0001755785-22-000004.txt : 20221017 0001755785-22-000004.hdr.sgml : 20221017 20221017154301 ACCESSION NUMBER: 0001755785-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221017 DATE AS OF CHANGE: 20221017 EFFECTIVENESS DATE: 20221017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Canton Hathaway, LLC CENTRAL INDEX KEY: 0001755785 IRS NUMBER: 825109964 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18907 FILM NUMBER: 221313711 BUSINESS ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014337800 MAIL ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755785 XXXXXXXX 09-30-2022 09-30-2022 Canton Hathaway, LLC
ONE WEST EXCHANGE STREET, SUITE 3202 PROVIDENCE RI 02903
13F HOLDINGS REPORT 028-18907 N
Nicholas Trotman Chief Compliance Officer 4014337800 Nicholas Trotman Providence RI 10-17-2022 0 223 274010 false
INFORMATION TABLE 2 sep22.13f.xml Abbott Laboratories COM 002824100 48 500 SH SOLE 0 0 500 AbbVie Inc COM 00287Y109 212 1576 SH SOLE 0 0 1576 Advanced Micro Devices Inc COM 007903107 937 14781 SH SOLE 0 0 14781 AGILENT TECHNOLOGIES INC COM 00846U101 20 165 SH SOLE 0 0 165 Air Products & Chemicals Inc COM 009158106 465 2000 SH SOLE 0 0 2000 Albemarle Corp COM 012653101 4543 17181 SH SOLE 0 0 17181 AllianceBernstein Holding LP LP UNIT 01881G106 421 12000 SH SOLE 0 0 12000 Alphabet Inc COM 02079K305 635 6640 SH SOLE 0 0 6640 Alphabet Inc COM 02079K107 3651 37975 SH SOLE 0 0 37975 Altria Group Inc COM 02209S103 54 1340 SH SOLE 0 0 1340 Amazon.Com Inc COM 023135106 3400 30085 SH SOLE 0 0 30085 AMEREN CORP COM 023608102 20 250 SH SOLE 0 0 250 American Electric Power Co Inc COM 025537101 26 300 SH SOLE 0 0 300 American Express Co COM 025816109 206 1530 SH SOLE 0 0 1530 American Finance Trust Inc COM 02607T109 24 4008 SH SOLE 0 0 4008 American Shared Hospital Svcs COM 029595105 26 10000 SH SOLE 0 0 10000 American Wtr Wks Co Inc COM 030420103 130 1000 SH SOLE 0 0 1000 Amgen Inc COM 031162100 48 215 SH SOLE 0 0 215 Aon Plc Com Usd COM G0403H108 54 200 SH SOLE 0 0 200 Apple Inc COM 037833100 5709 41312 SH SOLE 0 0 41312 Ares Capital Corp COM 04010L103 253 15000 SH SOLE 0 0 15000 Ares Management Corp COM 03990B101 43 700 SH SOLE 0 0 700 Atlassian Corporation PLC COM 049468101 21 100 SH SOLE 0 0 100 Automatic Data Processing Inc COM 053015103 95 420 SH SOLE 0 0 420 Bank New York Mellon Corp COM 064058100 20 520 SH SOLE 0 0 520 Bank of America Corporation COM 060505104 245 8109 SH SOLE 0 0 8109 Bank of Hawaii Corp COM 062540109 38 500 SH SOLE 0 0 500 Berkshire Hathaway Inc A COM 084670108 117470 289 SH SOLE 0 0 289 Berkshire Hathaway Inc B COM 084670702 3829 14339 SH SOLE 0 0 14339 Bhp Billiton Ltd Adr ADR 088606108 35 700 SH SOLE 0 0 700 Biohaven Pharmaceutical Holding Co Ltd COM G1110E107 605 4000 SH SOLE 0 0 4000 Black Hills Corp COM 092113109 27 400 SH SOLE 0 0 400 Blackrock Inc COM 09247X101 691 1255 SH SOLE 0 0 1255 Blackstone Group Lp COM 09260D107 1385 16552 SH SOLE 0 0 16552 Bloom Energy Corp Class A COM 093712107 156 7800 SH SOLE 0 0 7800 Boeing Co COM 097023105 28 230 SH SOLE 0 0 230 Bristol Myers Squibb COM 110122108 49 695 SH SOLE 0 0 695 Brookline Bancorp Inc COM 11373M107 3441 295360 SH SOLE 0 0 295360 Caterpillar Inc COM 149123101 36 217 SH SOLE 0 0 217 CenterPoint Energy Inc COM 15189T107 25 900 SH SOLE 0 0 900 Cheniere Energy Inc COM 16411R208 133 800 SH SOLE 0 0 800 Chevron Corp COM 166764100 32 222 SH SOLE 0 0 222 Cisco Sys Inc COM 17275R102 395 9870 SH SOLE 0 0 9870 Citizens Financial Group Inc COM 174610105 27 790 SH SOLE 0 0 790 Coca-Cola Co COM 191216100 189 3370 SH SOLE 0 0 3370 Colgate-Palmolive Co COM 194162103 20 288 SH SOLE 0 0 288 Comcast Corp COM 20030N101 649 22128 SH SOLE 0 0 22128 Communication Services Sel Sect SPDR ETF ETF 81369Y852 584 12204 SH SOLE 0 0 12204 Consumer Staples Select Sector SPDR ETF ETF 81369Y308 2165 32443 SH SOLE 0 0 32443 Contura Energy Inc COM 127097103 261 10000 SH SOLE 0 0 10000 Corteva Inc com COM 22052L104 24 412 SH SOLE 0 0 412 Critical Elements Lithium Corp COM 22675W107 87 72000 SH SOLE 0 0 72000 CrowdStrike Holdings Inc COM 22788C105 21 125 SH SOLE 0 0 125 Crown Castle International Corp COM 22822V101 1594 11028 SH SOLE 0 0 11028 Cvs Health Corp COM 126650100 2735 28681 SH SOLE 0 0 28681 Cypress Dev Corp Com New COM 232749200 93 108000 SH SOLE 0 0 108000 Danaher Corp COM 235851102 3190 12350 SH SOLE 0 0 12350 Deere & Co COM 244199105 167 500 SH SOLE 0 0 500 Devon Energy Corp COM 25179M103 241 4000 SH SOLE 0 0 4000 Direxion Daily Small Cap Bull 3X ETF ETF 25459W847 207 7200 SH SOLE 0 0 7200 Disney Walt Co COM 254687106 300 3185 SH SOLE 0 0 3185 Dominion Energy Inc COM 25746U109 86 1250 SH SOLE 0 0 1250 Dow Inc COM 260557103 24 546 SH SOLE 0 0 546 Duke Energy Corp COM 26441C204 50 537 SH SOLE 0 0 537 E3 Metals Corp COM 26925V108 59 36000 SH SOLE 0 0 36000 Eaton Corp PLC COM G29183103 707 5300 SH SOLE 0 0 5300 Ebay Inc COM 278642103 24 653 SH SOLE 0 0 653 Edwards Lifesciences Corp COM 28176E108 26 315 SH SOLE 0 0 315 Eli Lilly and Co COM 532457108 694 2145 SH SOLE 0 0 2145 Emerson Electric Co COM 291011104 26 358 SH SOLE 0 0 358 Enbridge Inc Com COM 29250N105 237 6400 SH SOLE 0 0 6400 Enterprise Prods Partners Lp LP UNIT 293792107 395 16600 SH SOLE 0 0 16600 Exxon Mobil Corp COM 30231G102 63 720 SH SOLE 0 0 720 Facebook Inc COM 30303M102 252 1860 SH SOLE 0 0 1860 Fastenal Co COM 311900104 1233 26772 SH SOLE 0 0 26772 Fidelity Consumer Spls ETF ETF 316092303 536 13356 SH SOLE 0 0 13356 Fidelity Financials ETF ETF 316092501 169 3930 SH SOLE 0 0 3930 Fidelity Health Care ETF ETF 316092600 870 15089 SH SOLE 0 0 15089 Fidelity Industrials ETF ETF 316092709 129 2950 SH SOLE 0 0 2950 Fidelity Technology ETF ETF 316092808 663 7294 SH SOLE 0 0 7294 Fidelity Utilities ETF ETF 316092865 150 3550 SH SOLE 0 0 3550 Financial Select Sector SPDR ETF ETF 81369Y605 2098 69109 SH SOLE 0 0 69109 Fiserv Inc COM 337738108 22 240 SH SOLE 0 0 240 Ford Motor Co COM 345370860 904 80698 SH SOLE 0 0 80698 FORIAN ORD COM 34630N106 587 175100 SH SOLE 0 0 175100 Fortive Corp Com COM 34959J108 204 3500 SH SOLE 0 0 3500 FREYR BATTERY ORD COM L4135L100 208 14600 SH SOLE 0 0 14600 General Dynamics Corp COM 369550108 42 200 SH SOLE 0 0 200 GENERAL MLS INC COM 370334104 29 380 SH SOLE 0 0 380 Gilead Sciences Inc COM 375558103 21 345 SH SOLE 0 0 345 Goldman Sachs Group Inc COM 38141G104 227 775 SH SOLE 0 0 775 GRAINGER W W INC COM 384802104 21 42 SH SOLE 0 0 42 Grayscale Bitcoin Trust (BTC) COM 389637109 322 28200 SH SOLE 0 0 28200 Hannon Armstrong Sustainable Infrastructure Capita COM 41068X100 195 6500 SH SOLE 0 0 6500 Healthcare Trust of America Inc COM 42226K105 125 6000 SH SOLE 0 0 6000 Hess Corp COM 42809H107 52 477 SH SOLE 0 0 477 HF SINCLAIR CORP COM 403949100 30 560 SH SOLE 0 0 560 Home Depot Inc COM 437076102 308 1115 SH SOLE 0 0 1115 Honeywell International Inc COM 438516106 44 265 SH SOLE 0 0 265 HUMANA INC COM 444859102 65 134 SH SOLE 0 0 134 Huntington Bancshares Inc COM 446150104 1145 86893 SH SOLE 0 0 86893 Independent Bank Corp COM 453836108 32 424 SH SOLE 0 0 424 Industrial Select SPDR ETF ETF 81369Y704 2452 29604 SH SOLE 0 0 29604 Intel Corp COM 458140100 31 1185 SH SOLE 0 0 1185 International Business Machines Corp COM 459200101 26 221 SH SOLE 0 0 221 International Lithium Corp COM 459820106 73 1443600 SH SOLE 0 0 1443600 Invesco Solar ETF ETF 46138G706 1459 19821 SH SOLE 0 0 19821 iShares Core MSCI Total Intl Stk ETF ETF 46432F834 37 729 SH SOLE 0 0 729 iShares Core S&P 500 ETF 464287200 117 327 SH SOLE 0 0 327 Ishares Core S&P Small-Cap E ETF 464287804 46 528 SH SOLE 0 0 528 iShares Core S&P Total US Stock Mkt ETF ETF 464287150 47 592 SH SOLE 0 0 592 iShares Core US Aggregate Bond ETF 464287226 12641 131216 SH SOLE 0 0 131216 iShares iBoxx Investment Grade Corp Bond ET ETF 464287242 20 200 SH SOLE 0 0 200 iShares MBS ETF 464288588 27 290 SH SOLE 0 0 290 Ishares Msci Eafe Etf ETF 464287465 6478 115649 SH SOLE 0 0 115649 Ishares Msci Emerging Markets Etf ETF 464287234 1203 34485 SH SOLE 0 0 34485 iShares Nasdaq Biotechnology ETF 464287556 1751 14973 SH SOLE 0 0 14973 iShares Russell 2000 ETF 464287655 3633 22027 SH SOLE 0 0 22027 iShares Russell 2000 Growth ETF 464287648 38 185 SH SOLE 0 0 185 iShares Silver Trust ETF 46428Q109 812 46378 SH SOLE 0 0 46378 iShares TIPS Bond ETF 464287176 22 210 SH SOLE 0 0 210 Ishares Tr S&P US Pfd Stk ETF 464288687 396 12500 SH SOLE 0 0 12500 Ishares Tr Sh Tr Crport Etf ETF 464288646 591 12000 SH SOLE 0 0 12000 iShares US Credit Bond ETF 464288620 23 472 SH SOLE 0 0 472 iShares US Home Construction ETF 464288752 21 405 SH SOLE 0 0 405 iShares US Medical Devices ETF 464288810 39 828 SH SOLE 0 0 828 iShares US Treasury Bond ETF 46429B267 34 1494 SH SOLE 0 0 1494 Johnson & Johnson COM 478160104 2165 13253 SH SOLE 0 0 13253 Jpmorgan Chase & Co COM 46625H100 2354 22524 SH SOLE 0 0 22524 Kellogg Co COM 487836108 21 300 SH SOLE 0 0 300 KKR & Co Inc COM 48251W104 34 800 SH SOLE 0 0 800 LI CYCLE HOLDINGS ORD COM 50202P105 80 15000 SH SOLE 0 0 15000 Lithium Americas Corp COM 53680Q207 460 17545 SH SOLE 0 0 17545 Livent Corp COM 53814L108 711 23200 SH SOLE 0 0 23200 Lockheed Martin Corp COM 539830109 174 450 SH SOLE 0 0 450 Lowe s Companies Inc COM 548661107 410 2185 SH SOLE 0 0 2185 Magellan Midstream Prtnrs Lp LP UNIT 559080106 71 1500 SH SOLE 0 0 1500 Marathon Oil Corp COM 565849106 29 1280 SH SOLE 0 0 1280 Marimed Inc COM 56782V107 282 651100 SH SOLE 0 0 651100 Marsh & Mclennan Companies Inc COM 571748102 24 164 SH SOLE 0 0 164 Marvell Technology Group Ltd COM 573874104 28 650 SH SOLE 0 0 650 Materials Select Sector SPDR ETF ETF 81369Y100 1741 25595 SH SOLE 0 0 25595 Mattel Inc COM 577081102 938 49500 SH SOLE 0 0 49500 McDonald s Corp COM 580135101 38 165 SH SOLE 0 0 165 Medtronic Plc COM G5960L103 251 3112 SH SOLE 0 0 3112 Merck & Co Inc COM 58933Y105 544 6320 SH SOLE 0 0 6320 Microsoft Corp COM 594918104 4718 20256 SH SOLE 0 0 20256 MODERNA INC COM 60770K107 71 601 SH SOLE 0 0 601 Morgan Stanley COM 617446448 603 7627 SH SOLE 0 0 7627 Mp Materials Cl A Ord COM 553368101 186 6800 SH SOLE 0 0 6800 MVB Financial Corp COM 553810102 239 8574 SH SOLE 0 0 8574 Netflix Com Inc COM 64110L106 51 218 SH SOLE 0 0 218 NextEra Energy Inc COM 65339F101 240 3063 SH SOLE 0 0 3063 NextEra Energy Partners LP COM 65341B106 181 2500 SH SOLE 0 0 2500 Nike Inc B COM 654106103 38 463 SH SOLE 0 0 463 NORTHROP GRUMMAN CORP COM 666807102 52 110 SH SOLE 0 0 110 NVIDIA Corp COM 67066G104 90 740 SH SOLE 0 0 740 O Shares US Sm Cp Qual Div ETF ETF 00162Q395 30 1000 SH SOLE 0 0 1000 Occidental Petroleum Corp COM 674599105 76 1236 SH SOLE 0 0 1236 Oracle Corp COM 68389X105 85 1385 SH SOLE 0 0 1385 Paychex Inc COM 704326107 57 506 SH SOLE 0 0 506 PayPal Holdings Inc COM 70450Y103 1420 16500 SH SOLE 0 0 16500 Pepsico Inc COM 713448108 1883 11535 SH SOLE 0 0 11535 Pfizer Inc COM 717081103 85 1931 SH SOLE 0 0 1931 Philip Morris International Inc COM 718172109 44 526 SH SOLE 0 0 526 PHILLIPS EDISON AND COMPANY ORD COM 71844V201 245 8744 SH SOLE 0 0 8744 Pioneer Natural Resources Co COM 723787107 174 805 SH SOLE 0 0 805 Pnc Finl Svcs Group COM 693475105 60 401 SH SOLE 0 0 401 Procter And Gamble Co COM 742718109 112 890 SH SOLE 0 0 890 PROGRESSIVE CORP OHIO COM 743315103 22 186 SH SOLE 0 0 186 Prologis Inc COM 74340W103 376 3700 SH SOLE 0 0 3700 QUALCOMM Inc COM 747525103 636 5630 SH SOLE 0 0 5630 Rani Therapeutics Holdings Inc COM 753018100 155 16200 SH SOLE 0 0 16200 Raytheon Technologies Ord COM 75513E101 1428 17441 SH SOLE 0 0 17441 Salesforce.com Inc COM 79466L302 218 1513 SH SOLE 0 0 1513 Select Sector Spdr Fund Shs Ben Consumer Discretio ETF 81369Y407 883 6197 SH SOLE 0 0 6197 Select Sector Spdr Trust Shs Ben Int Energy ETF 81369Y506 748 10386 SH SOLE 0 0 10386 Select Sector Spdr Trust The Health Care Select Se ETF 81369Y209 2553 21080 SH SOLE 0 0 21080 Simulations Plus Inc COM 829214105 291 6000 SH SOLE 0 0 6000 Snowflake Cl A Ord COM 833445109 102 598 SH SOLE 0 0 598 Southern Co COM 842587107 48 705 SH SOLE 0 0 705 Spdr Gold Tr Gold Shs ETF 78463V107 5049 32641 SH SOLE 0 0 32641 SPDR S&P 500 ETF ETF 78462F103 254 710 SH SOLE 0 0 710 SPDR S&P MidCap 400 ETF ETF 78467Y107 46 115 SH SOLE 0 0 115 SPDR S&P Software & Services ETF ETF 78464A599 97 910 SH SOLE 0 0 910 Spdr Ser Tr S&P Metals & Mng Etf ETF 78464A755 208 4893 SH SOLE 0 0 4893 Spdr Ser Tr S&P Regl Bkg Etf ETF 78464A698 25 427 SH SOLE 0 0 427 Splunk Inc COM 848637104 263 3500 SH SOLE 0 0 3500 Stag Indl Inc COM 85254J102 114 4000 SH SOLE 0 0 4000 Starbucks Corp COM 855244109 21 250 SH SOLE 0 0 250 StoneCo Ltd COM G85158106 67 7020 SH SOLE 0 0 7020 Stryker Corp COM 863667101 23 115 SH SOLE 0 0 115 Sunrun Inc COM 86771W105 193 7000 SH SOLE 0 0 7000 Technology Select Sector SPDR ETF ETF 81369Y803 1632 13743 SH SOLE 0 0 13743 Tesla Motors Inc COM 88160R101 680 2565 SH SOLE 0 0 2565 Texas Instruments Inc COM 882508104 47 301 SH SOLE 0 0 301 The Estee Lauder Companies Inc Class A COM 518439104 25 116 SH SOLE 0 0 116 The Simply Good Foods Co COM 82900L102 256 8000 SH SOLE 0 0 8000 Thermo Fisher Scientific Inc COM 883556102 554 1092 SH SOLE 0 0 1092 Truist Finl Corp Com COM 89832Q109 284 6516 SH SOLE 0 0 6516 United Bankshares Inc COM 909907107 54 1501 SH SOLE 0 0 1501 United Parcel Service Inc Class B COM 911312106 86 530 SH SOLE 0 0 530 UnitedHealth Group Inc COM 91324P102 116 230 SH SOLE 0 0 230 Utilities Select Sector SPDR ETF ETF 81369Y886 2154 32878 SH SOLE 0 0 32878 Vail Resorts Inc COM 91879Q109 32 150 SH SOLE 0 0 150 Valero Energy Corp COM 91913Y100 21 200 SH SOLE 0 0 200 Vanguard 500 ETF ETF 922908363 20471 62355 SH SOLE 0 0 62355 Vanguard Dividend Appreciation ETF ETF 921908844 34 249 SH SOLE 0 0 249 Vanguard Extended Market ETF ETF 922908652 32 248 SH SOLE 0 0 248 Vanguard FTSE Developed Markets ETF ETF 921943858 53 1460 SH SOLE 0 0 1460 Vanguard FTSE Emerging Markets ETF ETF 922042858 32 881 SH SOLE 0 0 881 Vanguard Scottsdale Fds Vanguard Short-T ETF 92206C409 569 7663 SH SOLE 0 0 7663 Vanguard Small-Cap ETF ETF 922908751 26 150 SH SOLE 0 0 150 Vanguard Tax-Exempt Bond ETF ETF 922907746 29 612 SH SOLE 0 0 612 Vanguard Total Stock Market ETF ETF 922908769 61 340 SH SOLE 0 0 340 Vanguard Value ETF ETF 922908744 64 515 SH SOLE 0 0 515 Verizon Communications COM 92343V104 76 2005 SH SOLE 0 0 2005 Visa Inc Com Cl A COM 92826C839 2072 11666 SH SOLE 0 0 11666 Wal-Mart Stores Inc COM 931142103 87 672 SH SOLE 0 0 672 Washington Trust Bancorp Inc COM 940610108 52 1116 SH SOLE 0 0 1116 Waste Management Inc COM 94106L109 1413 8818 SH SOLE 0 0 8818 Wesbanco Inc COM 950810101 693 20762 SH SOLE 0 0 20762 Williams Companies Inc COM 969457100 64 2234 SH SOLE 0 0 2234