Chief Compliance Officer

0001755785-19-000001.txt : 20190207 0001755785-19-000001.hdr.sgml : 20190207 20190207141317 ACCESSION NUMBER: 0001755785-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190207 EFFECTIVENESS DATE: 20190207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Canton Hathaway, LLC CENTRAL INDEX KEY: 0001755785 IRS NUMBER: 825109964 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18907 FILM NUMBER: 19574625 BUSINESS ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014337800 MAIL ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755785 XXXXXXXX 12-31-2018 12-31-2018 Canton Hathaway, LLC

ONE WEST EXCHANGE STREET, SUITE 3202 PROVIDENCE RI 02903

13F HOLDINGS REPORT 028-18907 N Nicholas Trotman Chief Compliance Officer 401-433-7811 Nicholas Trotman Gloucester MA 02-07-2019 0 180 154718 false INFORMATION TABLE 2 dec18.13f.xml 3M Co COM 88579Y101 8 40 SH SOLE 0 0 40 Air Products & Chemicals Inc COM 009158106 320 2000 SH SOLE 0 0 2000 Alarm Com Hldgs Inc COM 011642105 10 198 SH SOLE 0 0 198 Alibaba Group Holding Ltd ADR COM 01609W102 8 55 SH SOLE 0 0 55 AllianceBernstein Holding LP COM 01881G106 301 11000 SH SOLE 0 0 11000 Alphabet Inc COM 02079K107 1824 1761 SH SOLE 0 0 1761 Alphabet Inc COM 02079K305 323 309 SH SOLE 0 0 309 ALPS Dividend Dogs ETF COM 00162Q858 305 7800 SH SOLE 0 0 7800 Amazon.Com Inc COM 023135106 1436 956 SH SOLE 0 0 956 American Express Co COM 025816109 210 2200 SH SOLE 0 0 2200 American Shared Hospital Svcs COM 029595105 382 160559 SH SOLE 0 0 160559 American Shared Restricted Stock COM 029595949 119 50000 SH SOLE 0 0 50000 American Wtr Wks Co Inc COM 030420103 91 1000 SH SOLE 0 0 1000 Amgen Inc COM 031162100 1912 9820 SH SOLE 0 0 9820 Andeavor Logistics Lp LP UNIT 03350F106 184 5650 SH SOLE 0 0 5650 Aon Plc Com Usd ADR G0408V102 22 150 SH SOLE 0 0 150 Apple Inc COM 037833100 1981 12560 SH SOLE 0 0 12560 Ares Capital Corp COM 04010L103 276 17740 SH SOLE 0 0 17740 Automatic Data Processing Inc COM 053015103 10 80 SH SOLE 0 0 80 Bank New York Mellon Corp COM 064058100 49 1050 SH SOLE 0 0 1050 Bank of America Corporation COM 060505104 65 2633 SH SOLE 0 0 2633 Barclays Bank Plc Ipath Bloomberg Copper ETF 06739F101 101 3500 SH SOLE 0 0 3500 Bb & T Corp COM 054937107 179 4140 SH SOLE 0 0 4140 Becton Dickinson and Co COM 075887109 9 40 SH SOLE 0 0 40 Berkshire Hathaway Inc A COM 084670108 101898 333 SH SOLE 0 0 333 Berkshire Hathaway Inc B COM 084670702 1699 8323 SH SOLE 0 0 8323 Bhp Billiton Ltd Adr ADR 088606108 24 500 SH SOLE 0 0 500 Biolife Solutions Inc COM 09062W204 66 5460 SH SOLE 0 0 5460 Blackrock Inc COM 09247X101 477 1215 SH SOLE 0 0 1215 Blackstone Group Lp COM 09253U108 438 14700 SH SOLE 0 0 14700 Booking Hldgs Inc COM 09857L108 26 15 SH SOLE 0 0 15 Bristol Myers Squibb COM 110122108 26 500 SH SOLE 0 0 500 Broadcom Inc COM 11135F101 114 450 SH SOLE 0 0 450 Brookline Bancorp Inc COM 11373M107 5261 380652 SH SOLE 0 0 380652 Cantel Medical Corp COM 138098108 261 3500 SH SOLE 0 0 3500 Capital One Financial Corp COM 14040H105 6 75 SH SOLE 0 0 75 Chevron Corp COM 166764100 109 1000 SH SOLE 0 0 1000 Ciena Corp COM 171779309 201 5940 SH SOLE 0 0 5940 Cisco Sys Inc COM 17275R102 1531 35345 SH SOLE 0 0 35345 Citigroup Inc COM 172967424 526 10100 SH SOLE 0 0 10100 Citrix Sys Inc COM 177376100 1417 13825 SH SOLE 0 0 13825 Comcast Corp COM 20030N101 783 23000 SH SOLE 0 0 23000 Conocophillips Com COM 20825C104 281 4500 SH SOLE 0 0 4500 Costco Wholesale Corp COM 22160K105 20 100 SH SOLE 0 0 100 Cvs Health Corp COM 126650100 752 11475 SH SOLE 0 0 11475 Danaher Corp COM 235851102 1222 11850 SH SOLE 0 0 11850 Disney Walt Co COM 254687106 302 2755 SH SOLE 0 0 2755 Dominion Energy Inc LP UNIT 25746U109 57 800 SH SOLE 0 0 800 Dowdupont Inc COM 26078J100 55 1025 SH SOLE 0 0 1025 Eaton Corp PLC COM G29183103 343 5000 SH SOLE 0 0 5000 Ebay Inc COM 278642103 13 475 SH SOLE 0 0 475 Edwards Lifesciences Corp COM 28176E108 61 400 SH SOLE 0 0 400 Energy Transfer Equity LP LP UNIT 29273V100 226 17080 SH SOLE 0 0 17080 Enterprise Prods Partners Lp LP UNIT 293792107 1615 65695 SH SOLE 0 0 65695 Eog Resources Inc COM 26875P101 645 7400 SH SOLE 0 0 7400 EQT Corp COM 26884L109 30 1605 SH SOLE 0 0 1605 EQUITRANS MIDSTREAM CORP COM 294600101 26 1284 SH SOLE 0 0 1284 Etfmg Alternative Harvest Etf ETF 26924G508 25 1000 SH SOLE 0 0 1000 Exelon Corp COM 30161N101 20 450 SH SOLE 0 0 450 Fastenal Co COM 311900104 167 3200 SH SOLE 0 0 3200 Fedex Corp Com COM 31428X106 242 1500 SH SOLE 0 0 1500 Fidelity Msci Consumer Discretionary ETF ETF 316092204 137 3582 SH SOLE 0 0 3582 Fidelity MSCI Consumer Staples ETF ETF 316092303 139 4556 SH SOLE 0 0 4556 Fidelity Msci Energy ETF ETF 316092402 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Honeywell International Inc COM 438516106 7 55 SH SOLE 0 0 55 Huntington Bancshares Inc COM 446150104 14 1200 SH SOLE 0 0 1200 Immutep Ltd ADR 45257L108 31 17000 SH SOLE 0 0 17000 Industrial Select SPDR ETF ETF 81369Y704 563 8745 SH SOLE 0 0 8745 Intel Corp COM 458140100 352 7500 SH SOLE 0 0 7500 Invesco FTSE RAFI US 1000 ETF ETF 46137V613 161 1586 SH SOLE 0 0 1586 Invesco Taxable Municipal Bond ETF ETF 46138G805 34 1156 SH SOLE 0 0 1156 iPath Bloomberg Cmdty TR ETN ETF 06738C778 6 276 SH SOLE 0 0 276 Ishares Core S&P Small-Cap E ETF 464287804 146 2110 SH SOLE 0 0 2110 iShares Edge MSCI Min Vol Emerging Mkts ETF 464286533 35 635 SH SOLE 0 0 635 iShares iBoxx Investment Grade Corp Bond ET ETF 464287242 23 200 SH SOLE 0 0 200 Ishares Inc Core Msci Emerging Mkts Etf ETF 46434G103 58 1237 SH SOLE 0 0 1237 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 22 210 SH SOLE 0 0 210 iShares Mortgage Real Estate ETF ETF 46435G342 9 229 SH SOLE 0 0 229 Ishares Msci Eafe Etf ETF 464287465 15 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10000 SH SOLE 0 0 10000 Thermo Fisher Scientific Inc COM 883556102 110 490 SH SOLE 0 0 490 Tjx Cos Inc COM 872540109 40 900 SH SOLE 0 0 900 Twilio Inc COM 90138F102 97 1084 SH SOLE 0 0 1084 Tyme Technologies Inc COM 90238J103 16 4270 SH SOLE 0 0 4270 Umpqua Holdings Corp COM 904214103 143 9000 SH SOLE 0 0 9000 United Technologies Corp COM 913017109 6 55 SH SOLE 0 0 55 US Bancorp COM 902973304 16 350 SH SOLE 0 0 350 Valley Natl Bancorp COM 919794107 18 2000 SH SOLE 0 0 2000 Vanguard 500 ETF ETF 922908363 114 495 SH SOLE 0 0 495 Vanguard Dividend Appreciation ETF ETF 921908844 22 225 SH SOLE 0 0 225 Vanguard Scottsdale Fds Vanguard Short-T ETF 92206C409 63 813 SH SOLE 0 0 813 Vanguard Small-Cap ETF ETF 922908751 20 150 SH SOLE 0 0 150 Vanguard Value ETF ETF 922908744 50 515 SH SOLE 0 0 515 Verizon Communications COM 92343V104 394 7000 SH SOLE 0 0 7000 Visa Inc Com Cl A COM 92826C839 1767 13395 SH SOLE 0 0 13395 Waste Management Inc COM 94106L109 587 6600 SH SOLE 0 0 6600 Wells Fargo & Co COM 949746101 8 175 SH SOLE 0 0 175 Yum Brands Inc COM 988498101 423 4600 SH SOLE 0 0 4600 Yum China Hldgs Inc Com COM 98850P109 362 10800 SH SOLE 0 0 10800