0001567619-22-008294.txt : 20220408
0001567619-22-008294.hdr.sgml : 20220408
20220408152128
ACCESSION NUMBER: 0001567619-22-008294
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220218
FILED AS OF DATE: 20220408
DATE AS OF CHANGE: 20220408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thompson Cecil Ray JR
CENTRAL INDEX KEY: 0001805209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39096
FILM NUMBER: 22816737
MAIL ADDRESS:
STREET 1: 1630 WELTON ST
STREET 2: SUITE 400
CITY: DENVER
STATE: CO
ZIP: 80201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Akerna Corp.
CENTRAL INDEX KEY: 0001755953
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 832242651
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 LARIMER STREET, SUITE 246
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 888-932-6537
MAIL ADDRESS:
STREET 1: 1550 LARIMER STREET, SUITE 246
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: MTech Acquisition Holdings Inc.
DATE OF NAME CHANGE: 20181015
4
1
doc1.xml
FORM 4
X0306
4
2022-02-18
0
0001755953
Akerna Corp.
KERN
0001805209
Thompson Cecil Ray JR
C/O AKERNA CORP.
1550 LARIMER STREET, SUITE 246
DENVER
CO
80202
0
1
1
0
Chief Operating Officer
Common Shares
2022-02-18
4
M
0
6679
A
60760
D
Common Shares
2022-02-18
4
M
0
6250
A
67020
D
Common Shares
2022-02-18
4
F
0
4421
D
62589
D
Restricted Stock Units
2022-02-18
4
M
0
6679
0
D
Common Shares
6679
6679
D
Restricted Stock Units
2022-02-18
4
M
0
6250
0
D
Common Shares
6250
6250
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
Represents shares withheld for tax purposes on settlement of RSUs.
The RSUs were granted on October 14, 2019, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
The RSUs were granted on January 18, 2020, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
/s/ John Michael Fowle Jr., as attorney-in-fact for Cecil Ray Thompson JR
2022-04-08