Chief Compliance Officer

0001755785-19-000003.txt : 20190715 0001755785-19-000003.hdr.sgml : 20190715 20190715104125 ACCESSION NUMBER: 0001755785-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190715 DATE AS OF CHANGE: 20190715 EFFECTIVENESS DATE: 20190715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Canton Hathaway, LLC CENTRAL INDEX KEY: 0001755785 IRS NUMBER: 825109964 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18907 FILM NUMBER: 19954380 BUSINESS ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014337800 MAIL ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755785 XXXXXXXX 06-30-2019 06-30-2019 Canton Hathaway, LLC

ONE WEST EXCHANGE STREET, SUITE 3202 PROVIDENCE RI 02903

13F HOLDINGS REPORT 028-18907 N Nicholas Trotman Chief Compliance Officer 401-433-7811 Nicholas Trotman Providence RI 07-15-2019 0 251 178598 false INFORMATION TABLE 2 jun19.13f.xml AbbVie Inc COM 00287Y109 9 130 SH SOLE 0 0 130 Accenture PLC A COM G1151C101 68 367 SH SOLE 0 0 367 Adobe Systems Inc COM 00724F101 44 150 SH SOLE 0 0 150 Air Products & Chemicals Inc COM 009158106 453 2000 SH SOLE 0 0 2000 Alarm Com Hldgs Inc COM 011642105 4 74 SH SOLE 0 0 74 Alibaba Group Holding Ltd ADR ADR 01609W102 9 55 SH SOLE 0 0 55 Allergan plc COM G0177J108 17 103 SH SOLE 0 0 103 AllianceBernstein Holding LP LP UNIT 01881G106 327 11000 SH SOLE 0 0 11000 Alphabet Inc COM 02079K107 2048 1895 SH SOLE 0 0 1895 Alphabet Inc COM 02079K305 401 370 SH SOLE 0 0 370 ALPS Dividend Dogs ETF ETF 00162Q858 339 7800 SH SOLE 0 0 7800 Amazon.Com Inc COM 023135106 2594 1370 SH SOLE 0 0 1370 American Express Co COM 025816109 399 3230 SH SOLE 0 0 3230 American Shared Hospital Svcs COM 029595105 1 500 SH SOLE 0 0 500 American Shared Restricted Stock COM 029595949 144 50000 SH SOLE 0 0 50000 American Tower Corp COM 03027X100 28 135 SH SOLE 0 0 135 American Wtr Wks Co Inc COM 030420103 116 1000 SH SOLE 0 0 1000 Ameriprise Financial Inc COM 03076C106 42 287 SH SOLE 0 0 287 Amgen Inc COM 031162100 2097 11381 SH SOLE 0 0 11381 Analog Devices Inc COM 032654105 3 30 SH SOLE 0 0 30 Andeavor Logistics Lp LP UNIT 03350F106 45 1250 SH SOLE 0 0 1250 Aon Plc Com Usd ADR G0408V102 35 180 SH SOLE 0 0 180 Apple Inc COM 037833100 2309 11666 SH SOLE 0 0 11666 Ares Capital Corp COM 04010L103 436 24280 SH SOLE 0 0 24280 At&T Inc COM 00206R102 172 5145 SH SOLE 0 0 5145 Automatic Data Processing Inc COM 053015103 13 80 SH SOLE 0 0 80 Avalara Inc COM 05338G106 170 2359 SH SOLE 0 0 2359 Avery Dennison Corp COM 053611109 3 30 SH SOLE 0 0 30 Bank New York Mellon Corp COM 064058100 91 2050 SH SOLE 0 0 2050 Bank of America Corporation COM 060505104 82 2823 SH SOLE 0 0 2823 Barclays Bank Plc Ipath Bloomberg Copper ETF 06739F101 59 2000 SH SOLE 0 0 2000 Bb & T Corp COM 054937107 29 600 SH SOLE 0 0 600 Becton Dickinson and Co COM 075887109 10 40 SH SOLE 0 0 40 Berkshire Hathaway Inc A COM 084670108 101872 320 SH SOLE 0 0 320 Berkshire Hathaway Inc B COM 084670702 2144 10058 SH SOLE 0 0 10058 Bhp Billiton Ltd Adr ADR 088606108 29 500 SH SOLE 0 0 500 Biogen Inc COM 09062X103 4 15 SH SOLE 0 0 15 Blackrock Inc COM 09247X101 609 1298 SH SOLE 0 0 1298 Blackstone Group Lp LP UNIT 09260D107 706 15900 SH SOLE 0 0 15900 Boeing Co COM 097023105 3 8 SH SOLE 0 0 8 Booking Hldgs Inc COM 09857L108 37 20 SH SOLE 0 0 20 Boston Scientific Corp COM 101137107 4 100 SH SOLE 0 0 100 BP PLC ADR ADR 055622104 18 423 SH SOLE 0 0 423 Bristol Myers Squibb COM 110122108 23 500 SH SOLE 0 0 500 Brookline Bancorp Inc COM 11373M107 5862 381152 SH SOLE 0 0 381152 Cantel Medical Corp COM 138098108 323 4000 SH SOLE 0 0 4000 Caterpillar Inc COM 149123101 4 30 SH SOLE 0 0 30 Chesapeake Energy Corp COM 165167107 7 3500 SH SOLE 0 0 3500 Chevron Corp COM 166764100 236 1900 SH SOLE 0 0 1900 Chubb Ltd COM H1467J104 25 173 SH SOLE 0 0 173 Ciena Corp COM 171779309 1118 27175 SH SOLE 0 0 27175 Cigna Corp COM 125523100 5 30 SH SOLE 0 0 30 Cintas Corp COM 172908105 4 15 SH SOLE 0 0 15 Cisco Sys Inc COM 17275R102 2083 38055 SH SOLE 0 0 38055 Citigroup Inc COM 172967424 751 10729 SH SOLE 0 0 10729 Clorox Co COM 189054109 2 15 SH SOLE 0 0 15 Coca-Cola Co COM 191216100 48 945 SH SOLE 0 0 945 Comcast Corp COM 20030N101 1034 24455 SH SOLE 0 0 24455 Conocophillips Com COM 20825C104 278 4560 SH SOLE 0 0 4560 Corning Inc COM 219350105 1029 30980 SH SOLE 0 0 30980 Corteva Inc com COM 22052L104 2 75 SH SOLE 0 0 75 Costco Wholesale Corp COM 22160K105 37 141 SH SOLE 0 0 141 Crane Co COM 224399105 19 231 SH SOLE 0 0 231 Crown Castle International Corp COM 22822V101 615 4715 SH SOLE 0 0 4715 Cvs Health Corp COM 126650100 576 10565 SH SOLE 0 0 10565 Danaher Corp COM 235851102 1856 12986 SH SOLE 0 0 12986 Diageo PLC COM 25243Q205 39 225 SH SOLE 0 0 225 Disney Walt Co COM 254687106 919 6579 SH SOLE 0 0 6579 Dollar General Corp COM 256677105 4 30 SH SOLE 0 0 30 Dominion Energy Inc COM 25746U109 62 800 SH SOLE 0 0 800 Dow Inc COM 260557103 4 75 SH SOLE 0 0 75 Duke Energy Corp COM 26441C204 25 287 SH SOLE 0 0 287 Dupont De Nemours Inc COM 26614N102 6 75 SH SOLE 0 0 75 Eaton Corp PLC COM G29183103 416 5000 SH SOLE 0 0 5000 Ebay Inc COM 278642103 19 475 SH SOLE 0 0 475 Ecolab Inc COM 278865100 21 105 SH SOLE 0 0 105 Edwards Lifesciences Corp COM 28176E108 79 430 SH SOLE 0 0 430 Eli Lilly and Co COM 532457108 3 30 SH SOLE 0 0 30 Energy Transfer Equity LP LP UNIT 29273V100 240 17080 SH SOLE 0 0 17080 Enterprise Prods Partners Lp LP UNIT 293792107 2291 79365 SH SOLE 0 0 79365 Eog Resources Inc COM 26875P101 783 8400 SH SOLE 0 0 8400 EQT Corp COM 26884L109 25 1605 SH SOLE 0 0 1605 EQUITRANS MIDSTREAM CORP COM 294600101 25 1284 SH SOLE 0 0 1284 Etfmg Alternative Harvest Etf ETF 26924G508 32 1000 SH SOLE 0 0 1000 Exelon Corp COM 30161N101 22 450 SH SOLE 0 0 450 Facebook Inc COM 30303M102 203 1052 SH SOLE 0 0 1052 Fastenal Co COM 311900104 300 9200 SH SOLE 0 0 9200 Fidelity Consumer Disc ETF ETF 316092204 311 6803 SH SOLE 0 0 6803 Fidelity Consumer Spls ETF ETF 316092303 367 10551 SH SOLE 0 0 10551 Fidelity Financials ETF ETF 316092501 286 7137 SH SOLE 0 0 7137 Fidelity Health Care ETF ETF 316092600 282 6259 SH SOLE 0 0 6259 Fidelity Industrials ETF ETF 316092709 294 7400 SH SOLE 0 0 7400 Fidelity Real Estate ETF ETF 316092857 305 11650 SH SOLE 0 0 11650 Fidelity Technology ETF ETF 316092808 340 5458 SH SOLE 0 0 5458 Fidelity Telecom Svc ETF ETF 316092873 404 12200 SH SOLE 0 0 12200 Fidelity Utilities ETF ETF 316092865 464 11821 SH SOLE 0 0 11821 Financial Select Sector SPDR ETF ETF 81369Y605 23 835 SH SOLE 0 0 835 First Rep Bk San Francisco Cal Com COM 33616C100 20 200 SH SOLE 0 0 200 Fiserv Inc COM 337738108 4 45 SH SOLE 0 0 45 Forterra Inc COM 34960W106 10 2000 SH SOLE 0 0 2000 Fortinet Inc COM 34959E109 259 3370 SH SOLE 0 0 3370 Fortive Corp Com COM 34959J108 245 3000 SH SOLE 0 0 3000 General Motors Co COM 37045V100 22 577 SH SOLE 0 0 577 Goldman Sachs Group Inc COM 38141G104 261 1275 SH SOLE 0 0 1275 GraniteShares Gold Trust COM 38748G101 6 460 SH SOLE 0 0 460 Great Lakes Dredge & Dock Corp COM 390607109 38 3480 SH SOLE 0 0 3480 Harris Corp COM 413875105 6 30 SH SOLE 0 0 30 Healthcare Tr Amer Inc COM 42225P501 165 6000 SH SOLE 0 0 6000 Home Depot Inc COM 437076102 250 1202 SH SOLE 0 0 1202 Honeywell International Inc COM 438516106 40 229 SH SOLE 0 0 229 Huntington Bancshares Inc COM 446150104 72 5200 SH SOLE 0 0 5200 Illinois Tool Works Inc COM 452308109 2 15 SH SOLE 0 0 15 Industrial Select SPDR ETF ETF 81369Y704 712 9191 SH SOLE 0 0 9191 Intel Corp COM 458140100 316 6600 SH SOLE 0 0 6600 Intercontinental Exchange Inc COM 45866F104 25 294 SH SOLE 0 0 294 Invesco Taxable Municipal Bond ETF ETF 46138G805 11 334 SH SOLE 0 0 334 iShares 1-3 Year Treasury Bond ETF 464287457 5 61 SH SOLE 0 0 61 iShares Core MSCI EAFE ETF 46432F842 64 1049 SH SOLE 0 0 1049 iShares Core S&P Mid-Cap ETF 464287507 26 135 SH SOLE 0 0 135 iShares Core S&P Total US Stock Mkt ETF ETF 464287150 39 592 SH SOLE 0 0 592 iShares Core US Aggregate Bond ETF 464287226 19 173 SH SOLE 0 0 173 iShares Edge MSCI Min Vol Emerging Mkts ETF 464286533 37 635 SH SOLE 0 0 635 iShares iBoxx Investment Grade Corp Bond ET ETF 464287242 56 450 SH SOLE 0 0 450 Ishares Inc Core Msci Emerging Mkts Etf ETF 46434G103 301 5858 SH SOLE 0 0 5858 Ishares Msci Emerging Markets Etf ETF 464287234 1267 29530 SH SOLE 0 0 29530 iShares MSCI Eurozone ETF 464286608 222 5600 SH SOLE 0 0 5600 iShares Nasdaq Biotechnology ETF 464287556 245 2247 SH SOLE 0 0 2247 iShares Russell 2000 ETF 464287655 23 151 SH SOLE 0 0 151 Ishares Select Dividend Etf ETF 464287168 1160 11650 SH SOLE 0 0 11650 iShares Silver Trust ETF 46428Q109 21 1444 SH SOLE 0 0 1444 iShares TIPS Bond ETF 464287176 4 37 SH SOLE 0 0 37 Ishares Tr S&P US Pfd Stk ETF 464288687 115 3128 SH SOLE 0 0 3128 iShares US Aerospace & Defense ETF ETF 464288760 52 245 SH SOLE 0 0 245 Johnson & Johnson COM 478160104 1357 9741 SH SOLE 0 0 9741 JPMorgan Alerian MLP ETN ETF 46625H365 49 1944 SH SOLE 0 0 1944 Jpmorgan Chase & Co COM 46625H100 2444 21856 SH SOLE 0 0 21856 KeyCorp COM 493267108 10 573 SH SOLE 0 0 573 Kimberly-Clark Corp COM 494368103 27 200 SH SOLE 0 0 200 Las Vegas Sands Corp COM 517834107 13 225 SH SOLE 0 0 225 Linde plc COM G5494J103 27 134 SH SOLE 0 0 134 Lockheed Martin Corp COM 539830109 201 553 SH SOLE 0 0 553 Magellan Midstream Prtnrs Lp LP UNIT 559080106 922 14400 SH SOLE 0 0 14400 Marriott International Inc COM 571903202 2 12 SH SOLE 0 0 12 Marsh & Mclennan Companies Inc COM 571748102 35 355 SH SOLE 0 0 355 Materials Select Sector SPDR ETF ETF 81369Y100 5 85 SH SOLE 0 0 85 Maxim Integrated Products Inc COM 57772K101 11 184 SH SOLE 0 0 184 McDonald s Corp COM 580135101 45 217 SH SOLE 0 0 217 Medidata Solutions Inc COM 58471A105 136 1500 SH SOLE 0 0 1500 Medtronic Plc COM G5960L103 1388 14254 SH SOLE 0 0 14254 Merck & Co Inc COM 58933Y105 419 5000 SH SOLE 0 0 5000 Metlife Inc COM 59156R108 50 1000 SH SOLE 0 0 1000 Micron Technology COM 595112103 46 1200 SH SOLE 0 0 1200 Microsoft Corp COM 594918104 2972 22184 SH SOLE 0 0 22184 MODERNA INC COM 60770K107 120 8220 SH SOLE 0 0 8220 Mondelez International Inc Class A COM 609207105 35 647 SH SOLE 0 0 647 Morgan Stanley COM 617446448 291 6652 SH SOLE 0 0 6652 Motorola Solutions Inc COM 620076307 5 30 SH SOLE 0 0 30 NextEra Energy Inc COM 65339F101 23 114 SH SOLE 0 0 114 Nike Inc B COM 654106103 4 45 SH SOLE 0 0 45 Nokia Oyj COM 654902204 316 63100 SH SOLE 0 0 63100 Novartis Ag COM 66987V109 25 277 SH SOLE 0 0 277 NXP Semiconductors NV COM N6596X109 29 300 SH SOLE 0 0 300 O Reilly Automotive Inc COM 67103H107 21 56 SH SOLE 0 0 56 Oracle Corp COM 68389X105 62 1085 SH SOLE 0 0 1085 Pagseguro Digital Ltd Com Cl A COM G68707101 1267 32510 SH SOLE 0 0 32510 Palatin Technologies Inc COM 696077403 9 8000 SH SOLE 0 0 8000 Parker Hannifin Corp COM 701094104 20 117 SH SOLE 0 0 117 Parsons Corp COM 70202L102 32 870 SH SOLE 0 0 870 Paychex Inc COM 704326107 13 161 SH SOLE 0 0 161 PBF Logistics LP LP UNIT 69318Q104 159 7500 SH SOLE 0 0 7500 Peoples United Financial Inc COM 712704105 67 4000 SH SOLE 0 0 4000 Pepsico Inc COM 713448108 930 7094 SH SOLE 0 0 7094 Pfizer Inc COM 717081103 92 2135 SH SOLE 0 0 2135 Phillips 66 Partners LP LP UNIT 718549207 948 19205 SH SOLE 0 0 19205 Pnc Finl Svcs Group COM 693475105 220 1605 SH SOLE 0 0 1605 Procter And Gamble Co COM 742718109 83 760 SH SOLE 0 0 760 Prologis Inc COM 74340W103 296 3700 SH SOLE 0 0 3700 Ptc Therapeutics Inc COM 69366J200 50 1100 SH SOLE 0 0 1100 Public Storage COM 74460D109 24 100 SH SOLE 0 0 100 Rapid7 Inc COM 753422104 2 43 SH SOLE 0 0 43 Rockwell Automation Inc COM 773903109 37 227 SH SOLE 0 0 227 Royal Dutch Shell A ADR 780259206 61 930 SH SOLE 0 0 930 Royal Dutch Shell B ADR 780259107 20 300 SH SOLE 0 0 300 Royal Dutch Shell PLC ADR 780259206 260 4000 SH SOLE 0 0 4000 Salesforce.com Inc COM 79466L302 152 1000 SH SOLE 0 0 1000 Sap SE Ord Npv ADR D66992104 27 200 SH SOLE 0 0 200 Sap SE Spon Adr ADR 803054204 23 169 SH SOLE 0 0 169 Schlumberger Limited COM 806857108 8 201 SH SOLE 0 0 201 Schwab Charles Corp COM 808513105 18 450 SH SOLE 0 0 450 Seattle Genetics Inc COM 812578102 166 2400 SH SOLE 0 0 2400 Select Sector Spdr Fund Shs Ben Consumer Discretio ETF 81369Y407 37 313 SH SOLE 0 0 313 Select Sector Spdr Trust Shs Ben Int Energy ETF 81369Y506 6 100 SH SOLE 0 0 100 Select Sector Spdr Trust The Health Care Select Se ETF 81369Y209 22 242 SH SOLE 0 0 242 Senseonics Hldgs Inc COM 81727U105 204 99800 SH SOLE 0 0 99800 Simulations Plus Inc COM 829214105 740 25905 SH SOLE 0 0 25905 Spdr Gold Tr Gold Shs ETF 78463V107 1191 8938 SH SOLE 0 0 8938 Spdr Index Shs Fds Euro Stoxx 50 Etf ETF 78463X202 19 500 SH SOLE 0 0 500 SPDR S&P 500 ETF ETF 78462F103 590 2015 SH SOLE 0 0 2015 SPDR S&P MidCap 400 ETF ETF 78467Y107 41 115 SH SOLE 0 0 115 SPDR S&P Retail ETF ETF 78464A714 4 103 SH SOLE 0 0 103 SPDR S&P Software & Services ETF ETF 78464A599 91 947 SH SOLE 0 0 947 Spdr Ser Tr S&P Biotech Etf ETF 78464A870 31 350 SH SOLE 0 0 350 Splunk Inc COM 848637104 377 3000 SH SOLE 0 0 3000 Stag Indl Inc COM 85254J102 165 5458 SH SOLE 0 0 5458 Stanley Black & Decker Inc COM 854502101 162 1122 SH SOLE 0 0 1122 Star Group LP LP UNIT 85512C105 190 19000 SH SOLE 0 0 19000 Starbucks Corp COM 855244109 222 2653 SH SOLE 0 0 2653 Starwood Ppty Tr Inc COM 85571B105 98 4300 SH SOLE 0 0 4300 StoneCo Ltd COM G85158106 1328 44905 SH SOLE 0 0 44905 Summit Midstream Partners LP LP UNIT 866142102 22 3000 SH SOLE 0 0 3000 Suntrust Banks Inc COM 867914103 16 250 SH SOLE 0 0 250 Sysco Corp COM 871829107 4 60 SH SOLE 0 0 60 Tallgrass Energy LP LP UNIT 874696107 211 10000 SH SOLE 0 0 10000 Targa Res Corp COM 87612G101 393 10000 SH SOLE 0 0 10000 Target Corp COM 87612E106 4 45 SH SOLE 0 0 45 Technology Select Sector SPDR ETF ETF 81369Y803 44 561 SH SOLE 0 0 561 Teladoc Health Inc COM 87918A105 58 870 SH SOLE 0 0 870 Telefonaktiebolaget L M Ericsson COM 294821608 50 5220 SH SOLE 0 0 5220 Texas Instruments Inc COM 882508104 24 207 SH SOLE 0 0 207 The Estee Lauder Companies Inc Class A COM 518439104 6 33 SH SOLE 0 0 33 The Hershey Co COM 427866108 4 30 SH SOLE 0 0 30 Thermo Fisher Scientific Inc COM 883556102 239 813 SH SOLE 0 0 813 THL Credit Inc COM 872438106 23 3462 SH SOLE 0 0 3462 Tjx Cos Inc COM 872540109 48 900 SH SOLE 0 0 900 Tootsie Roll Industries Inc COM 890516107 13 362 SH SOLE 0 0 362 Twilio Inc COM 90138F102 123 903 SH SOLE 0 0 903 Union Pacific Corp COM 907818108 25 148 SH SOLE 0 0 148 United Continental Holdings Inc COM 910047109 18 200 SH SOLE 0 0 200 United Parcel Service Inc Class B COM 911312106 23 225 SH SOLE 0 0 225 United Technologies Corp COM 913017109 52 399 SH SOLE 0 0 399 UnitedHealth Group Inc COM 91324P102 7 30 SH SOLE 0 0 30 US Bancorp COM 902973304 26 500 SH SOLE 0 0 500 Valero Energy Corp COM 91913Y100 4 45 SH SOLE 0 0 45 Valley Natl Bancorp COM 919794107 22 2000 SH SOLE 0 0 2000 Vanguard 500 ETF ETF 922908363 142 529 SH SOLE 0 0 529 Vanguard Dividend Appreciation ETF ETF 921908844 45 391 SH SOLE 0 0 391 Vanguard Extended Market ETF ETF 922908652 29 248 SH SOLE 0 0 248 Vanguard FTSE Developed Markets ETF ETF 921943858 49 1180 SH SOLE 0 0 1180 Vanguard FTSE Emerging Markets ETF ETF 922042858 22 508 SH SOLE 0 0 508 Vanguard Scottsdale Fds Vanguard Short-T ETF 92206C409 239 2960 SH SOLE 0 0 2960 Vanguard Small-Cap ETF ETF 922908751 23 150 SH SOLE 0 0 150 Vanguard Tax-Exempt Bond ETF ETF 922907746 32 612 SH SOLE 0 0 612 Vanguard Value ETF ETF 922908744 57 515 SH SOLE 0 0 515 Verizon Communications COM 92343V104 1250 21880 SH SOLE 0 0 21880 Visa Inc Com Cl A COM 92826C839 2648 15256 SH SOLE 0 0 15256 Wal-Mart Stores Inc COM 931142103 7 60 SH SOLE 0 0 60 Waste Management Inc COM 94106L109 1032 8945 SH SOLE 0 0 8945 Wesco Aircraft Holdings Inc COM 950814103 102 9220 SH SOLE 0 0 9220 Yum Brands Inc COM 988498101 608 5495 SH SOLE 0 0 5495 Yum China Hldgs Inc Com COM 98850P109 578 12500 SH SOLE 0 0 12500 Zoetis Inc COM 98978V103 3 30 SH SOLE 0 0 30