0001755785-23-000004.txt : 20231011
0001755785-23-000004.hdr.sgml : 20231011
20231011154117
ACCESSION NUMBER: 0001755785-23-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231011
DATE AS OF CHANGE: 20231011
EFFECTIVENESS DATE: 20231011
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Canton Hathaway, LLC
CENTRAL INDEX KEY: 0001755785
IRS NUMBER: 825109964
STATE OF INCORPORATION: RI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18907
FILM NUMBER: 231320608
BUSINESS ADDRESS:
STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
BUSINESS PHONE: 4014337800
MAIL ADDRESS:
STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001755785
XXXXXXXX
09-30-2023
09-30-2023
Canton Hathaway, LLC
ONE WEST EXCHANGE STREET, SUITE 3202
PROVIDENCE
RI
02903
13F HOLDINGS REPORT
028-18907
N
Nicholas Trotman
CCO
401-433-7800
Nicholas Trotman
Providence
RI
10-11-2023
0
226
315685
false
INFORMATION TABLE
2
sep23.13f.xml
Abbott Laboratories
COM
002824100
48
500
SH
SOLE
0
0
500
AbbVie Inc
COM
00287Y109
220
1476
SH
SOLE
0
0
1476
Accenture PLC A
COM
G1151C101
37
120
SH
SOLE
0
0
120
Adobe Systems Inc
COM
00724F101
34
67
SH
SOLE
0
0
67
Advanced Micro Devices Inc
COM
007903107
1811
17614
SH
SOLE
0
0
17614
Air Products & Chemicals Inc
COM
009158106
567
2000
SH
SOLE
0
0
2000
Albemarle Corp
COM
012653101
3240
19056
SH
SOLE
0
0
19056
AllianceBernstein Holding LP
LP UNIT
01881G106
364
12000
SH
SOLE
0
0
12000
Alphabet Inc
COM
02079K305
832
6360
SH
SOLE
0
0
6360
Alphabet Inc
COM
02079K107
4679
35490
SH
SOLE
0
0
35490
Altria Group Inc
COM
02209S103
56
1340
SH
SOLE
0
0
1340
Amazon.Com Inc
COM
023135106
2851
22425
SH
SOLE
0
0
22425
American Electric Power Co Inc
COM
025537101
23
300
SH
SOLE
0
0
300
American Express Co
COM
025816109
79
530
SH
SOLE
0
0
530
American Lithium Corp
COM
027259209
53
37000
SH
SOLE
0
0
37000
American Shared Hospital Svcs
COM
029595105
49
20000
SH
SOLE
0
0
20000
American Wtr Wks Co Inc
COM
030420103
124
1000
SH
SOLE
0
0
1000
Amgen Inc
COM
031162100
58
215
SH
SOLE
0
0
215
Analog Devices Inc
COM
032654105
24
137
SH
SOLE
0
0
137
Aon Plc Com Usd
COM
G0403H108
65
200
SH
SOLE
0
0
200
Apple Inc
COM
037833100
5601
32714
SH
SOLE
0
0
32714
Ares Capital Corp
COM
04010L103
292
15000
SH
SOLE
0
0
15000
Ares Management Corp
COM
03990B101
72
700
SH
SOLE
0
0
700
Array Technologies Inc
COM
04271T100
1485
66900
SH
SOLE
0
0
66900
Atlas Lithium Corp
COM
105861306
57
1850
SH
SOLE
0
0
1850
Automatic Data Processing Inc
COM
053015103
134
556
SH
SOLE
0
0
556
Bank of America Corporation
COM
060505104
88
3208
SH
SOLE
0
0
3208
Bank of Hawaii Corp
COM
062540109
25
500
SH
SOLE
0
0
500
Berkshire Hathaway Inc A
COM
084670108
153065
288
SH
SOLE
0
0
288
Berkshire Hathaway Inc B
COM
084670702
4581
13079
SH
SOLE
0
0
13079
Bhp Billiton Ltd Adr
ADR
088606108
40
700
SH
SOLE
0
0
700
Biohaven Pharmaceutical Holding Co Ltd
COM
G1110E107
568
21850
SH
SOLE
0
0
21850
BIONTECH SE ADR
ADR
09075V102
40
370
SH
SOLE
0
0
370
Black Hills Corp
COM
092113109
20
400
SH
SOLE
0
0
400
Blackrock Inc
COM
09247X101
838
1296
SH
SOLE
0
0
1296
Blackstone Group Lp
COM
09260D107
2202
20552
SH
SOLE
0
0
20552
Boeing Co
COM
097023105
44
230
SH
SOLE
0
0
230
Booking Hldgs Inc
COM
09857L108
31
10
SH
SOLE
0
0
10
Bristol Myers Squibb
COM
110122108
40
695
SH
SOLE
0
0
695
Brookline Bancorp Inc
COM
11373M107
2436
267422
SH
SOLE
0
0
267422
Cameco Corp
COM
13321L108
272
6850
SH
SOLE
0
0
6850
Canadian Pacific Railway Ltd
COM
13646K108
47
625
SH
SOLE
0
0
625
Carrier Global Corp-Wi
COM
14448C104
221
4000
SH
SOLE
0
0
4000
Caterpillar Inc
COM
149123101
59
217
SH
SOLE
0
0
217
Celsius Holdings Inc
COM
15118V207
86
500
SH
SOLE
0
0
500
Chevron Corp
COM
166764100
76
449
SH
SOLE
0
0
449
Cisco Sys Inc
COM
17275R102
531
9870
SH
SOLE
0
0
9870
Coca-Cola Co
COM
191216100
189
3370
SH
SOLE
0
0
3370
Colgate-Palmolive Co
COM
194162103
20
288
SH
SOLE
0
0
288
Comcast Corp
COM
20030N101
981
22128
SH
SOLE
0
0
22128
Communication Services Sel Sect SPDR ETF
ETF
81369Y852
1995
30430
SH
SOLE
0
0
30430
Contura Energy Inc
COM
127097103
271
10000
SH
SOLE
0
0
10000
Corteva Inc com
COM
22052L104
21
412
SH
SOLE
0
0
412
CrowdStrike Holdings Inc
COM
22788C105
746
4455
SH
SOLE
0
0
4455
Crown Castle International Corp
COM
22822V101
31
335
SH
SOLE
0
0
335
Cvs Health Corp
COM
126650100
311
4456
SH
SOLE
0
0
4456
Danaher Corp
COM
235851102
2878
11600
SH
SOLE
0
0
11600
Deere & Co
COM
244199105
302
800
SH
SOLE
0
0
800
Denison Mines Corp
COM
248356107
61
37000
SH
SOLE
0
0
37000
Disney Walt Co
COM
254687106
60
745
SH
SOLE
0
0
745
Dominion Energy Inc
COM
25746U109
40
900
SH
SOLE
0
0
900
Dow Inc
COM
260557103
28
546
SH
SOLE
0
0
546
Duke Energy Corp
COM
26441C204
42
471
SH
SOLE
0
0
471
Dupont De Nemours Inc
COM
26614N102
27
361
SH
SOLE
0
0
361
E3 Metals Corp
COM
26925V108
86
37000
SH
SOLE
0
0
37000
Eaton Corp PLC
COM
G29183103
1130
5300
SH
SOLE
0
0
5300
Ebay Inc
COM
278642103
29
653
SH
SOLE
0
0
653
Ecolab Inc
COM
278865100
20
119
SH
SOLE
0
0
119
Edwards Lifesciences Corp
COM
28176E108
22
315
SH
SOLE
0
0
315
Eli Lilly and Co
COM
532457108
1152
2145
SH
SOLE
0
0
2145
Emerson Electric Co
COM
291011104
35
358
SH
SOLE
0
0
358
Enbridge Inc Com
COM
29250N105
212
6400
SH
SOLE
0
0
6400
Enphase Energy Inc
COM
29355A107
264
2201
SH
SOLE
0
0
2201
Enterprise Prods Partners Lp
LP UNIT
293792107
482
17600
SH
SOLE
0
0
17600
Exxon Mobil Corp
COM
30231G102
85
720
SH
SOLE
0
0
720
Facebook Inc
COM
30303M102
498
1660
SH
SOLE
0
0
1660
Fastenal Co
COM
311900104
1081
19775
SH
SOLE
0
0
19775
Fidelity Health Care ETF
ETF
316092600
870
14359
SH
SOLE
0
0
14359
Fidelity Industrials ETF
ETF
316092709
157
2900
SH
SOLE
0
0
2900
Fidelity Technology ETF
ETF
316092808
870
7081
SH
SOLE
0
0
7081
Fiserv Inc
COM
337738108
27
240
SH
SOLE
0
0
240
Ford Motor Co
COM
345370860
692
55751
SH
SOLE
0
0
55751
FORIAN ORD
COM
34630N106
550
246800
SH
SOLE
0
0
246800
FS KKR Capital Corp
COM
302635206
236
12000
SH
SOLE
0
0
12000
General Dynamics Corp
COM
369550108
44
200
SH
SOLE
0
0
200
GENERAL MLS INC
COM
370334104
24
380
SH
SOLE
0
0
380
Gilead Sciences Inc
COM
375558103
26
345
SH
SOLE
0
0
345
Gitlab Inc
COM
37637K108
27
594
SH
SOLE
0
0
594
Global Net Lease Inc
COM
379378201
22
2277
SH
SOLE
0
0
2277
Goldman Sachs Group Inc
COM
38141G104
251
775
SH
SOLE
0
0
775
GRAINGER W W INC
COM
384802104
29
42
SH
SOLE
0
0
42
Grayscale Bitcoin Trust (BTC)
COM
389637109
522
27200
SH
SOLE
0
0
27200
Great Lakes Dredge & Dock Corp
COM
390607109
248
31100
SH
SOLE
0
0
31100
Hannon Armstrong Sustainable Infrastructure Capita
COM
41068X100
182
8600
SH
SOLE
0
0
8600
HCA HLDGS INC
COM
40412C101
21
85
SH
SOLE
0
0
85
Hess Corp
COM
42809H107
73
477
SH
SOLE
0
0
477
HF SINCLAIR CORP
COM
403949100
32
560
SH
SOLE
0
0
560
Home Depot Inc
COM
437076102
337
1115
SH
SOLE
0
0
1115
Honeywell International Inc
COM
438516106
49
265
SH
SOLE
0
0
265
HUMANA INC
COM
444859102
65
134
SH
SOLE
0
0
134
Huntington Bancshares Inc
COM
446150104
862
82893
SH
SOLE
0
0
82893
Independent Bank Corp
COM
453836108
21
424
SH
SOLE
0
0
424
Industrial Select SPDR ETF
ETF
81369Y704
3784
37328
SH
SOLE
0
0
37328
Intel Corp
COM
458140100
42
1185
SH
SOLE
0
0
1185
International Business Machines Corp
COM
459200101
31
221
SH
SOLE
0
0
221
International Lithium Corp
COM
459820106
48
1614680
SH
SOLE
0
0
1614680
INTUITIVE SURGICAL INC
COM
46120E602
26
90
SH
SOLE
0
0
90
Invesco Solar ETF
ETF
46138G706
837
16170
SH
SOLE
0
0
16170
Iron Mountain Inc
COM
46284V101
24
400
SH
SOLE
0
0
400
iShares Core MSCI Total Intl Stk ETF
ETF
46432F834
44
729
SH
SOLE
0
0
729
iShares Core S&P 500
ETF
464287200
248
577
SH
SOLE
0
0
577
Ishares Core S&P Small-Cap E
ETF
464287804
50
528
SH
SOLE
0
0
528
iShares Core S&P Total US Stock Mkt ETF
ETF
464287150
56
592
SH
SOLE
0
0
592
iShares Core US Aggregate Bond
ETF
464287226
12340
131216
SH
SOLE
0
0
131216
Ishares Inc Core Msci Emerging Mkts Etf
ETF
46434G103
20
425
SH
SOLE
0
0
425
Ishares Msci Eafe Etf
ETF
464287465
7971
115649
SH
SOLE
0
0
115649
Ishares Msci Emerging Markets Etf
ETF
464287234
1309
34485
SH
SOLE
0
0
34485
iShares Nasdaq Biotechnology
ETF
464287556
1376
11251
SH
SOLE
0
0
11251
iShares PHLX Semiconductor ETF
ETF
464287523
55
116
SH
SOLE
0
0
116
iShares Russell 2000
ETF
464287655
4247
24027
SH
SOLE
0
0
24027
iShares Russell 2000 Growth
ETF
464287648
33
145
SH
SOLE
0
0
145
iShares Silver Trust
ETF
46428Q109
943
46378
SH
SOLE
0
0
46378
iShares US Credit Bond
ETF
464288620
21
430
SH
SOLE
0
0
430
iShares US Home Construction
ETF
464288752
31
395
SH
SOLE
0
0
395
iShares US Medical Devices
ETF
464288810
40
828
SH
SOLE
0
0
828
iShares US Treasury Bond
ETF
46429B267
30
1366
SH
SOLE
0
0
1366
Johnson & Johnson
COM
478160104
1521
9765
SH
SOLE
0
0
9765
Johnson Controls International PLC
COM
G51502105
21
403
SH
SOLE
0
0
403
Jpmorgan Chase & Co
COM
46625H100
2848
19639
SH
SOLE
0
0
19639
KENVUE ORD
COM
49177J102
123
6143
SH
SOLE
0
0
6143
KKR & Co Inc
COM
48251W104
49
800
SH
SOLE
0
0
800
Lithium Americas Corp
COM
53681J103
336
19745
SH
SOLE
0
0
19745
Livent Corp
COM
53814L108
276
15000
SH
SOLE
0
0
15000
Lockheed Martin Corp
COM
539830109
184
450
SH
SOLE
0
0
450
Lowe s Companies Inc
COM
548661107
454
2185
SH
SOLE
0
0
2185
Lyondellbasell Industries NV
COM
N53745100
22
236
SH
SOLE
0
0
236
Marathon Oil Corp
COM
565849106
34
1280
SH
SOLE
0
0
1280
Marimed Inc
COM
56782V107
281
645100
SH
SOLE
0
0
645100
Marsh & Mclennan Companies Inc
COM
571748102
31
164
SH
SOLE
0
0
164
Materials Select Sector SPDR ETF
ETF
81369Y100
2848
36253
SH
SOLE
0
0
36253
McDonald s Corp
COM
580135101
43
165
SH
SOLE
0
0
165
Medtronic Plc
COM
G5960L103
244
3112
SH
SOLE
0
0
3112
Merck & Co Inc
COM
58933Y105
659
6398
SH
SOLE
0
0
6398
Microsoft Corp
COM
594918104
5829
18461
SH
SOLE
0
0
18461
MODERNA INC
COM
60770K107
100
971
SH
SOLE
0
0
971
Mondelez International Inc Class A
COM
609207105
28
400
SH
SOLE
0
0
400
Morgan Stanley
COM
617446448
549
6725
SH
SOLE
0
0
6725
Mp Materials Cl A Ord
COM
553368101
207
10850
SH
SOLE
0
0
10850
MVB Financial Corp
COM
553810102
194
8574
SH
SOLE
0
0
8574
NanoString Technologies Inc
COM
63009R109
86
50000
SH
SOLE
0
0
50000
Nestle SA ADR
ADR
641069406
35
307
SH
SOLE
0
0
307
Netflix Com Inc
COM
64110L106
208
551
SH
SOLE
0
0
551
NexGen Energy Ltd
COM
65340P106
44
7400
SH
SOLE
0
0
7400
NextEra Energy Inc
COM
65339F101
175
3063
SH
SOLE
0
0
3063
NextEra Energy Partners LP
COM
65341B106
229
7700
SH
SOLE
0
0
7700
Nike Inc B
COM
654106103
44
463
SH
SOLE
0
0
463
NORTHROP GRUMMAN CORP
COM
666807102
48
110
SH
SOLE
0
0
110
NVIDIA Corp
COM
67066G104
276
635
SH
SOLE
0
0
635
O Shares US Sm Cp Qual Div ETF
ETF
00162Q395
35
1000
SH
SOLE
0
0
1000
Occidental Petroleum Corp
COM
674599105
145
2236
SH
SOLE
0
0
2236
ONEOK Inc
COM
682680103
63
1000
SH
SOLE
0
0
1000
Oracle Corp
COM
68389X105
443
4185
SH
SOLE
0
0
4185
Palantir Technologies Inc
COM
69608A108
42
2600
SH
SOLE
0
0
2600
Paramount Resources Ltd A
COM
699320206
374
15700
SH
SOLE
0
0
15700
Parker Hannifin Corp
COM
701094104
27
69
SH
SOLE
0
0
69
Paychex Inc
COM
704326107
75
651
SH
SOLE
0
0
651
PayPal Holdings Inc
COM
70450Y103
702
12010
SH
SOLE
0
0
12010
Pepsico Inc
COM
713448108
1746
10302
SH
SOLE
0
0
10302
Pfizer Inc
COM
717081103
85
2554
SH
SOLE
0
0
2554
Philip Morris International Inc
COM
718172109
49
526
SH
SOLE
0
0
526
PHILLIPS EDISON AND COMPANY ORD
COM
71844V201
84
2506
SH
SOLE
0
0
2506
Pioneer Natural Resources Co
COM
723787107
24
105
SH
SOLE
0
0
105
Procter And Gamble Co
COM
742718109
178
1221
SH
SOLE
0
0
1221
PROGRESSIVE CORP OHIO
COM
743315103
26
186
SH
SOLE
0
0
186
Prologis Inc
COM
74340W103
415
3700
SH
SOLE
0
0
3700
QUALCOMM Inc
COM
747525103
159
1430
SH
SOLE
0
0
1430
Raytheon Technologies Ord
COM
75513E101
308
4278
SH
SOLE
0
0
4278
Salesforce.com Inc
COM
79466L302
302
1488
SH
SOLE
0
0
1488
Select Sector Spdr Fund Shs Ben Consumer Discretio
ETF
81369Y407
2072
12873
SH
SOLE
0
0
12873
Select Sector Spdr Trust Shs Ben Int Energy
ETF
81369Y506
3265
36123
SH
SOLE
0
0
36123
Select Sector Spdr Trust The Health Care Select Se
ETF
81369Y209
2992
23243
SH
SOLE
0
0
23243
Simulations Plus Inc
COM
829214105
167
4000
SH
SOLE
0
0
4000
Southern Co
COM
842587107
46
705
SH
SOLE
0
0
705
Spdr Gold Tr Gold Shs
ETF
78463V107
5967
34805
SH
SOLE
0
0
34805
SPDR S&P 500 ETF
ETF
78462F103
295
690
SH
SOLE
0
0
690
SPDR S&P MidCap 400 ETF
ETF
78467Y107
53
115
SH
SOLE
0
0
115
SPDR S&P Software & Services ETF
ETF
78464A599
54
423
SH
SOLE
0
0
423
Spdr Ser Tr S&P Metals & Mng Etf
ETF
78464A755
281
5345
SH
SOLE
0
0
5345
Stag Indl Inc
COM
85254J102
138
4000
SH
SOLE
0
0
4000
Starbucks Corp
COM
855244109
23
250
SH
SOLE
0
0
250
StoneCo Ltd
COM
G85158106
1380
129358
SH
SOLE
0
0
129358
Stryker Corp
COM
863667101
31
115
SH
SOLE
0
0
115
Technology Select Sector SPDR ETF
ETF
81369Y803
2996
18275
SH
SOLE
0
0
18275
Tesla Motors Inc
COM
88160R101
786
3140
SH
SOLE
0
0
3140
Texas Instruments Inc
COM
882508104
48
301
SH
SOLE
0
0
301
The Simply Good Foods Co
COM
82900L102
276
8000
SH
SOLE
0
0
8000
Thermo Fisher Scientific Inc
COM
883556102
542
1071
SH
SOLE
0
0
1071
Toast Inc
COM
888787108
64
3411
SH
SOLE
0
0
3411
TRANE TECH PUB LTD CO
COM
G8994E103
25
123
SH
SOLE
0
0
123
Truist Finl Corp Com
COM
89832Q109
244
8516
SH
SOLE
0
0
8516
Uber Technologies Inc
COM
90353T100
230
5000
SH
SOLE
0
0
5000
United Bankshares Inc
COM
909907107
41
1501
SH
SOLE
0
0
1501
United Parcel Service Inc Class B
COM
911312106
83
530
SH
SOLE
0
0
530
UnitedHealth Group Inc
COM
91324P102
116
230
SH
SOLE
0
0
230
Utilities Select Sector SPDR ETF
ETF
81369Y886
158
2687
SH
SOLE
0
0
2687
Vail Resorts Inc
COM
91879Q109
33
150
SH
SOLE
0
0
150
Valero Energy Corp
COM
91913Y100
28
200
SH
SOLE
0
0
200
Vanguard 500 ETF
ETF
922908363
23309
59355
SH
SOLE
0
0
59355
Vanguard Dividend Appreciation ETF
ETF
921908844
39
249
SH
SOLE
0
0
249
Vanguard Extended Market ETF
ETF
922908652
36
248
SH
SOLE
0
0
248
Vanguard FTSE Developed Markets ETF
ETF
921943858
64
1460
SH
SOLE
0
0
1460
Vanguard FTSE Emerging Markets ETF
ETF
922042858
33
838
SH
SOLE
0
0
838
Vanguard Scottsdale Fds Vanguard Short-T
ETF
92206C409
124
1650
SH
SOLE
0
0
1650
Vanguard Small-Cap ETF
ETF
922908751
28
150
SH
SOLE
0
0
150
Vanguard Tax-Exempt Bond ETF
ETF
922907746
29
612
SH
SOLE
0
0
612
Vanguard Total Stock Market ETF
ETF
922908769
72
340
SH
SOLE
0
0
340
Vanguard Value ETF
ETF
922908744
71
515
SH
SOLE
0
0
515
Verizon Communications
COM
92343V104
57
1771
SH
SOLE
0
0
1771
VERTEX PHARMACEUTICALS INC
COM
92532F100
22
62
SH
SOLE
0
0
62
Visa Inc Com Cl A
COM
92826C839
2649
11516
SH
SOLE
0
0
11516
Wal-Mart Stores Inc
COM
931142103
107
672
SH
SOLE
0
0
672
Washington Trust Bancorp Inc
COM
940610108
33
1250
SH
SOLE
0
0
1250
Waste Management Inc
COM
94106L109
1560
10233
SH
SOLE
0
0
10233
Wesbanco Inc
COM
950810101
507
20762
SH
SOLE
0
0
20762
Weyerhaeuser Co
COM
962166104
21
672
SH
SOLE
0
0
672
Williams Companies Inc
COM
969457100
75
2234
SH
SOLE
0
0
2234