Chief Compliance Officer

0001755785-20-000003.txt : 20200727 0001755785-20-000003.hdr.sgml : 20200727 20200727143459 ACCESSION NUMBER: 0001755785-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200727 DATE AS OF CHANGE: 20200727 EFFECTIVENESS DATE: 20200727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Canton Hathaway, LLC CENTRAL INDEX KEY: 0001755785 IRS NUMBER: 825109964 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18907 FILM NUMBER: 201050161 BUSINESS ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014337800 MAIL ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755785 XXXXXXXX 06-30-2020 06-30-2020 Canton Hathaway, LLC

ONE WEST EXCHANGE STREET, SUITE 3202 PROVIDENCE RI 02903

13F HOLDINGS REPORT 028-18907 N Nicholas Trotman Chief Compliance Officer 4014337800 Nicholas Trotman Gloucester MA 07-27-2020 0 154 153263 false INFORMATION TABLE 2 jun20.13f.xml Abbott Laboratories COM 002824100 46 500 SH SOLE 0 0 500 Adobe Systems Inc COM 00724F101 36 82 SH SOLE 0 0 82 Advanced Micro Devices Inc COM 007903107 576 10940 SH SOLE 0 0 10940 Air Products & Chemicals Inc COM 009158106 483 2000 SH SOLE 0 0 2000 Akamai Technologies Inc COM 00971T101 60 564 SH SOLE 0 0 564 Alarm Com Hldgs Inc COM 011642105 32 487 SH SOLE 0 0 487 Albemarle Corp COM 012653101 73 940 SH SOLE 0 0 940 AllianceBernstein Holding LP LP UNIT 01881G106 327 12000 SH SOLE 0 0 12000 Alphabet Inc COM 02079K107 2711 1918 SH SOLE 0 0 1918 Alphabet Inc COM 02079K305 359 253 SH SOLE 0 0 253 Amazon.Com Inc COM 023135106 3937 1427 SH SOLE 0 0 1427 American Express Co COM 025816109 314 3300 SH SOLE 0 0 3300 American Shared Hospital Svcs COM 029595105 86 40100 SH SOLE 0 0 40100 American Wtr Wks Co Inc COM 030420103 129 1000 SH SOLE 0 0 1000 Amgen Inc COM 031162100 2896 12279 SH SOLE 0 0 12279 Aon Plc Com Usd COM G0403H108 39 200 SH SOLE 0 0 200 Apollo Global Management LLC COM 03768E105 225 4500 SH SOLE 0 0 4500 Apple Inc COM 037833100 4173 11439 SH SOLE 0 0 11439 Ares Capital Corp COM 04010L103 303 21000 SH SOLE 0 0 21000 At&T Inc COM 00206R102 257 8500 SH SOLE 0 0 8500 Automatic Data Processing Inc COM 053015103 12 80 SH SOLE 0 0 80 Bank of America Corporation COM 060505104 22 908 SH SOLE 0 0 908 Becton Dickinson and Co COM 075887109 10 40 SH SOLE 0 0 40 Berkshire Hathaway Inc A COM 084670108 83932 314 SH SOLE 0 0 314 Berkshire Hathaway Inc B COM 084670702 1805 10111 SH SOLE 0 0 10111 BEYOND MEAT INC COM 08862E109 134 1000 SH SOLE 0 0 1000 Bhp Billiton Ltd Adr ADR 088606108 35 700 SH SOLE 0 0 700 Biohaven Pharmaceutical Holding Co Ltd COM G11196105 197 2700 SH SOLE 0 0 2700 Blackrock Inc COM 09247X101 677 1245 SH SOLE 0 0 1245 Blackstone Group Lp COM 09260D107 901 15900 SH SOLE 0 0 15900 Boston Scientific Corp COM 101137107 4 100 SH SOLE 0 0 100 Bristol Myers Squibb COM 110122108 347 5900 SH SOLE 0 0 5900 Brookline Bancorp Inc COM 11373M107 3550 352150 SH SOLE 0 0 352150 Ciena Corp COM 171779309 1391 25683 SH SOLE 0 0 25683 Cintas Corp COM 172908105 4 15 SH SOLE 0 0 15 Cisco Sys Inc COM 17275R102 560 12000 SH SOLE 0 0 12000 Coca-Cola Co COM 191216100 109 2430 SH SOLE 0 0 2430 Comcast Corp COM 20030N101 941 24152 SH SOLE 0 0 24152 Costco Wholesale Corp COM 22160K105 12 41 SH SOLE 0 0 41 CrowdStrike Holdings Inc COM 22788C105 208 2076 SH SOLE 0 0 2076 Crown Castle International Corp COM 22822V101 910 5435 SH SOLE 0 0 5435 Cvs Health Corp COM 126650100 357 5500 SH SOLE 0 0 5500 Danaher Corp COM 235851102 2216 12533 SH SOLE 0 0 12533 Dollar General Corp COM 256677105 6 30 SH SOLE 0 0 30 Dominion Energy Inc COM 25746U109 65 800 SH SOLE 0 0 800 Duke Energy Corp COM 26441C204 12 147 SH SOLE 0 0 147 Dunkin Brands Group Inc COM 265504100 130 2000 SH SOLE 0 0 2000 Dupont De Nemours Inc COM 26614N102 4 75 SH SOLE 0 0 75 Eaton Corp PLC COM G29183103 437 5000 SH SOLE 0 0 5000 Edwards Lifesciences Corp COM 28176E108 6 90 SH SOLE 0 0 90 Eli Lilly and Co COM 532457108 82 500 SH SOLE 0 0 500 Energy Transfer Equity LP LP UNIT 29273V100 107 15000 SH SOLE 0 0 15000 Enterprise Prods Partners Lp LP UNIT 293792107 424 23320 SH SOLE 0 0 23320 Exact Sciences Corp COM 30063P105 135 1550 SH SOLE 0 0 1550 Exelon Corp COM 30161N101 27 750 SH SOLE 0 0 750 Facebook Inc COM 30303M102 295 1300 SH SOLE 0 0 1300 Fastenal Co COM 311900104 394 9200 SH SOLE 0 0 9200 Fidelity Consumer Disc ETF ETF 316092204 562 10795 SH SOLE 0 0 10795 Fidelity Consumer Spls ETF ETF 316092303 562 16111 SH SOLE 0 0 16111 Fidelity Health Care ETF ETF 316092600 762 15316 SH SOLE 0 0 15316 Fidelity Technology ETF ETF 316092808 781 9496 SH SOLE 0 0 9496 Fidelity Telecom Svc ETF ETF 316092873 557 15786 SH SOLE 0 0 15786 Fidelity Utilities ETF ETF 316092865 763 20909 SH SOLE 0 0 20909 Fiserv Inc COM 337738108 4 45 SH SOLE 0 0 45 Fortive Corp Com COM 34959J108 203 3000 SH SOLE 0 0 3000 Generac Holdings Inc COM 368736104 46 376 SH SOLE 0 0 376 Goldman Sachs Group Inc COM 38141G104 40 200 SH SOLE 0 0 200 GraniteShares Gold Trust COM 38748G101 8 460 SH SOLE 0 0 460 Great Lakes Dredge & Dock Corp COM 390607109 87 9400 SH SOLE 0 0 9400 Hannon Armstrong Sustainable Infrastructure Capita COM 41068X100 499 17530 SH SOLE 0 0 17530 Healthcare Tr Amer Inc COM 42225P501 159 6000 SH SOLE 0 0 6000 Home Depot Inc COM 437076102 232 926 SH SOLE 0 0 926 Honeywell International Inc COM 438516106 8 55 SH SOLE 0 0 55 Huntington Bancshares Inc COM 446150104 36 4000 SH SOLE 0 0 4000 Industrial Select SPDR ETF ETF 81369Y704 412 6000 SH SOLE 0 0 6000 Innovative Industrial Properties Inc COM 45781V101 33 376 SH SOLE 0 0 376 Intel Corp COM 458140100 389 6500 SH SOLE 0 0 6500 iShares Core MSCI EAFE ETF 46432F842 17 299 SH SOLE 0 0 299 Ishares Core S&P Small-Cap E ETF 464287804 18 267 SH SOLE 0 0 267 iShares 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0 30 Lithium Americas Corp COM 53680Q207 166 32800 SH SOLE 0 0 32800 Livent Corp COM 53814L108 58 9400 SH SOLE 0 0 9400 Lockheed Martin Corp COM 539830109 109 300 SH SOLE 0 0 300 Lowe s Companies Inc COM 548661107 257 1900 SH SOLE 0 0 1900 Magellan Midstream Prtnrs Lp LP UNIT 559080106 104 2400 SH SOLE 0 0 2400 McCormick & Co Inc Non-Voting COM 579780206 179 1000 SH SOLE 0 0 1000 McDonald s Corp COM 580135101 6 30 SH SOLE 0 0 30 Medtronic Plc COM G5960L103 1268 13833 SH SOLE 0 0 13833 Merck & Co Inc COM 58933Y105 387 5000 SH SOLE 0 0 5000 Microsoft Corp COM 594918104 4384 21543 SH SOLE 0 0 21543 Morgan Stanley COM 617446448 290 6000 SH SOLE 0 0 6000 Netflix Com Inc COM 64110L106 390 858 SH SOLE 0 0 858 NextEra Energy Inc COM 65339F101 18 74 SH SOLE 0 0 74 Nike Inc B COM 654106103 4 45 SH SOLE 0 0 45 OPKO Health Inc COM 68375N103 41 11900 SH SOLE 0 0 11900 Oracle Corp COM 68389X105 33 600 SH SOLE 0 0 600 Pagseguro Digital Ltd Com Cl A COM G68707101 269 7600 SH SOLE 0 0 7600 Pepsico Inc COM 713448108 979 7404 SH SOLE 0 0 7404 Pfizer Inc COM 717081103 28 850 SH SOLE 0 0 850 Procter And Gamble Co COM 742718109 81 680 SH SOLE 0 0 680 Prologis Inc COM 74340W103 401 4300 SH SOLE 0 0 4300 Public Storage COM 74460D109 19 100 SH SOLE 0 0 100 QUALCOMM Inc COM 747525103 109 1200 SH SOLE 0 0 1200 Simulations Plus Inc COM 829214105 1077 18000 SH SOLE 0 0 18000 Spdr Gold Tr Gold Shs ETF 78463V107 1594 9521 SH SOLE 0 0 9521 SPDR S&P 500 ETF ETF 78462F103 148 480 SH SOLE 0 0 480 SPDR S&P MidCap 400 ETF ETF 78467Y107 37 115 SH SOLE 0 0 115 SPDR S&P Software & Services ETF ETF 78464A599 153 1374 SH SOLE 0 0 1374 Spdr Ser Tr S&P Biotech Etf ETF 78464A870 39 350 SH SOLE 0 0 350 Splunk Inc COM 848637104 695 3500 SH SOLE 0 0 3500 Spotify Technology SA COM L8681T102 117 453 SH SOLE 0 0 453 Ssr Mng Inc COM 784730103 40 1880 SH SOLE 0 0 1880 Stag Indl Inc COM 85254J102 128 4358 SH SOLE 0 0 4358 Starbucks Corp COM 855244109 1073 14577 SH SOLE 0 0 14577 StoneCo Ltd COM G85158106 721 18594 SH SOLE 0 0 18594 Sunrun Inc COM 86771W105 1098 55665 SH SOLE 0 0 55665 Targa Res Corp COM 87612G101 120 6000 SH SOLE 0 0 6000 Target Corp COM 87612E106 5 45 SH SOLE 0 0 45 The Simply Good Foods Co COM 82900L102 951 51200 SH SOLE 0 0 51200 Thermo Fisher Scientific Inc COM 883556102 290 801 SH SOLE 0 0 801 Tjx Cos Inc COM 872540109 35 700 SH SOLE 0 0 700 United Parcel Service Inc Class B COM 911312106 25 225 SH SOLE 0 0 225 VanEck Vectors Gold Miners ETF ETF 92189F106 141 3840 SH SOLE 0 0 3840 VanEck Vectors Junior Gold Miners ETF ETF 92189F791 47 940 SH SOLE 0 0 940 Vanguard 500 ETF ETF 922908363 150 529 SH SOLE 0 0 529 Vanguard Dividend Appreciation ETF ETF 921908844 46 391 SH SOLE 0 0 391 Vanguard Extended Market ETF ETF 922908652 29 248 SH SOLE 0 0 248 Vanguard FTSE Developed Markets ETF ETF 921943858 46 1180 SH SOLE 0 0 1180 Vanguard FTSE Emerging Markets ETF ETF 922042858 20 508 SH SOLE 0 0 508 Vanguard Scottsdale Fds Vanguard Short-T ETF 92206C409 288 3483 SH SOLE 0 0 3483 Vanguard Small-Cap ETF ETF 922908751 22 150 SH SOLE 0 0 150 Vanguard Tax-Exempt Bond ETF ETF 922907746 33 612 SH SOLE 0 0 612 Vanguard Value ETF ETF 922908744 51 515 SH SOLE 0 0 515 Verizon Communications COM 92343V104 1173 21272 SH SOLE 0 0 21272 Vir Biotechnology Inc COM 92764N102 343 8380 SH SOLE 0 0 8380 Visa Inc Com Cl A COM 92826C839 2830 14651 SH SOLE 0 0 14651 Wal-Mart Stores Inc COM 931142103 7 60 SH SOLE 0 0 60 Waste Management Inc COM 94106L109 947 8945 SH SOLE 0 0 8945 Yum China Hldgs Inc Com COM 98850P109 601 12500 SH SOLE 0 0 12500 Zillow Group Inc COM 98954M200 684 11865 SH SOLE 0 0 11865