0001754399-26-000005.txt : 20261027 0001754399-26-000005.hdr.sgml : 20261027 20261027171338 ACCESSION NUMBER: 0001754399-26-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20261023 FILED AS OF DATE: 20261027 DATE AS OF CHANGE: 20261027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALDRON JOHN E. CENTRAL INDEX KEY: 0001754399 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 261491456 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. LLC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance EIN: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 wk-form4_1793135615.xml FORM 4 X0609 4 2026-10-23 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001754399 WALDRON JOHN E. false C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 1 1 0 0 President and COO 0 Common Stock, par value $0.01 per share 2026-10-23 4 M 0 73265 A 191801 D Common Stock, par value $0.01 per share 2026-10-23 4 F 0 40516 891.30 D 151285 D Performance-based Restricted Stock Units 2026-10-23 4 M 0 73265 D Common Stock, par value $0.01 per share 73265 0 D On October 23, 2026, shares of the Issuer's common stock underlying a Shareholder Value Creation Award ("SVC Award"), originally granted in October 2021 in the form of performance-based restricted stock units, were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before October 2027. The delivery reflects the maximum (150%) achievement of pre-established absolute and relative total shareholder return-based performance goals set forth in the SVC Award. Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the performance-based restricted stock units described in footnote 1 above. /s/ Jamie A. Greenberg, Attorney-in-fact 2026-10-27