Chief Compliance Officer

0001755785-19-000002.txt : 20190410 0001755785-19-000002.hdr.sgml : 20190410 20190410153110 ACCESSION NUMBER: 0001755785-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190410 DATE AS OF CHANGE: 20190410 EFFECTIVENESS DATE: 20190410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Canton Hathaway, LLC CENTRAL INDEX KEY: 0001755785 IRS NUMBER: 825109964 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18907 FILM NUMBER: 19741637 BUSINESS ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014337800 MAIL ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755785 XXXXXXXX 03-31-2019 03-31-2019 Canton Hathaway, LLC

ONE WEST EXCHANGE STREET, SUITE 3202 PROVIDENCE RI 02903

13F HOLDINGS REPORT 028-18907 N Nicholas Trotman Chief Compliance Officer 4014337811 Nicholas Trotman Gloucester MA 04-10-2019 0 227 171822 false INFORMATION TABLE 2 mar19.13f.xml 3M Co COM 88579Y101 8 40 SH SOLE 0 0 40 AbbVie Inc COM 00287Y109 10 130 SH SOLE 0 0 130 Accenture PLC A COM G1151C101 61 352 SH SOLE 0 0 352 Adobe Systems Inc COM 00724F101 35 135 SH SOLE 0 0 135 Advanced Micro Devices Inc COM 007903107 22 870 SH SOLE 0 0 870 Air Products & Chemicals Inc COM 009158106 381 2000 SH SOLE 0 0 2000 Alarm Com Hldgs Inc COM 011642105 12 198 SH SOLE 0 0 198 Alibaba Group Holding Ltd ADR ADR 01609W102 10 55 SH SOLE 0 0 55 AllianceBernstein Holding LP LP UNIT 01881G106 317 11000 SH SOLE 0 0 11000 Alphabet Inc COM 02079K107 2218 1891 SH SOLE 0 0 1891 Alphabet Inc COM 02079K305 511 435 SH SOLE 0 0 435 ALPS Dividend Dogs ETF ETF 00162Q858 334 7800 SH SOLE 0 0 7800 Amazon.Com Inc COM 023135106 1823 1024 SH SOLE 0 0 1024 American Express Co COM 025816109 349 3200 SH SOLE 0 0 3200 American Shared Hospital Svcs COM 029595105 446 160559 SH SOLE 0 0 160559 American Tower Corp COM 03027X100 26 135 SH SOLE 0 0 135 American Wtr Wks Co Inc COM 030420103 104 1000 SH SOLE 0 0 1000 Ameriprise Financial Inc COM 03076C106 36 287 SH SOLE 0 0 287 Amgen Inc COM 031162100 2164 11394 SH SOLE 0 0 11394 Andeavor Logistics Lp LP UNIT 03350F106 44 1250 SH SOLE 0 0 1250 Aon Plc Com Usd ADR G0408V102 25 150 SH SOLE 0 0 150 Apple Inc COM 037833100 2536 13356 SH SOLE 0 0 13356 Ares Capital Corp COM 04010L103 386 22540 SH SOLE 0 0 22540 At&T Inc COM 00206R102 156 5000 SH SOLE 0 0 5000 Aurora Cannabis Inc COM 05156X108 53 5900 SH SOLE 0 0 5900 Automatic Data Processing Inc COM 053015103 12 80 SH SOLE 0 0 80 Avalara Inc COM 05338G106 131 2359 SH SOLE 0 0 2359 Bank New York Mellon Corp COM 064058100 103 2050 SH SOLE 0 0 2050 Bank of America Corporation COM 060505104 72 2633 SH SOLE 0 0 2633 Barclays Bank Plc Ipath Bloomberg Copper ETF 06739F101 155 4800 SH SOLE 0 0 4800 Bb & T Corp COM 054937107 27 600 SH SOLE 0 0 600 Becton Dickinson and Co COM 075887109 9 40 SH SOLE 0 0 40 Berkshire Hathaway Inc A COM 084670108 99702 331 SH SOLE 0 0 331 Berkshire Hathaway Inc B COM 084670702 1953 9723 SH SOLE 0 0 9723 Bhp Billiton Ltd Adr ADR 088606108 27 500 SH SOLE 0 0 500 Biogen Inc COM 09062X103 14 60 SH SOLE 0 0 60 Blackrock Inc COM 09247X101 546 1278 SH SOLE 0 0 1278 Blackstone Group Lp LP UNIT 09253U108 514 14700 SH SOLE 0 0 14700 Boeing Co COM 097023105 19 50 SH SOLE 0 0 50 Booking Hldgs Inc COM 09857L108 26 15 SH SOLE 0 0 15 Bristol Myers Squibb COM 110122108 23 500 SH SOLE 0 0 500 Broadcom Inc COM 11135F101 481 1600 SH SOLE 0 0 1600 Brookline Bancorp Inc COM 11373M107 5438 377652 SH SOLE 0 0 377652 Cantel Medical Corp COM 138098108 267 4000 SH SOLE 0 0 4000 Carnival Corp COM 143658300 6 122 SH SOLE 0 0 122 Chevron Corp COM 166764100 218 1770 SH SOLE 0 0 1770 Chubb Ltd COM H1467J104 24 173 SH SOLE 0 0 173 Ciena Corp COM 171779309 927 24845 SH SOLE 0 0 24845 Cisco Sys Inc COM 17275R102 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800 Dowdupont Inc COM 26078J100 11 225 SH SOLE 0 0 225 Duke Energy Corp COM 26441C204 25 287 SH SOLE 0 0 287 Eaton Corp PLC COM G29183103 402 5000 SH SOLE 0 0 5000 Ebay Inc COM 278642103 17 475 SH SOLE 0 0 475 Ecolab Inc COM 278865100 18 105 SH SOLE 0 0 105 Edwards Lifesciences Corp COM 28176E108 76 400 SH SOLE 0 0 400 Energy Transfer Equity LP LP UNIT 29273V100 262 17080 SH SOLE 0 0 17080 Enterprise Prods Partners Lp LP UNIT 293792107 2193 75395 SH SOLE 0 0 75395 Eog Resources Inc COM 26875P101 799 8400 SH SOLE 0 0 8400 EQT Corp COM 26884L109 33 1605 SH SOLE 0 0 1605 EQUITRANS MIDSTREAM CORP COM 294600101 27 1284 SH SOLE 0 0 1284 Etfmg Alternative Harvest Etf ETF 26924G508 36 1000 SH SOLE 0 0 1000 Exelon Corp COM 30161N101 22 450 SH SOLE 0 0 450 Facebook Inc COM 30303M102 170 1022 SH SOLE 0 0 1022 Fastenal Co COM 311900104 282 4400 SH SOLE 0 0 4400 Fidelity Msci Consumer Discretionary ETF ETF 316092204 178 4060 SH SOLE 0 0 4060 Fidelity MSCI Consumer Staples ETF ETF 316092303 238 7043 SH SOLE 0 0 7043 Fidelity Msci Financials ETF ETF 316092501 36 976 SH SOLE 0 0 976 Fidelity Msci Health Care ETF ETF 316092600 202 4559 SH SOLE 0 0 4559 Fidelity Msci Industrials ETF ETF 316092709 155 4076 SH SOLE 0 0 4076 Fidelity MSCI Real Estate ETF ETF 316092857 190 7341 SH SOLE 0 0 7341 Fidelity Msci Technology ETF ETF 316092808 197 3338 SH SOLE 0 0 3338 Fidelity MSCI Telecommunication Svc ETF ETF 316092873 272 8512 SH SOLE 0 0 8512 Fidelity MSCI Utilities ETF ETF 316092865 331 8661 SH SOLE 0 0 8661 Financial Select Sector SPDR ETF ETF 81369Y605 21 835 SH SOLE 0 0 835 First Rep Bk San Francisco Cal Com COM 33616C100 20 200 SH SOLE 0 0 200 Fortive Corp Com COM 34959J108 254 3030 SH SOLE 0 0 3030 Gabelli Equity Trust Inc COM 362397861 47 2000 SH SOLE 0 0 2000 Garrett Motion Inc COM 366505105 0 15 SH SOLE 0 0 15 General Electric Co COM 369604103 124 12500 SH SOLE 0 0 12500 Goldman Sachs Group Inc COM 38141G104 311 1625 SH SOLE 0 0 1625 Great Lakes Dredge & Dock Corp COM 390607109 62 6960 SH SOLE 0 0 6960 Healthcare Tr Amer Inc COM 42225P501 171 6000 SH SOLE 0 0 6000 Home Depot Inc COM 437076102 221 1152 SH SOLE 0 0 1152 Honeywell International Inc COM 438516106 34 214 SH SOLE 0 0 214 Huntington Bancshares Inc COM 446150104 65 5200 SH SOLE 0 0 5200 Industrial Select SPDR ETF ETF 81369Y704 689 9191 SH SOLE 0 0 9191 Intel Corp COM 458140100 715 13329 SH SOLE 0 0 13329 Intercontinental Exchange Inc COM 45866F104 22 294 SH SOLE 0 0 294 International Business Machines Corp COM 459200101 6 43 SH SOLE 0 0 43 Invesco FTSE RAFI US 1000 ETF ETF 46137V613 179 1586 SH SOLE 0 0 1586 Invesco Taxable Municipal Bond ETF ETF 46138G805 35 1156 SH SOLE 0 0 1156 iPath Bloomberg Cmdty TR ETN ETF 06738C778 6 276 SH SOLE 0 0 276 Ishares Core S&P Small-Cap E ETF 464287804 96 1246 SH SOLE 0 0 1246 iShares Core US Aggregate Bond ETF 464287226 43 400 SH SOLE 0 0 400 iShares Edge MSCI Min Vol Emerging Mkts ETF 464286533 37 635 SH SOLE 0 0 635 iShares iBoxx $ High Yield Corporate Bd ETF 464288513 17 200 SH SOLE 0 0 200 Ishares Inc Core Msci Emerging Mkts Etf ETF 46434G103 180 3486 SH SOLE 0 0 3486 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 23 210 SH SOLE 0 0 210 iShares Mortgage Real Estate ETF ETF 46435G342 9 229 SH SOLE 0 0 229 Ishares Msci Emerging Markets Etf ETF 464287234 1267 29530 SH SOLE 0 0 29530 iShares MSCI Eurozone ETF 464286608 216 5600 SH SOLE 0 0 5600 iShares MSCI Japan ETF 46434G822 16 300 SH SOLE 0 0 300 iShares Nasdaq Biotechnology ETF 464287556 195 1747 SH SOLE 0 0 1747 iShares Russell 2000 ETF 464287655 23 151 SH SOLE 0 0 151 Ishares Select Dividend Etf ETF 464287168 1173 11950 SH SOLE 0 0 11950 iShares Silver Trust ETF 46428Q109 20 1444 SH SOLE 0 0 1444 iShares TIPS Bond ETF 464287176 4 40 SH SOLE 0 0 40 Ishares Tr S&P US Pfd Stk ETF 464288687 114 3128 SH SOLE 0 0 3128 Ishares Tr Sh Tr Crport Etf ETF 464288646 30 568 SH SOLE 0 0 568 iShares US Aerospace & Defense ETF ETF 464288760 9 50 SH SOLE 0 0 50 Johnson & Johnson COM 478160104 1260 9017 SH SOLE 0 0 9017 JPMorgan Alerian MLP ETN ETF 46625H365 67 2660 SH SOLE 0 0 2660 Jpmorgan Chase & Co COM 46625H100 2058 20333 SH SOLE 0 0 20333 Kimberly-Clark Corp COM 494368103 24 200 SH SOLE 0 0 200 Linde plc COM G5494J103 23 134 SH SOLE 0 0 134 Lockheed Martin Corp COM 539830109 134 447 SH SOLE 0 0 447 Lowe s Companies Inc COM 548661107 10 100 SH SOLE 0 0 100 Magellan Midstream Prtnrs Lp LP UNIT 559080106 873 14400 SH SOLE 0 0 14400 Marsh & Mclennan Companies Inc COM 571748102 30 325 SH SOLE 0 0 325 Maxim Integrated Products Inc COM 57772K101 9 184 SH SOLE 0 0 184 McDonald s Corp COM 580135101 35 187 SH SOLE 0 0 187 Medidata Solutions Inc COM 58471A105 109 1500 SH SOLE 0 0 1500 Medtronic Plc COM G5960L103 1289 14154 SH SOLE 0 0 14154 Merck & Co Inc COM 58933Y105 415 5000 SH SOLE 0 0 5000 Metlife Inc COM 59156R108 42 1000 SH SOLE 0 0 1000 Micron Technology COM 595112103 49 1200 SH SOLE 0 0 1200 Microsoft Corp COM 594918104 2602 22063 SH SOLE 0 0 22063 MODERNA INC COM 60770K107 93 4610 SH SOLE 0 0 4610 Mondelez International Inc Class A COM 609207105 32 647 SH SOLE 0 0 647 Morgan Stanley COM 617446448 253 6000 SH SOLE 0 0 6000 NextEra Energy Inc COM 65339F101 16 84 SH SOLE 0 0 84 Nokia Oyj COM 654902204 298 52231 SH SOLE 0 0 52231 Novartis Ag COM 66987V109 26 277 SH SOLE 0 0 277 NXP Semiconductors NV COM N6596X109 26 300 SH SOLE 0 0 300 O Reilly Automotive Inc COM 67103H107 21 56 SH SOLE 0 0 56 Oracle Corp COM 68389X105 53 1000 SH SOLE 0 0 1000 Pagseguro Digital Ltd Com Cl A COM G68707101 1055 35345 SH SOLE 0 0 35345 Parker Hannifin Corp COM 701094104 20 117 SH SOLE 0 0 117 Paychex Inc COM 704326107 12 161 SH SOLE 0 0 161 PBF Logistics LP COM 69318Q104 157 7500 SH SOLE 0 0 7500 Peoples United Financial Inc COM 712704105 146 8900 SH SOLE 0 0 8900 Pepsico Inc COM 713448108 865 7064 SH SOLE 0 0 7064 Pfizer Inc COM 717081103 57 1350 SH SOLE 0 0 1350 Pioneer Natural Resources Co COM 723787107 38 250 SH SOLE 0 0 250 Pnc Finl Svcs Group COM 693475105 21 175 SH SOLE 0 0 175 Procter And Gamble Co COM 742718109 49 477 SH SOLE 0 0 477 Prologis Inc COM 74340W103 266 3700 SH SOLE 0 0 3700 Ptc Therapeutics Inc COM 69366J200 41 1100 SH SOLE 0 0 1100 Public Storage COM 74460D109 21 100 SH SOLE 0 0 100 Rapid7 Inc COM 753422104 2 43 SH SOLE 0 0 43 Republic Services Inc COM 760759100 6 78 SH SOLE 0 0 78 Rockwell Automation Inc COM 773903109 39 227 SH SOLE 0 0 227 Royal Dutch Shell A ADR 780259206 312 4997 SH SOLE 0 0 4997 Royal Dutch Shell B ADR 780259107 19 300 SH SOLE 0 0 300 Royal Dutch Shell PLC ADR 780259206 250 4000 SH SOLE 0 0 4000 Salesforce.com Inc COM 79466L302 158 1000 SH SOLE 0 0 1000 Sap SE Ord Npv ADR D66992104 17 150 SH SOLE 0 0 150 Sap SE Spon Adr ADR 803054204 19 169 SH SOLE 0 0 169 Schlumberger Limited COM 806857108 17 407 SH SOLE 0 0 407 Schwab Charles Corp COM 808513105 19 450 SH SOLE 0 0 450 Seattle Genetics Inc COM 812578102 175 2400 SH SOLE 0 0 2400 Select Sector Spdr Fund Shs Ben Consumer Discretio ETF 81369Y407 35 313 SH SOLE 0 0 313 Select Sector Spdr Trust The Health Care Select Se ETF 81369Y209 22 242 SH SOLE 0 0 242 Senseonics Hldgs Inc COM 81727U105 165 67400 SH SOLE 0 0 67400 Simulations Plus Inc COM 829214105 546 25905 SH SOLE 0 0 25905 SPDR Dow Jones Global Real Estate ETF ETF 78463X749 15 305 SH SOLE 0 0 305 Spdr Gold Tr Gold Shs ETF 78463V107 996 8164 SH SOLE 0 0 8164 Spdr Index Shs Fds Euro Stoxx 50 Etf ETF 78463X202 32 900 SH SOLE 0 0 900 SPDR S&P 500 ETF ETF 78462F103 570 2020 SH SOLE 0 0 2020 SPDR S&P MidCap 400 ETF ETF 78467Y107 39 115 SH SOLE 0 0 115 SPDR S&P Retail ETF ETF 78464A714 4 103 SH SOLE 0 0 103 SPDR S&P Software & Services ETF ETF 78464A599 59 634 SH SOLE 0 0 634 Spdr Ser Tr S&P Biotech Etf ETF 78464A870 31 350 SH SOLE 0 0 350 Spdr Ser Tr S&P Regl Bkg Etf ETF 78464A698 15 300 SH SOLE 0 0 300 Splunk Inc COM 848637104 373 3000 SH SOLE 0 0 3000 Stag Indl Inc COM 85254J102 151 5100 SH SOLE 0 0 5100 Stanley Black & Decker Inc COM 854502101 152 1122 SH SOLE 0 0 1122 Star Group LP LP UNIT 85512C105 182 19000 SH SOLE 0 0 19000 Starbucks Corp COM 855244109 189 2550 SH SOLE 0 0 2550 Starwood Ppty Tr Inc COM 85571B105 96 4300 SH SOLE 0 0 4300 State Street Corporation COM 857477103 102 1550 SH SOLE 0 0 1550 StoneCo Ltd COM G85158106 1686 41030 SH SOLE 0 0 41030 Summit Midstream Partners LP LP UNIT 866142102 29 3000 SH SOLE 0 0 3000 Suncor Energy Inc COM 867224107 35 1091 SH SOLE 0 0 1091 Suntrust Banks Inc COM 867914103 40 684 SH SOLE 0 0 684 Tallgrass Energy LP LP UNIT 874696107 251 10000 SH SOLE 0 0 10000 Targa Res Corp COM 87612G101 415 10000 SH SOLE 0 0 10000 Technology Select Sector SPDR ETF ETF 81369Y803 41 561 SH SOLE 0 0 561 Telefonaktiebolaget L M Ericsson COM 294821608 36 4000 SH SOLE 0 0 4000 Texas Instruments Inc COM 882508104 17 162 SH SOLE 0 0 162 The Estee Lauder Companies Inc Class A COM 518439104 11 69 SH SOLE 0 0 69 Thermo Fisher Scientific Inc COM 883556102 315 1153 SH SOLE 0 0 1153 Tjx Cos Inc COM 872540109 47 900 SH SOLE 0 0 900 Twilio Inc COM 90138F102 140 1084 SH SOLE 0 0 1084 Union Pacific Corp COM 907818108 19 118 SH SOLE 0 0 118 United Technologies Corp COM 913017109 51 399 SH SOLE 0 0 399 UnitedHealth Group Inc COM 91324P102 36 149 SH SOLE 0 0 149 US Bancorp COM 902973304 16 350 SH SOLE 0 0 350 Valley Natl Bancorp COM 919794107 19 2000 SH SOLE 0 0 2000 Vanguard 500 ETF ETF 922908363 128 495 SH SOLE 0 0 495 Vanguard Dividend Appreciation ETF ETF 921908844 24 225 SH SOLE 0 0 225 Vanguard Scottsdale Fds Vanguard Short-T ETF 92206C409 183 2300 SH SOLE 0 0 2300 Vanguard Small-Cap ETF ETF 922908751 22 150 SH SOLE 0 0 150 Vanguard Value ETF ETF 922908744 55 515 SH SOLE 0 0 515 Verizon Communications COM 92343V104 1110 18775 SH SOLE 0 0 18775 Visa Inc Com Cl A COM 92826C839 2343 15004 SH SOLE 0 0 15004 Waste Management Inc COM 94106L109 924 8900 SH SOLE 0 0 8900 Westinghouse Air Brake Technologies Corp COM 929740108 3 53 SH SOLE 0 0 53 Yum Brands Inc COM 988498101 543 5450 SH SOLE 0 0 5450 Yum China Hldgs Inc Com COM 98850P109 561 12500 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