0001567619-22-008057.txt : 20220405
0001567619-22-008057.hdr.sgml : 20220405
20220405115439
ACCESSION NUMBER: 0001567619-22-008057
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191007
FILED AS OF DATE: 20220405
DATE AS OF CHANGE: 20220405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kane Matthew Ryan
CENTRAL INDEX KEY: 0001780327
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39096
FILM NUMBER: 22805753
MAIL ADDRESS:
STREET 1: AKERNA CORP.
STREET 2: 1601 ARAPAHOE ST.
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Akerna Corp.
CENTRAL INDEX KEY: 0001755953
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 832242651
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 LARIMER STREET, SUITE 246
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 888-932-6537
MAIL ADDRESS:
STREET 1: 1550 LARIMER STREET, SUITE 246
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: MTech Acquisition Holdings Inc.
DATE OF NAME CHANGE: 20181015
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2019-10-07
2019-10-09
0
0001755953
Akerna Corp.
KERN
0001780327
Kane Matthew Ryan
C/O AKERNA CORP.
1550 LARIMER STREET, SUITE 246
DENVER
CO
80202
1
0
0
0
Common Shares
2019-09-18
4
J
0
108900
D
261340
I
Seam Capital, LLC
Restricted Stock Units
2019-10-07
4
A
0
532
A
Common Stock, par value $0.0001
532
532
D
Represents the liquidating distribution of all of the shares of common stock of the Company held by Jud Wiebe Fund, LLC to its underlying beneficial owners. Mr. Kane was the manager of Jud Wiebe Fund, LLC and had voting and dispositive control with respect to the common stock owned by Jud Wiebe Fund, LLC prior to the liquidating distribution of such shares. Mr. Kane disclaims beneficial ownership in the shares of common stock except to the extent of his pecuniary interest therein.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Akerna Corp. (the "Company"). The Company may also elect to settle the vested RSUs in cash or stock, in the Company's sole discretion.
Mr. Kane was granted 532 RSUs under the Akerna Corp. 2019 Long Term Incentive Plan (the "Plan"). The RSUs will vest as follows: 133 of the RSUs vested immediately on October 7, 2019; 133 shall vest on December 31, 2019; 133 shall vest on March 31, 2020; and 133 shall vest on June 30, 2020; provided that the RSUs shall vest immediately upon a Change in Control. Subject to Mr. Kane's continued employment with the Company, the RSUs shall be settled on the final vesting date. All capitalized but undefined terms have the meanings ascribed thereto by the Plan.
Mr. Kane is the manager of Seam Capital, LLC and has voting and dispositive control with respect to the common stock owned by Seam Capital, LLC. Mr. Kane disclaims beneficial ownership in the shares of common stock except to the extent of his pecuniary interest therein.
This amendment is being filed to correct the total non-derivative securities held following the 9/18/2019 transaction, erroneously reported on the original Form 4 filed 10/9/2019.
/s John Michael Fowle Jr. as attorney-in-fact for Matthew Ryan Kane
2022-04-05