0001567619-22-008294.txt : 20220408 0001567619-22-008294.hdr.sgml : 20220408 20220408152128 ACCESSION NUMBER: 0001567619-22-008294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220218 FILED AS OF DATE: 20220408 DATE AS OF CHANGE: 20220408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thompson Cecil Ray JR CENTRAL INDEX KEY: 0001805209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39096 FILM NUMBER: 22816737 MAIL ADDRESS: STREET 1: 1630 WELTON ST STREET 2: SUITE 400 CITY: DENVER STATE: CO ZIP: 80201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Akerna Corp. CENTRAL INDEX KEY: 0001755953 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 832242651 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LARIMER STREET, SUITE 246 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 888-932-6537 MAIL ADDRESS: STREET 1: 1550 LARIMER STREET, SUITE 246 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: MTech Acquisition Holdings Inc. DATE OF NAME CHANGE: 20181015 4 1 doc1.xml FORM 4 X0306 4 2022-02-18 0 0001755953 Akerna Corp. KERN 0001805209 Thompson Cecil Ray JR C/O AKERNA CORP. 1550 LARIMER STREET, SUITE 246 DENVER CO 80202 0 1 1 0 Chief Operating Officer Common Shares 2022-02-18 4 M 0 6679 A 60760 D Common Shares 2022-02-18 4 M 0 6250 A 67020 D Common Shares 2022-02-18 4 F 0 4421 D 62589 D Restricted Stock Units 2022-02-18 4 M 0 6679 0 D Common Shares 6679 6679 D Restricted Stock Units 2022-02-18 4 M 0 6250 0 D Common Shares 6250 6250 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Represents shares withheld for tax purposes on settlement of RSUs. The RSUs were granted on October 14, 2019, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. The RSUs were granted on January 18, 2020, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. /s/ John Michael Fowle Jr., as attorney-in-fact for Cecil Ray Thompson JR 2022-04-08