sgml : 20221202 20221202120722 ACCESSION NUMBER: 0001567619-22-021153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221021 FILED AS OF DATE: 20221202 DATE AS OF CHANGE: 20221202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCullough David R CENTRAL INDEX KEY: 0001818464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39096 FILM NUMBER: 221441050 MAIL ADDRESS: STREET 1: C/O AKERNA CORP. STREET 2: 1630 WELTON STREET - 4TH FLOOR CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Akerna Corp. CENTRAL INDEX KEY: 0001755953 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 832242651 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LARIMER STREET, SUITE 246 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 888-932-6537 MAIL ADDRESS: STREET 1: 1550 LARIMER STREET, SUITE 246 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: MTech Acquisition Holdings Inc. DATE OF NAME CHANGE: 20181015 4 1 doc1.xml FORM 4 X0306 4 2022-10-21 0 0001755953 Akerna Corp. KERN 0001818464 McCullough David R C/O AKERNA CORP. 1550 LARIMER STREET, SUITE 246 DENVER CO 80202 0 1 0 0 Chief Technology Officer Common Shares 2022-10-21 4 M 0 100 A 2966 D Common Shares 2022-10-21 4 M 0 250 A 3216 D Restricted Stock Units 2022-10-21 4 M 0 100 0 D Common Shares 100 100 D Restricted Stock Units 2022-10-21 4 M 0 250 0 D Common Shares 250 500 D The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. The RSUs were granted on October 17, 2019, and vest as follows: one-fourth on July 1, 2020; one-fourth on July 1, 2021; one-fourth on July 1, 2022; and one-fourth on July 1, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. /s/ David R. McCullough 2022-12-01