0001567619-22-008280.txt : 20220408 0001567619-22-008280.hdr.sgml : 20220408 20220408145737 ACCESSION NUMBER: 0001567619-22-008280 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200820 FILED AS OF DATE: 20220408 DATE AS OF CHANGE: 20220408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCullough David R CENTRAL INDEX KEY: 0001818464 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39096 FILM NUMBER: 22816657 MAIL ADDRESS: STREET 1: C/O AKERNA CORP. STREET 2: 1630 WELTON STREET - 4TH FLOOR CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Akerna Corp. CENTRAL INDEX KEY: 0001755953 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 832242651 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LARIMER STREET, SUITE 246 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 888-932-6537 MAIL ADDRESS: STREET 1: 1550 LARIMER STREET, SUITE 246 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: MTech Acquisition Holdings Inc. DATE OF NAME CHANGE: 20181015 3/A 1 doc1.xml FORM 3/A X0206 3/A 2020-08-20 2020-08-20 0 0001755953 Akerna Corp. KERN 0001818464 McCullough David R C/O AKERNA CORP. 1630 WELTON STREET, FLOOR 4 DENVER CO 80202 0 1 0 0 Chief Technology Officer Common Shares 21372 D Restricted Stock 2021-01-01 Common Stock 3340 D Restricted Stock 2022-01-01 Common Stock 3340 D Restricted Stock Units 2023-07-01 Common Stock 8000 D Restricted Stock 2022-01-01 Common Stock 20037 D Each share of Restricted Stock ("RS") represents a contingent right to receive one share of common stock of the Issuer. The Issuer may elect to settle the vested RS in cash or stock at the Issuer's sole discretion. Represents 3,340 unvested RS granted to Mr. McCullough subject to the terms of a restricted stock agreement. The RS vests on January 1, 2020. Represents 3,340 unvested RS granted to Mr. McCullough subject to the terms of a restricted stock agreement. The RS vests as follows: 1,670 shares on January 1, 2020; 1,670 shares on January 1, 2021. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. The Issuer may elect to settle the vested RSUs in cash or stock, in the Issuer's sole discretion. Mr. McCullough was granted 8,000 RSUs on October 17, 2019 under the Akerna Corp 2019 Long Term Incentive Plan (the "Plan"). The RSUs vest as follows: 2,000 on July 1, 2020; 2,000 on July 1, 2021; 2,000 on July 1, 2022; and 2,000 on July 1, 2023. Represents 20,037 unvested RS granted to Mr. McCullough subject to the terms of a restricted stock agreement. The RS vests as follows: 6,679 shares on January 1, 2020; 6,679 shares on January 1, 2021; and 6,679 shares on January 1, 2022. /s/ John Michael Fowle jr. as attorneyp-in-fact for David R. McCullough 2022-04-08