Chief Compliance Officer

0001755785-19-000004.txt : 20191011 0001755785-19-000004.hdr.sgml : 20191011 20191011135906 ACCESSION NUMBER: 0001755785-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191011 DATE AS OF CHANGE: 20191011 EFFECTIVENESS DATE: 20191011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Canton Hathaway, LLC CENTRAL INDEX KEY: 0001755785 IRS NUMBER: 825109964 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18907 FILM NUMBER: 191147871 BUSINESS ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014337800 MAIL ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755785 XXXXXXXX 09-30-2019 09-30-2019 Canton Hathaway, LLC

ONE WEST EXCHANGE STREET, SUITE 3202 PROVIDENCE RI 02903

13F HOLDINGS REPORT 028-18907 N Nicholas Trotman Chief Compliance Officer 4014337811 Nicholas Trotman Gloucester MA 10-11-2019 0 202 180360 false INFORMATION TABLE 2 sept19.13f.xml Abbott Laboratories COM 002824100 42 500 SH SOLE 0 0 500 AbbVie Inc COM 00287Y109 10 130 SH SOLE 0 0 130 Accenture PLC A COM G1151C101 68 352 SH SOLE 0 0 352 Adobe Systems Inc COM 00724F101 41 150 SH SOLE 0 0 150 Air Products & Chemicals Inc COM 009158106 444 2000 SH SOLE 0 0 2000 Alarm Com Hldgs Inc COM 011642105 3 74 SH SOLE 0 0 74 Alibaba Group Holding Ltd ADR ADR 01609W102 9 55 SH SOLE 0 0 55 AllianceBernstein Holding LP LP UNIT 01881G106 323 11000 SH SOLE 0 0 11000 Alphabet Inc COM 02079K107 2322 1905 SH SOLE 0 0 1905 Alphabet Inc COM 02079K305 531 435 SH SOLE 0 0 435 ALPS Dividend Dogs ETF ETF 00162Q858 132 3000 SH SOLE 0 0 3000 Amazon.Com Inc COM 023135106 2401 1383 SH SOLE 0 0 1383 American Express Co COM 025816109 394 3330 SH SOLE 0 0 3330 American Shared Hospital Svcs COM 029595105 134 53244 SH SOLE 0 0 53244 American Shared Restricted Stock COM 029595949 125 50000 SH SOLE 0 0 50000 American Tower Corp COM 03027X100 30 135 SH SOLE 0 0 135 American Wtr Wks Co Inc COM 030420103 124 1000 SH SOLE 0 0 1000 Amgen Inc COM 031162100 2323 12007 SH SOLE 0 0 12007 Aon Plc Com Usd COM G0408V102 39 200 SH SOLE 0 0 200 Apollo Global Management LLC COM 03768E105 414 10940 SH SOLE 0 0 10940 Apple Inc COM 037833100 2638 11780 SH SOLE 0 0 11780 Ares Capital Corp COM 04010L103 746 40044 SH SOLE 0 0 40044 Ares Commercial Real Estate Corp COM 04013V108 205 13480 SH SOLE 0 0 13480 At&T Inc COM 00206R102 321 8474 SH SOLE 0 0 8474 Automatic Data Processing Inc COM 053015103 13 80 SH SOLE 0 0 80 Avalara Inc COM 05338G106 119 1770 SH SOLE 0 0 1770 Bank New York Mellon Corp COM 064058100 47 1050 SH SOLE 0 0 1050 Bank of America Corporation COM 060505104 82 2823 SH SOLE 0 0 2823 Bb & T Corp COM 054937107 32 600 SH SOLE 0 0 600 Becton Dickinson and Co COM 075887109 10 40 SH SOLE 0 0 40 Berkshire Hathaway Inc A COM 084670108 99786 320 SH SOLE 0 0 320 Berkshire Hathaway Inc B COM 084670702 2215 10650 SH SOLE 0 0 10650 Bhp Billiton Ltd Adr ADR 088606108 35 700 SH SOLE 0 0 700 Biohaven Pharmaceutical Holding Co Ltd COM G11196105 83 2000 SH SOLE 0 0 2000 Blackrock Inc COM 09247X101 578 1298 SH SOLE 0 0 1298 Blackstone Group Lp COM 09260D107 777 15900 SH SOLE 0 0 15900 Booking Hldgs Inc COM 09857L108 39 20 SH SOLE 0 0 20 Boston Scientific Corp COM 101137107 4 100 SH SOLE 0 0 100 Bristol Myers Squibb COM 110122108 343 6770 SH SOLE 0 0 6770 Brookline Bancorp Inc COM 11373M107 5492 372850 SH SOLE 0 0 372850 Cantel Medical Corp COM 138098108 299 4000 SH SOLE 0 0 4000 Caterpillar Inc COM 149123101 4 30 SH SOLE 0 0 30 Chevron Corp COM 166764100 18 150 SH SOLE 0 0 150 Chubb Ltd COM H1467J104 28 173 SH SOLE 0 0 173 Ciena Corp COM 171779309 1278 32578 SH SOLE 0 0 32578 Cintas Corp COM 172908105 4 15 SH SOLE 0 0 15 Cisco Sys Inc COM 17275R102 2061 41707 SH SOLE 0 0 41707 Citigroup Inc COM 172967424 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ETF 316092857 494 17710 SH SOLE 0 0 17710 Fidelity Technology ETF ETF 316092808 531 8321 SH SOLE 0 0 8321 Fidelity Telecom Svc ETF ETF 316092873 553 16726 SH SOLE 0 0 16726 Fidelity Utilities ETF ETF 316092865 796 18730 SH SOLE 0 0 18730 Fiserv Inc COM 337738108 5 45 SH SOLE 0 0 45 Fortinet Inc COM 34959E109 225 2935 SH SOLE 0 0 2935 Fortive Corp Com COM 34959J108 206 3000 SH SOLE 0 0 3000 Goldman Sachs Group Inc COM 38141G104 264 1275 SH SOLE 0 0 1275 GraniteShares Gold Trust ETF 38748G101 7 460 SH SOLE 0 0 460 Great Lakes Dredge & Dock Corp COM 390607109 55 5220 SH SOLE 0 0 5220 Hannon Armstrong Sustainable Infrastructure Capita COM 41068X100 361 12390 SH SOLE 0 0 12390 Healthcare Tr Amer Inc COM 42225P501 176 6000 SH SOLE 0 0 6000 Home Depot Inc COM 437076102 297 1278 SH SOLE 0 0 1278 Honeywell International Inc COM 438516106 36 214 SH SOLE 0 0 214 Huntington Bancshares Inc COM 446150104 74 5200 SH SOLE 0 0 5200 Industrial Select SPDR ETF ETF 81369Y704 679 8745 SH SOLE 0 0 8745 Intel Corp COM 458140100 335 6500 SH SOLE 0 0 6500 Intercontinental Exchange Inc COM 45866F104 27 294 SH SOLE 0 0 294 International Business Machines Corp COM 459200101 354 2435 SH SOLE 0 0 2435 iShares Core MSCI EAFE ETF 46432F842 18 299 SH SOLE 0 0 299 iShares Core S&P Total US Stock Mkt ETF ETF 464287150 40 592 SH SOLE 0 0 592 iShares Edge MSCI Min Vol Emerging Mkts ETF 464286533 36 635 SH SOLE 0 0 635 iShares Gold Trust ETF 464285105 79 5627 SH SOLE 0 0 5627 iShares iBoxx Investment Grade Corp Bond ET ETF 464287242 57 450 SH SOLE 0 0 450 Ishares Msci Emerging Markets Etf ETF 464287234 1166 28530 SH SOLE 0 0 28530 iShares Nasdaq Biotechnology ETF 464287556 224 2247 SH SOLE 0 0 2247 Ishares Select Dividend Etf ETF 464287168 1146 11240 SH SOLE 0 0 11240 iShares Silver Trust ETF 46428Q109 23 1444 SH SOLE 0 0 1444 Ishares Tr S&P US Pfd Stk ETF 464288687 113 3000 SH SOLE 0 0 3000 iShares US Aerospace & Defense ETF ETF 464288760 112 500 SH SOLE 0 0 500 iShares US Home Construction ETF 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7500 SH SOLE 0 0 7500 Pepsico Inc COM 713448108 1119 8165 SH SOLE 0 0 8165 Pfizer Inc COM 717081103 49 1350 SH SOLE 0 0 1350 Phillips 66 Partners LP LP UNIT 718549207 1072 18940 SH SOLE 0 0 18940 Pnc Finl Svcs Group COM 693475105 231 1650 SH SOLE 0 0 1650 Procter And Gamble Co COM 742718109 95 760 SH SOLE 0 0 760 Prologis Inc COM 74340W103 315 3700 SH SOLE 0 0 3700 Ptc Therapeutics Inc COM 69366J200 37 1100 SH SOLE 0 0 1100 Public Storage COM 74460D109 25 100 SH SOLE 0 0 100 Rapid7 Inc COM 753422104 2 43 SH SOLE 0 0 43 Rockwell Automation Inc COM 773903109 37 227 SH SOLE 0 0 227 Salesforce.com Inc COM 79466L302 178 1200 SH SOLE 0 0 1200 Seattle Genetics Inc COM 812578102 205 2400 SH SOLE 0 0 2400 Senseonics Hldgs Inc COM 81727U105 47 47400 SH SOLE 0 0 47400 Simulations Plus Inc COM 829214105 899 25905 SH SOLE 0 0 25905 Spdr Gold Tr Gold Shs ETF 78463V107 1438 10358 SH SOLE 0 0 10358 Spdr Index Shs Fds Euro Stoxx 50 Etf ETF 78463X202 19 500 SH SOLE 0 0 500 SPDR S&P 500 ETF ETF 78462F103 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7 33 SH SOLE 0 0 33 Thermo Fisher Scientific Inc COM 883556102 261 896 SH SOLE 0 0 896 Tjx Cos Inc COM 872540109 50 900 SH SOLE 0 0 900 TriplePoint Venture Growth BDC Corp COM 89677Y100 132 8000 SH SOLE 0 0 8000 Twilio Inc COM 90138F102 209 1903 SH SOLE 0 0 1903 Union Pacific Corp COM 907818108 24 148 SH SOLE 0 0 148 United Parcel Service Inc Class B COM 911312106 27 225 SH SOLE 0 0 225 United Technologies Corp COM 913017109 54 399 SH SOLE 0 0 399 Vanguard 500 ETF ETF 922908363 144 529 SH SOLE 0 0 529 Vanguard Dividend Appreciation ETF ETF 921908844 47 391 SH SOLE 0 0 391 Vanguard Extended Market ETF ETF 922908652 29 248 SH SOLE 0 0 248 Vanguard FTSE Developed Markets ETF ETF 921943858 48 1180 SH SOLE 0 0 1180 Vanguard FTSE Emerging Markets ETF ETF 922042858 20 508 SH SOLE 0 0 508 Vanguard Scottsdale Fds Vanguard Short-T ETF 92206C409 303 3733 SH SOLE 0 0 3733 Vanguard Small-Cap ETF ETF 922908751 23 150 SH SOLE 0 0 150 Vanguard Tax-Exempt Bond ETF ETF 922907746 33 612 SH SOLE 0 0 612 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