X0306 4 2021-08-02 0 0001783879 Robinhood Markets, Inc. HOOD 0001754862 Index Ventures VI (Jersey) LP 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 1 0 1 0 0001638260 Index Ventures Growth III (Jersey), L.P. 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 1 0 1 0 0001785453 Index Venture Growth Associates III Ltd 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 1 0 1 0 0001808239 Index Ventures Growth V (Jersey), L.P. 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 1 0 1 0 0001611751 Index Venture Associates V Ltd 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 1 0 1 0 0001754871 Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 1 0 1 0 0001755035 Index Venture Associates VI Ltd 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 1 0 1 0 0001591294 Yucca (Jersey) SLP 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 1 0 1 0 Common Stock 2021-08-02 4 C 0 7156340 A 10296520 I By Index Ventures Growth III (Jersey) L.P. Common Stock 2021-08-02 4 C 0 67469440 A 70022080 D Common Stock 2021-08-02 4 C 0 1361860 A 1413380 I By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. Common Stock 2021-08-02 4 C 0 980240 A 1061020 I By Yucca (Jersey) SLP Common Stock 2021-08-02 4 J 0 10296520 D 0 I By Index Ventures Growth III (Jersey) L.P. Common Stock 2021-08-02 4 J 0 70022080 D 0 D Common Stock 2021-08-02 4 J 0 1413380 D 0 I By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. Common Stock 2021-08-02 4 J 0 1061020 D 0 I By Yucca (Jersey) SLP Class A Common Stock 2021-08-02 4 J 0 10296520 A 10296520 I By Index Ventures Growth III (Jersey) L.P. Class A Common Stock 2021-08-02 4 J 0 70022080 A 70022080 D Class A Common Stock 2021-08-02 4 J 0 1413380 A 1413380 I By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. Class A Common Stock 2021-08-02 4 J 0 1061020 A 1061020 I By Yucca (Jersey) SLP Class A Common Stock 2021-08-02 4 C 0 57984 26.60 A 1119004 I By Yucca (Jersey) SLP Class A Common Stock 2021-08-02 4 C 0 1874816 26.60 A 1874816 I By Index Ventures Growth V (Jersey) L.P. Series A Redeemable Convertible Preferred Stock 2021-08-02 4 C 0 55798140 0.00 D Common Stock 55798140 0 D Series A Redeemable Convertible Preferred Stock 2021-08-02 4 C 0 1126280 0.00 D Common Stock 1126280 0 I By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. Series A Redeemable Convertible Preferred Stock 2021-08-02 4 C 0 720560 0.00 D Common Stock 720560 0 I By Yucca (Jersey) SLP Series B Redeemable Convertible Preferred Stock 2021-08-02 4 C 0 11671300 0.00 D Common Stock 11671300 0 D Series B Redeemable Convertible Preferred Stock 2021-08-02 4 C 0 235580 0.00 D Common Stock 235580 0 I By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. Series B Redeemable Convertible Preferred Stock 2021-08-02 4 C 0 150720 0.00 D Common Stock 150720 0 I By Yucca (Jersey) SLP Series C Redeemable Convertible Preferred Stock 2021-08-02 4 C 0 7156340 0.00 D Common Stock 7156340 0 I By Index Ventures Growth III (Jersey) L.P. Series C Redeemable Convertible Preferred Stock 2021-08-02 4 C 0 108960 0.00 D Common Stock 108960 0 I By Yucca (Jersey) SLP Tranche I Convertible Promissory Note 26.60 2021-08-02 4 C 0 1500000.00 0.00 D Class A Common Stock 57984 0 I By Yucca (Jersey) SLP Tranche I Convertible Promissory Note 26.60 2021-08-02 4 C 0 48500000.00 0.00 D Class A Common Stock 1874816 0 I By Index Ventures Growth V (Jersey) L.P. The Series A Redeemable Convertible Preferred Stock, Series B Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted immediately prior to closing of the Issuer's initial public offering ("IPO") into an equal number of shares of Common Stock without payment of additional consideration. The Preferred Stock had no expiration date. The securities are held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. The securities are held by Index Ventures VI (Jersey) L.P. ("Index VI"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index VI and disclaims Section 16 beneficial ownership of such shares except to the to the extent of its pecuniary interest therein, if any. The securities are held by Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel"). IVA VI is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. The securities are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III, Index VI, Index VI Parallel and Index Growth V). Each of IVGA III, IVA VI and IVGA V disclaims Section 16 beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by them for Section 16 or any other purpose. Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3 (the "Reclassification"). The securities are held by Index Ventures Growth V (Jersey), L.P. ("Index Growth V"). Index Venture Growth Associates V Limited ("IVGA V") is the managing general partner of Index Growth V and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any. Following the conversion of the Preferred Stock and the Reclassification, the principal amount of the Tranche I Convertible Promissory Note ("Convertible Note") (together with accrued interest thereon) automatically converted into Class A Common Stock at a conversion price equal to $26.60. The Convertible Note did not have a maturity date. The treatment of the Convertible Note in the IPO was exempt pursuant to Rule 16b-6 and Rule 16b-3. Jan Hammer, a Partner at Index Ventures, has been deputized to represent the Reporting Persons on the board of directors of the Issuer. By virtue of Mr. Hammer's representation, for purposes of Section 16 of the Securities Exchange Act of 1934, each of the Reporting Persons may be deemed directors by deputization of the Issuer. Mr. Hammer has filed a separate Section 16 report disclosing securities of the Issuer that he may be deemed to beneficially own for Section 16 purposes. Index Ventures VI (Jersey) LP, By: Index Venture Associates VI Limited, as Managing General Partner, By: /s/ Brendan Boyle, Director 2021-08-03 Index Ventures Growth III (Jersey), LP, By: Index Venture Growth Associates III Limited, as Managing General Partner, By: /s/ Brendan Boyle, Director 2021-08-03 Index Venture Growth Associates III Limited, By: /s/ Brendan Boyle, Director 2021-08-03 Index Ventures Growth V (Jersey), LP, By: Index Venture Growth Associates V Limited, as Managing General Partner, By: /s/ Brendan Boyle, Director 2021-08-03 Index Venture Growth Associates V Limited, By: /s/ Brendan Boyle, Director 2021-08-03 Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P., By: Index Venture Associates VI Limited, as Managing General Partner, By: /s/ Brendan Boyle, Director 2021-08-03 Index Venture Associates VI Limited, By: /s/ Brendan Boyle, Director 2021-08-03 Yucca (Jersey) SLP, By: Intertrust Employee Benefit Services Limited, as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Investment Scheme, By: /s/ Lucy Miller, /s/ Genesis Perez, Its: Auth. Signatories 2021-08-03