0001209191-21-051633.txt : 20210816 0001209191-21-051633.hdr.sgml : 20210816 20210816163455 ACCESSION NUMBER: 0001209191-21-051633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210813 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALDRON JOHN E. CENTRAL INDEX KEY: 0001754399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 211178979 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. LLC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-13 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001754399 WALDRON JOHN E. C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 0 1 0 0 President and COO Common Stock, par value $0.01 per share 2021-08-13 4 S 0 1437 409.48 D 89194 D Common Stock, par value $0.01 per share 2021-08-13 4 S 0 2003 410.82 D 87191 D Common Stock, par value $0.01 per share 2021-08-13 4 S 0 3094 412.09 D 84097 D Common Stock, par value $0.01 per share 2021-08-13 4 S 0 7509 412.93 D 76588 D Common Stock, par value $0.01 per share 2021-08-13 4 S 0 2956 413.99 D 73632 D Common Stock, par value $0.01 per share 2021-08-13 4 S 0 2601 414.91 D 71031 D Common Stock, par value $0.01 per share 2021-08-13 4 S 0 400 416.11 D 70631 D This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Reflects a weighted average sale price of $409.48 per share, at prices ranging from $409.25 to $409.815 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $410.82 per share, at prices ranging from $410.43 to $411.355 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $412.09 per share, at prices ranging from $411.44 to $412.42 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $412.93 per share, at prices ranging from $412.44 to $413.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $413.99 per share, at prices ranging from $413.44 to $414.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $414.91 per share, at prices ranging from $414.45 to $415.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $416.11 per share, at prices ranging from $415.80 to $416.355 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/ Beverly L. O'Toole, Attorney-in-fact 2021-08-16