0001567619-22-008280.txt : 20220408
0001567619-22-008280.hdr.sgml : 20220408
20220408145737
ACCESSION NUMBER: 0001567619-22-008280
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200820
FILED AS OF DATE: 20220408
DATE AS OF CHANGE: 20220408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCullough David R
CENTRAL INDEX KEY: 0001818464
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39096
FILM NUMBER: 22816657
MAIL ADDRESS:
STREET 1: C/O AKERNA CORP.
STREET 2: 1630 WELTON STREET - 4TH FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Akerna Corp.
CENTRAL INDEX KEY: 0001755953
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 832242651
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 LARIMER STREET, SUITE 246
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 888-932-6537
MAIL ADDRESS:
STREET 1: 1550 LARIMER STREET, SUITE 246
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: MTech Acquisition Holdings Inc.
DATE OF NAME CHANGE: 20181015
3/A
1
doc1.xml
FORM 3/A
X0206
3/A
2020-08-20
2020-08-20
0
0001755953
Akerna Corp.
KERN
0001818464
McCullough David R
C/O AKERNA CORP.
1630 WELTON STREET, FLOOR 4
DENVER
CO
80202
0
1
0
0
Chief Technology Officer
Common Shares
21372
D
Restricted Stock
2021-01-01
Common Stock
3340
D
Restricted Stock
2022-01-01
Common Stock
3340
D
Restricted Stock Units
2023-07-01
Common Stock
8000
D
Restricted Stock
2022-01-01
Common Stock
20037
D
Each share of Restricted Stock ("RS") represents a contingent right to receive one share of common stock of the Issuer. The Issuer may elect to settle the vested RS in cash or stock at the Issuer's sole discretion.
Represents 3,340 unvested RS granted to Mr. McCullough subject to the terms of a restricted stock agreement. The RS vests on January 1, 2020.
Represents 3,340 unvested RS granted to Mr. McCullough subject to the terms of a restricted stock agreement. The RS vests as follows: 1,670 shares on January 1, 2020; 1,670 shares on January 1, 2021.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. The Issuer may elect to settle the vested RSUs in cash or stock, in the Issuer's sole discretion.
Mr. McCullough was granted 8,000 RSUs on October 17, 2019 under the Akerna Corp 2019 Long Term Incentive Plan (the "Plan"). The RSUs vest as follows: 2,000 on July 1, 2020; 2,000 on July 1, 2021; 2,000 on July 1, 2022; and 2,000 on July 1, 2023.
Represents 20,037 unvested RS granted to Mr. McCullough subject to the terms of a restricted stock agreement. The RS vests as follows: 6,679 shares on January 1, 2020; 6,679 shares on January 1, 2021; and 6,679 shares on January 1, 2022.
/s/ John Michael Fowle jr. as attorneyp-in-fact for David R. McCullough
2022-04-08