0001437749-24-016720.txt : 20240514 0001437749-24-016720.hdr.sgml : 20240514 20240514172836 ACCESSION NUMBER: 0001437749-24-016720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240513 FILED AS OF DATE: 20240514 DATE AS OF CHANGE: 20240514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sousa Gregory CENTRAL INDEX KEY: 0001875279 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40711 FILM NUMBER: 24945940 MAIL ADDRESS: STREET 1: 212 DOLSON AVENUE CITY: MIDDLETOWN STATE: NY ZIP: 10940 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Orange County Bancorp, Inc. /DE/ CENTRAL INDEX KEY: 0001754226 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 261135778 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 212 DOLSON AVENUE CITY: MIDDLETOWN STATE: NY ZIP: 10940 BUSINESS PHONE: (845) 341-5000 MAIL ADDRESS: STREET 1: 212 DOLSON AVENUE CITY: MIDDLETOWN STATE: NY ZIP: 10940 4 1 rdgdoc.xml FORM 4 X0508 4 2024-05-13 0001754226 Orange County Bancorp, Inc. /DE/ OBT 0001875279 Sousa Gregory 212 DOLSON AVENUE MIDDLETOWN NY 10940 1 EVP and Deputy CLO 0 Common Stock 2024-05-13 4 S 0 15 50.49 D 5775 D Common Stock 2024-05-13 4 S 0 100 50.02 D 5675 D Common Stock 2024-05-13 4 S 0 106 49.50 D 5569 D Common Stock 2024-05-14 4 S 0 12 49.50 D 5557 D Common Stock 1530 I By 401(k) Phantom Stock Common Stock 1174 1174 D Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023. Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024. Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election. /s/ Jennifer Staub, pursuant to power of attorney 2024-05-14