0001104659-22-038961.txt : 20220328 0001104659-22-038961.hdr.sgml : 20220328 20220328191935 ACCESSION NUMBER: 0001104659-22-038961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220324 FILED AS OF DATE: 20220328 DATE AS OF CHANGE: 20220328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Manzone Albert CENTRAL INDEX KEY: 0001816333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38880 FILM NUMBER: 22776940 MAIL ADDRESS: STREET 1: C/O MERISANT STREET 2: AVENUE JEAN-JACQUES ROUSSEAU 7 CITY: NEUCHATEL STATE: V8 ZIP: CH-2000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Whole Earth Brands, Inc. CENTRAL INDEX KEY: 0001753706 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 S. WACKER DRIVE STREET 2: SUITE 3150 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312.8403005 MAIL ADDRESS: STREET 1: 125 S. WACKER DRIVE STREET 2: SUITE 3150 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Act II Global Acquisition Corp. DATE OF NAME CHANGE: 20190321 FORMER COMPANY: FORMER CONFORMED NAME: ELLENOFF GROSSMAN & SCHOLE DATE OF NAME CHANGE: 20190321 FORMER COMPANY: FORMER CONFORMED NAME: Act II Global Acquisition Corp. DATE OF NAME CHANGE: 20180920 4 1 tm2210664-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-03-24 0 0001753706 Whole Earth Brands, Inc. FREE 0001816333 Manzone Albert C/O MERISANT AVENUE JEAN-JACQUES ROUSSEAU 7 NEUCHATEL V8 CH-2000 SWITZERLAND 1 1 0 0 Chief Executive Officer Restricted Stock Units 2022-03-24 4 A 0 105296 0.00 D Common Stock 105296 185493 D Performance-Based Restricted Stock Units 2022-03-24 4 A 0 105295 0.00 D Common Stock 105295 160945 D Restricted Stock Units 2022-03-24 4 A 0 42118 0.00 D Common Stock 42118 227611 D Restricted stock units convert into shares of Whole Earth Brands, Inc.'s common stock on a one-for-one basis. Subject to the reporting person's continuous employment through the vesting date, the restricted stock units shall vest one-third (1/3) annually over the next three (3) years, commencing on the grant date of March 24, 2022, except in the case of the reporting person's earlier involuntary termination. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited. The vesting of these performance-based restricted stock units ("PSUs") is dependent upon the achievement by Whole Earth Brands, Inc. of certain financial performance criteria. Subject to continued employment through the applicable vesting date and to accelerated vesting in certain circumstances, the number of PSUs scheduled to vest on the third anniversary of the grant date following the 2024 annual performance period will vary between 0% and 200% of the number reported, depending on whether and the extent to which Whole Earth Brands, Inc. meets certain financial performance goals. Subject to the reporting person's continuous employment through the vesting date, the restricted stock units shall vest in full on the third anniversary of the grant date, on March 24, 2025, except in the case of the reporting person's earlier involuntary termination. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited. /s/ Albert Manzone, by Ira W. Schlussel, as Attorney-in-Fact 2022-03-28