The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 430 | 5,678 | SH | SOLE | 5,678 | 0 | 0 | ||
AES CORP | COM | 00130H105 | 191 | 11,677 | SH | SOLE | 11,677 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 749 | 3,374 | SH | SOLE | 3,374 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,022 | 837 | SH | SOLE | 837 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 1,973 | 215,816 | SH | SOLE | 215,816 | 0 | 0 | ||
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 2,563 | 98,923 | SH | SOLE | 98,923 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 302 | 7,382 | SH | SOLE | 7,382 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 543 | 313 | SH | SOLE | 313 | 0 | 0 | ||
AMPHENOL CORP NEW | CL A | 032095101 | 441 | 4,572 | SH | SOLE | 4,572 | 0 | 0 | ||
APOLLO INVT CORP | COM NEW | 03761U502 | 899 | 55,895 | SH | SOLE | 55,895 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,871 | 8,353 | SH | SOLE | 8,353 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 1,547 | 83,034 | SH | SOLE | 83,034 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 249 | 6,578 | SH | SOLE | 6,578 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 365 | 2,258 | SH | SOLE | 2,258 | 0 | 0 | ||
AVALONBAY CMNTYS INC | COM | 053484101 | 348 | 1,617 | SH | SOLE | 1,617 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 392 | 1,550 | SH | SOLE | 1,550 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 861 | 4,138 | SH | SOLE | 4,138 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 547 | 1,227 | SH | SOLE | 1,227 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 765 | 390 | SH | SOLE | 390 | 0 | 0 | ||
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 488 | 3,921 | SH | SOLE | 3,921 | 0 | 0 | ||
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 285 | 2,602 | SH | SOLE | 2,602 | 0 | 0 | ||
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 251 | 5,526 | SH | SOLE | 5,526 | 0 | 0 | ||
CHUBB LIMITED | COM | H1467J104 | 331 | 2,053 | SH | SOLE | 2,053 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 539 | 9,903 | SH | SOLE | 9,903 | 0 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 201 | 2,732 | SH | SOLE | 2,732 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 472 | 2,275 | SH | SOLE | 2,275 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 428 | 6,784 | SH | SOLE | 6,784 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 210 | 1,773 | SH | SOLE | 1,773 | 0 | 0 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 1,138 | 43,424 | SH | SOLE | 43,424 | 0 | 0 | ||
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 409 | 2,501 | SH | SOLE | 2,501 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 930 | 7,166 | SH | SOLE | 7,166 | 0 | 0 | ||
DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 | 1,778 | 35,979 | SH | SOLE | 35,979 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 491 | 3,764 | SH | SOLE | 3,764 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 340 | 2,140 | SH | SOLE | 2,140 | 0 | 0 | ||
DOLLAR TREE INC | COM | 256746108 | 482 | 4,223 | SH | SOLE | 4,223 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 437 | 5,396 | SH | SOLE | 5,396 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 419 | 4,371 | SH | SOLE | 4,371 | 0 | 0 | ||
DUKE REALTY CORP | COM NEW | 264411505 | 692 | 20,385 | SH | SOLE | 20,385 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 501 | 6,021 | SH | SOLE | 6,021 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 468 | 7,005 | SH | SOLE | 7,005 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 686 | 23,992 | SH | SOLE | 23,992 | 0 | 0 | ||
EQUITY RESIDENTIAL | SH BEN INT | 29476L107 | 767 | 8,892 | SH | SOLE | 8,892 | 0 | 0 | ||
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 793 | 21,210 | SH | SOLE | 21,210 | 0 | 0 | ||
EVOKE PHARMA INC | COM | 30049G104 | 29 | 33,165 | SH | SOLE | 33,165 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 480 | 6,801 | SH | SOLE | 6,801 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,599 | 8,977 | SH | SOLE | 8,977 | 0 | 0 | ||
FIDUS INVT CORP | COM | 316500107 | 244 | 16,422 | SH | SOLE | 16,422 | 0 | 0 | ||
FLEETCOR TECHNOLOGIES INC | COM | 339041105 | 327 | 1,140 | SH | SOLE | 1,140 | 0 | 0 | ||
FORTUNE BRANDS HOME & SEC IN | COM | 34964C106 | 312 | 5,711 | SH | SOLE | 5,711 | 0 | 0 | ||
FOUR CORNERS PPTY TR INC | COM | 35086T109 | 839 | 29,670 | SH | SOLE | 29,670 | 0 | 0 | ||
GLADSTONE CAPITAL CORP | COM | 376535100 | 205 | 20,993 | SH | SOLE | 20,993 | 0 | 0 | ||
GLOBAL X FDS | GLB X MLP ENRG I | 37950E226 | 777 | 63,173 | SH | SOLE | 63,173 | 0 | 0 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 515 | 27,341 | SH | SOLE | 27,341 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 559 | 2,409 | SH | SOLE | 2,409 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 413 | 2,439 | SH | SOLE | 2,439 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 491 | 3,374 | SH | SOLE | 3,374 | 0 | 0 | ||
INTUIT | COM | 461202103 | 435 | 1,635 | SH | SOLE | 1,635 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P SML 600 EQ | 46137V183 | 229 | 4,296 | SH | SOLE | 4,296 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 2,680 | 24,793 | SH | SOLE | 24,793 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 1,631 | 13,768 | SH | SOLE | 13,768 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 46137V258 | 1,435 | 22,135 | SH | SOLE | 22,135 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | PFD ETF | 46138E511 | 1,424 | 94,795 | SH | SOLE | 94,795 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | S&P INTL LOW | 46138E230 | 3,108 | 90,977 | SH | SOLE | 90,977 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 1,912 | 33,028 | SH | SOLE | 33,028 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 672 | 29,752 | SH | SOLE | 29,752 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 303 | 1,607 | SH | SOLE | 1,607 | 0 | 0 | ||
ISHARES TR | COHEN STEER REIT | 464287564 | 3,078 | 25,642 | SH | SOLE | 25,642 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 1,907 | 20,248 | SH | SOLE | 20,248 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 525 | 1,758 | SH | SOLE | 1,758 | 0 | 0 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 1,555 | 19,315 | SH | SOLE | 19,315 | 0 | 0 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 1,396 | 29,476 | SH | SOLE | 29,476 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 567 | 18,446 | SH | SOLE | 18,446 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 355 | 5,441 | SH | SOLE | 5,441 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 312 | 1,394 | SH | SOLE | 1,394 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 2,192 | 21,499 | SH | SOLE | 21,499 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 271 | 2,097 | SH | SOLE | 2,097 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 526 | 4,470 | SH | SOLE | 4,470 | 0 | 0 | ||
LITTELFUSE INC | COM | 537008104 | 241 | 1,361 | SH | SOLE | 1,361 | 0 | 0 | ||
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 123 | 46,607 | SH | SOLE | 46,607 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 531 | 4,828 | SH | SOLE | 4,828 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 611 | 6,830 | SH | SOLE | 6,830 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 1,024 | 15,450 | SH | SOLE | 15,450 | 0 | 0 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 3,090 | 71,504 | SH | SOLE | 71,504 | 0 | 0 | ||
MARKEL CORP | COM | 570535104 | 488 | 413 | SH | SOLE | 413 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 702 | 2,586 | SH | SOLE | 2,586 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 990 | 4,613 | SH | SOLE | 4,613 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,784 | 12,834 | SH | SOLE | 12,834 | 0 | 0 | ||
MIDDLEBY CORP | COM | 596278101 | 257 | 2,199 | SH | SOLE | 2,199 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 365 | 13,017 | SH | SOLE | 13,017 | 0 | 0 | ||
NEW MTN FIN CORP | COM | 647551100 | 256 | 18,789 | SH | SOLE | 18,789 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 219 | 938 | SH | SOLE | 938 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 811 | 9,331 | SH | SOLE | 9,331 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 215 | 1,236 | SH | SOLE | 1,236 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 2,070 | 28,094 | SH | SOLE | 28,094 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 340 | 6,182 | SH | SOLE | 6,182 | 0 | 0 | ||
PAYCHEX INC | COM | 704326107 | 547 | 6,603 | SH | SOLE | 6,603 | 0 | 0 | ||
PDC ENERGY INC | COM | 69327R101 | 359 | 12,944 | SH | SOLE | 12,944 | 0 | 0 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 601 | 51,814 | SH | SOLE | 51,814 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 554 | 15,410 | SH | SOLE | 15,410 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 512 | 6,746 | SH | SOLE | 6,746 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 467 | 4,565 | SH | SOLE | 4,565 | 0 | 0 | ||
PIMCO ETF TR | SHTRM MUN BD ACT | 72201R874 | 201 | 3,975 | SH | SOLE | 3,975 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 841 | 6,765 | SH | SOLE | 6,765 | 0 | 0 | ||
PROLOGIS INC | COM | 74340W103 | 915 | 10,742 | SH | SOLE | 10,742 | 0 | 0 | ||
PROSPERITY BANCSHARES INC | COM | 743606105 | 1,408 | 19,929 | SH | SOLE | 19,929 | 0 | 0 | ||
REGIONS FINL CORP NEW | COM | 7591EP100 | 2,143 | 135,487 | SH | SOLE | 135,487 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 435 | 5,364 | SH | SOLE | 5,364 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 202 | 3,435 | SH | SOLE | 3,435 | 0 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 323 | 1,319 | SH | SOLE | 1,319 | 0 | 0 | ||
SAP SE | SPON ADR | 803054204 | 438 | 3,717 | SH | SOLE | 3,717 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 442 | 6,828 | SH | SOLE | 6,828 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 567 | 1,031 | SH | SOLE | 1,031 | 0 | 0 | ||
SOLAR CAP LTD | COM | 83413U100 | 213 | 10,301 | SH | SOLE | 10,301 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 384 | 7,103 | SH | SOLE | 7,103 | 0 | 0 | ||
SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | 2,230 | 92,780 | SH | SOLE | 92,780 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 290 | 7,436 | SH | SOLE | 7,436 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,018 | 3,431 | SH | SOLE | 3,431 | 0 | 0 | ||
SPDR SERIES TRUST | PRTFLO S&P500 GW | 78464A409 | 215 | 5,516 | SH | SOLE | 5,516 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 1,595 | 29,697 | SH | SOLE | 29,697 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 1,510 | 29,418 | SH | SOLE | 29,418 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 902 | 15,139 | SH | SOLE | 15,139 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 920 | 15,019 | SH | SOLE | 15,019 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 407 | 4,607 | SH | SOLE | 4,607 | 0 | 0 | ||
SUN LIFE FINL INC | COM | 866796105 | 298 | 6,653 | SH | SOLE | 6,653 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 261 | 2,023 | SH | SOLE | 2,023 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 726 | 2,493 | SH | SOLE | 2,493 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 584 | 10,470 | SH | SOLE | 10,470 | 0 | 0 | ||
TOTAL S A | SPONSORED ADS | 89151E109 | 313 | 6,023 | SH | SOLE | 6,023 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 251 | 1,870 | SH | SOLE | 1,870 | 0 | 0 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 901 | 42,923 | SH | SOLE | 42,923 | 0 | 0 | ||
ULTA BEAUTY INC | COM | 90384S303 | 294 | 1,172 | SH | SOLE | 1,172 | 0 | 0 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 371 | 6,171 | SH | SOLE | 6,171 | 0 | 0 | ||
UNION PACIFIC CORP | COM | 907818108 | 728 | 4,496 | SH | SOLE | 4,496 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 5,098 | 42,548 | SH | SOLE | 42,548 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 641 | 4,696 | SH | SOLE | 4,696 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 350 | 1,608 | SH | SOLE | 1,608 | 0 | 0 | ||
VANECK VECTORS ETF TR | BDC INCOME ETF | 92189F411 | 210 | 12,431 | SH | SOLE | 12,431 | 0 | 0 | ||
VANECK VECTORS ETF TR | INVT GRADE FLTG | 92189F486 | 225 | 8,932 | SH | SOLE | 8,932 | 0 | 0 | ||
VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | 393 | 2,431 | SH | SOLE | 2,431 | 0 | 0 | ||
VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 921932703 | 267 | 2,323 | SH | SOLE | 2,323 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 387 | 3,424 | SH | SOLE | 3,424 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 411 | 2,454 | SH | SOLE | 2,454 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 981 | 10,523 | SH | SOLE | 10,523 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 362 | 2,353 | SH | SOLE | 2,353 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 241 | 4,835 | SH | SOLE | 4,835 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 849 | 9,574 | SH | SOLE | 9,574 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 1,032 | 14,129 | SH | SOLE | 14,129 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 925 | 15,325 | SH | SOLE | 15,325 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 639 | 3,715 | SH | SOLE | 3,715 | 0 | 0 | ||
W P CAREY INC | COM | 92936U109 | 1,716 | 19,178 | SH | SOLE | 19,178 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 815 | 6,870 | SH | SOLE | 6,870 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 1,080 | 9,395 | SH | SOLE | 9,395 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 503 | 9,967 | SH | SOLE | 9,967 | 0 | 0 | ||
WESTERN ALLIANCE BANCORP | COM | 957638109 | 211 | 4,576 | SH | SOLE | 4,576 | 0 | 0 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 633 | 17,426 | SH | SOLE | 17,426 | 0 | 0 | ||
XCEL ENERGY INC | COM | 98389B100 | 448 | 6,907 | SH | SOLE | 6,907 | 0 | 0 | ||
ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | 301 | 1,458 | SH | SOLE | 1,458 | 0 | 0 |