0001213900-19-020059.txt : 20191009 0001213900-19-020059.hdr.sgml : 20191009 20191009213818 ACCESSION NUMBER: 0001213900-19-020059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191007 FILED AS OF DATE: 20191009 DATE AS OF CHANGE: 20191009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Iwanowski Mark CENTRAL INDEX KEY: 0001780018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-228220 FILM NUMBER: 191145252 MAIL ADDRESS: STREET 1: AKERNA CORP. STREET 2: 1601 ARAPAHOE ST. CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Akerna Corp. CENTRAL INDEX KEY: 0001755953 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1601 ARAPAHOE ST. CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 888-932-6537 MAIL ADDRESS: STREET 1: 1601 ARAPAHOE ST. CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: MTech Acquisition Holdings Inc. DATE OF NAME CHANGE: 20181015 4 1 ownership.xml X0306 4 2019-10-07 0 0001755953 Akerna Corp. KERN 0001780018 Iwanowski Mark 10124 FOXHURST COURT ORLANDO FL 32836 1 0 0 0 Restricted Stock Units 2019-10-07 4 A 0 490 A Common Stock, par value $0.0001 490 490 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Akerna Corp. (the "Company"). The Company may also elect to settle the vested RSUs in cash or stock, in the Company's its sole discretion. Mr. Iwanowski was granted 490 RSUs under the Akerna Corp. 2019 Long Term Incentive Plan (the "Plan"). The RSUs will vest as follows: 123 of the RSUs vested immediately on October 7, 2019; 123 shall vest on December 31, 2019; 122 shall vest on March 31, 2020; and 122 shall vest on June 30, 2020; provided that the RSUs shall vest immediately upon a Change in Control. Subject to Mr. Iwanowski's continued employment with the Company, the RSUs shall be settled on the final vesting date. All capitalized but undefined terms have the meanings ascribed thereto by the Plan. /s/ Mark Iwanowski 2019-10-09