0001437749-23-026680.txt : 20230925 0001437749-23-026680.hdr.sgml : 20230925 20230925150958 ACCESSION NUMBER: 0001437749-23-026680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230921 FILED AS OF DATE: 20230925 DATE AS OF CHANGE: 20230925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sousa Gregory CENTRAL INDEX KEY: 0001875279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40711 FILM NUMBER: 231275514 MAIL ADDRESS: STREET 1: 212 DOLSON AVENUE CITY: MIDDLETOWN STATE: NY ZIP: 10940 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Orange County Bancorp, Inc. /DE/ CENTRAL INDEX KEY: 0001754226 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 261135778 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 212 DOLSON AVENUE CITY: MIDDLETOWN STATE: NY ZIP: 10940 BUSINESS PHONE: (845) 341-5000 MAIL ADDRESS: STREET 1: 212 DOLSON AVENUE CITY: MIDDLETOWN STATE: NY ZIP: 10940 4 1 rdgdoc.xml FORM 4 X0508 4 2023-09-21 0001754226 Orange County Bancorp, Inc. /DE/ OBT 0001875279 Sousa Gregory 212 DOLSON AVENUE MIDDLETOWN NY 10940 1 EVP and CCBO 0 Common Stock 2023-09-21 4 F 0 240 44.25 D 4887 D Common Stock 1173 I By 401(k) Phantom Stock Common Stock 629 629 D Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022. Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023. Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election. /s/ Jennifer Staub, pursuant to power of attorney 2023-09-25