Chief Compliance Officer

0001755785-21-000001.txt : 20210203 0001755785-21-000001.hdr.sgml : 20210203 20210203153446 ACCESSION NUMBER: 0001755785-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 EFFECTIVENESS DATE: 20210203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Canton Hathaway, LLC CENTRAL INDEX KEY: 0001755785 IRS NUMBER: 825109964 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18907 FILM NUMBER: 21586030 BUSINESS ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014337800 MAIL ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755785 XXXXXXXX 12-31-2020 12-31-2020 Canton Hathaway, LLC

ONE WEST EXCHANGE STREET, SUITE 3202 PROVIDENCE RI 02903

13F HOLDINGS REPORT 028-18907 N Nicholas Trotman Chief Compliance Officer 4014337800 Nicholas Trotman Providence RI 02-03-2021 0 245 296637 false INFORMATION TABLE 2 dec20.13f.xml 3M Co COM 88579Y101 9 50 SH SOLE 0 0 50 Abbott Laboratories COM 002824100 55 500 SH SOLE 0 0 500 AbbVie Inc COM 00287Y109 16 150 SH SOLE 0 0 150 Adobe Systems Inc COM 00724F101 41 82 SH SOLE 0 0 82 Advanced Micro Devices Inc COM 007903107 2393 26088 SH SOLE 0 0 26088 Air Products & Chemicals Inc COM 009158106 546 2000 SH SOLE 0 0 2000 Akamai Technologies Inc COM 00971T101 220 2100 SH SOLE 0 0 2100 Albemarle Corp COM 012653101 2665 18065 SH SOLE 0 0 18065 Alibaba Group Holding Ltd ADR ADR 01609W102 256 1100 SH SOLE 0 0 1100 AllianceBernstein Holding LP LP UNIT 01881G106 405 12000 SH SOLE 0 0 12000 Alphabet Inc COM 02079K107 3404 1943 SH SOLE 0 0 1943 Alphabet Inc COM 02079K305 522 298 SH SOLE 0 0 298 Altria Group Inc COM 02209S103 21 500 SH SOLE 0 0 500 Amazon.Com Inc COM 023135106 4488 1378 SH SOLE 0 0 1378 American Express Co COM 025816109 427 3530 SH SOLE 0 0 3530 American Finance Trust Inc COM 02607T109 23 3133 SH SOLE 0 0 3133 American Shared Hospital Svcs COM 029595105 89 40100 SH SOLE 0 0 40100 American Wtr Wks Co Inc COM 030420103 153 1000 SH SOLE 0 0 1000 Amgen Inc COM 031162100 3000 13050 SH SOLE 0 0 13050 Aon Plc Com Usd COM G0403H108 42 200 SH SOLE 0 0 200 Apollo Global Management Inc COM 03768E303 14 500 SH SOLE 0 0 500 Apple Inc COM 037833100 6118 46104 SH SOLE 0 0 46104 Ares Capital Corp COM 04010L103 253 15000 SH SOLE 0 0 15000 At&T Inc COM 00206R102 288 10000 SH SOLE 0 0 10000 Bank of America Corporation COM 060505104 94 3109 SH SOLE 0 0 3109 Berkshire Hathaway Inc A COM 084670108 105736 304 SH SOLE 0 0 304 Berkshire Hathaway Inc B COM 084670702 2670 11516 SH SOLE 0 0 11516 Bhp Billiton Ltd Adr ADR 088606108 46 700 SH SOLE 0 0 700 Biohaven Pharmaceutical Holding Co Ltd COM G11196105 417 4870 SH SOLE 0 0 4870 Blackrock Inc COM 09247X101 898 1245 SH SOLE 0 0 1245 Blackstone Group Lp COM 09260D107 1037 16001 SH SOLE 0 0 16001 Boeing Co COM 097023105 21 100 SH SOLE 0 0 100 Bristol Myers Squibb COM 110122108 1569 25300 SH SOLE 0 0 25300 Broadcom Inc COM 11135F101 9 21 SH SOLE 0 0 21 Brookline Bancorp Inc COM 11373M107 4076 338550 SH SOLE 0 0 338550 BURGUNDY TECHNLGY ACQN CL A ORD COM G1702T116 19 1850 SH SOLE 0 0 1850 BYD Co Ltd COM Y1023R104 183 7000 SH SOLE 0 0 7000 CANADA NICKEL CO ORD COM 13515Q103 77 50700 SH SOLE 0 0 50700 Canopy Growth Corp COM 138035100 123 5000 SH SOLE 0 0 5000 Caterpillar Inc COM 149123101 21 118 SH SOLE 0 0 118 Celsius Holdings Inc COM 15118V207 252 5000 SH SOLE 0 0 5000 CenterPoint Energy Inc COM 15189T107 19 900 SH SOLE 0 0 900 Ciena Corp COM 171779309 897 16968 SH SOLE 0 0 16968 Cisco Sys Inc COM 17275R102 416 9303 SH SOLE 0 0 9303 Citigroup Inc COM 172967424 20 317 SH SOLE 0 0 317 Coca-Cola Co COM 191216100 122 2230 SH SOLE 0 0 2230 Comcast Corp COM 20030N101 1162 22167 SH SOLE 0 0 22167 Communication Services Sel Sect SPDR ETF ETF 81369Y852 1488 22050 SH SOLE 0 0 22050 Consumer Staples Select Sector SPDR ETF ETF 81369Y308 1524 22590 SH SOLE 0 0 22590 Costco Wholesale Corp COM 22160K105 15 41 SH SOLE 0 0 41 CrowdStrike Holdings Inc COM 22788C105 358 1688 SH SOLE 0 0 1688 Crown Castle International Corp COM 22822V101 1685 10583 SH SOLE 0 0 10583 Cvs Health Corp COM 126650100 393 5750 SH SOLE 0 0 5750 Danaher Corp COM 235851102 2784 12533 SH SOLE 0 0 12533 Deutsche Telekom AG ADR ADR 251566105 6 327 SH SOLE 0 0 327 Disney Walt Co COM 254687106 311 1715 SH SOLE 0 0 1715 Dollar General Corp COM 256677105 6 30 SH SOLE 0 0 30 Dominion Energy Inc COM 25746U109 79 1050 SH SOLE 0 0 1050 Duke Energy Corp COM 26441C204 21 228 SH SOLE 0 0 228 Eaton Corp PLC COM G29183103 601 5000 SH SOLE 0 0 5000 Edwards Lifesciences Corp COM 28176E108 8 90 SH SOLE 0 0 90 Eli Lilly and Co COM 532457108 84 500 SH SOLE 0 0 500 Emerson Electric Co COM 291011104 6 71 SH SOLE 0 0 71 Enterprise Prods Partners Lp LP UNIT 293792107 310 15800 SH SOLE 0 0 15800 Exxon Mobil Corp COM 30231G102 5 120 SH SOLE 0 0 120 Facebook Inc COM 30303M102 255 932 SH SOLE 0 0 932 Fastenal Co COM 311900104 1527 31275 SH SOLE 0 0 31275 Fidelity Consumer Disc ETF ETF 316092204 786 10995 SH SOLE 0 0 10995 Fidelity Consumer Spls ETF ETF 316092303 646 15880 SH SOLE 0 0 15880 Fidelity Financials ETF ETF 316092501 141 3330 SH SOLE 0 0 3330 Fidelity Health Care ETF ETF 316092600 918 15892 SH SOLE 0 0 15892 Fidelity Industrials ETF ETF 316092709 139 2950 SH SOLE 0 0 2950 Fidelity Technology ETF ETF 316092808 958 9165 SH SOLE 0 0 9165 Fidelity Telecom Svc ETF ETF 316092873 755 16588 SH SOLE 0 0 16588 Fidelity Utilities ETF ETF 316092865 727 17915 SH SOLE 0 0 17915 Financial Select Sector SPDR ETF ETF 81369Y605 1609 54580 SH SOLE 0 0 54580 First Cobalt Corp COM 319702106 49 167500 SH SOLE 0 0 167500 Ford Motor Co COM 345370860 67 7573 SH SOLE 0 0 7573 Fortive Corp Com COM 34959J108 248 3500 SH SOLE 0 0 3500 Galaxy Resources Ltd COM Q39596194 58 33500 SH SOLE 0 0 33500 General Dynamics Corp COM 369550108 30 200 SH SOLE 0 0 200 Global Energy Metals Corp COM 37890Y308 73 309700 SH SOLE 0 0 309700 Global X Lithium & Battery Tech ETF ETF 37954Y855 124 2000 SH SOLE 0 0 2000 Goldman Sachs Group Inc COM 38141G104 185 700 SH SOLE 0 0 700 Great Lakes Dredge & Dock Corp COM 390607109 99 7520 SH SOLE 0 0 7520 Hannon Armstrong Sustainable Infrastructure Capita COM 41068X100 1166 18375 SH SOLE 0 0 18375 Healthcare Tr Amer Inc COM 42225P501 165 6000 SH SOLE 0 0 6000 Helix Tcs In COM 42334B104 99 203000 SH SOLE 0 0 203000 Home Depot Inc COM 437076102 252 949 SH SOLE 0 0 949 Honeywell International Inc COM 438516106 26 120 SH SOLE 0 0 120 Huntington Bancshares Inc COM 446150104 51 4000 SH SOLE 0 0 4000 Illumina Inc COM 452327109 346 935 SH SOLE 0 0 935 Independent Bank Corp COM 453836108 31 424 SH SOLE 0 0 424 Industrial Select SPDR ETF ETF 81369Y704 2226 25140 SH SOLE 0 0 25140 Intel Corp COM 458140100 149 3000 SH SOLE 0 0 3000 Invesco FTSE RAFI US 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10777 SH SOLE 0 0 10777 PERSHING SQUARE TONTINE HLD CL A ORD COM 71531R109 431 15550 SH SOLE 0 0 15550 Pfizer Inc COM 717081103 38 1020 SH SOLE 0 0 1020 Pnc Finl Svcs Group COM 693475105 75 500 SH SOLE 0 0 500 Procter And Gamble Co COM 742718109 114 821 SH SOLE 0 0 821 Prologis Inc COM 74340W103 429 4300 SH SOLE 0 0 4300 Proofpoint Inc COM 743424103 14 100 SH SOLE 0 0 100 QUALCOMM Inc COM 747525103 297 1950 SH SOLE 0 0 1950 Raytheon Technologies Ord COM 75513E101 36 508 SH SOLE 0 0 508 Rio Tinto PLC ADR ADR 767204100 5 73 SH SOLE 0 0 73 Salesforce.com Inc COM 79466L302 39 176 SH SOLE 0 0 176 Sanofi COM 80105N105 5 104 SH SOLE 0 0 104 Schwab Charles Corp COM 808513105 1391 26225 SH SOLE 0 0 26225 Schwab International Equity ETF ETF 808524805 215 5984 SH SOLE 0 0 5984 Select Sector Spdr Fund Shs Ben Consumer Discretio ETF 81369Y407 1563 9721 SH SOLE 0 0 9721 Select Sector Spdr Trust The Health Care Select Se ETF 81369Y209 1683 14832 SH SOLE 0 0 14832 Selecta Biosciences Inc Com COM 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SOLE 0 0 15732 StoneCo Ltd COM G85158106 1611 19194 SH SOLE 0 0 19194 Stryker Corp COM 863667101 45 185 SH SOLE 0 0 185 Sunrun Inc COM 86771W105 486 7000 SH SOLE 0 0 7000 Taiwan Semiconductor Manufacturing Co Ltd COM 874039100 9 80 SH SOLE 0 0 80 Target Corp COM 87612E106 13 73 SH SOLE 0 0 73 TE Connectivity Ltd COM H84989104 6 50 SH SOLE 0 0 50 Technology Select Sector SPDR ETF ETF 81369Y803 2431 18699 SH SOLE 0 0 18699 Tesla Motors Inc COM 88160R101 159 225 SH SOLE 0 0 225 The Kraft Heinz Co COM 500754106 770 22224 SH SOLE 0 0 22224 The Mosaic Co COM 61945C103 5 200 SH SOLE 0 0 200 The Simply Good Foods Co COM 82900L102 4152 132400 SH SOLE 0 0 132400 Thermo Fisher Scientific Inc COM 883556102 392 841 SH SOLE 0 0 841 Tjx Cos Inc COM 872540109 48 700 SH SOLE 0 0 700 Under Armour Inc A COM 904311107 17 1000 SH SOLE 0 0 1000 United Parcel Service Inc Class B COM 911312106 38 225 SH SOLE 0 0 225 UnitedHealth Group Inc COM 91324P102 18 50 SH SOLE 0 0 50 Utilities Select Sector SPDR ETF ETF 81369Y886 1459 23264 SH SOLE 0 0 23264 Utz Brands Inc COM G22707106 265 12000 SH SOLE 0 0 12000 Vail Resorts Inc COM 91879Q109 38 135 SH SOLE 0 0 135 VanEck Vectors Gold Miners ETF ETF 92189F106 155 4300 SH SOLE 0 0 4300 Vanguard 500 ETF ETF 922908363 21179 61623 SH SOLE 0 0 61623 Vanguard Dividend Appreciation ETF ETF 921908844 67 474 SH SOLE 0 0 474 Vanguard Extended Market ETF ETF 922908652 41 248 SH SOLE 0 0 248 Vanguard FTSE All-World ex-US ETF ETF 922042775 290 4969 SH SOLE 0 0 4969 Vanguard FTSE Developed Markets ETF ETF 921943858 1723 36507 SH SOLE 0 0 36507 Vanguard FTSE Emerging Markets ETF ETF 922042858 555 11066 SH SOLE 0 0 11066 Vanguard Intermediate-Term Bond ETF ETF 921937819 317 3418 SH SOLE 0 0 3418 Vanguard Long-Term Bond ETF ETF 921937793 327 2983 SH SOLE 0 0 2983 Vanguard Long-Term Corporate Bd ETF ETF 92206C813 27 245 SH SOLE 0 0 245 Vanguard Mortgage-Backed Secs ETF ETF 92206C771 342 6327 SH SOLE 0 0 6327 Vanguard REIT ETF ETF 922908553 9 111 SH SOLE 0 0 111 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