0001104659-20-109894.txt : 20200929 0001104659-20-109894.hdr.sgml : 20200929 20200929165952 ACCESSION NUMBER: 0001104659-20-109894 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200929 DATE AS OF CHANGE: 20200929 GROUP MEMBERS: JOHN CARROLL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Whole Earth Brands, Inc. CENTRAL INDEX KEY: 0001753706 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-90989 FILM NUMBER: 201209568 BUSINESS ADDRESS: STREET 1: 125 S. WACKER DRIVE STREET 2: SUITE 3150 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312.8403005 MAIL ADDRESS: STREET 1: 125 S. WACKER DRIVE STREET 2: SUITE 3150 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Act II Global Acquisition Corp. DATE OF NAME CHANGE: 20190321 FORMER COMPANY: FORMER CONFORMED NAME: ELLENOFF GROSSMAN & SCHOLE DATE OF NAME CHANGE: 20190321 FORMER COMPANY: FORMER CONFORMED NAME: Act II Global Acquisition Corp. DATE OF NAME CHANGE: 20180920 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Act II Global LLC CENTRAL INDEX KEY: 0001753650 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 9103226193 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 SC 13G/A 1 tm2031961d1_sc13ga.htm SC 13G/A

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 2)*

 

Whole Earth Brands, Inc.

(Name of Issuer)

 

Common Stock, par value $0.0001

(Title of Class of Securities)

 

96684W100

(CUSIP Number)

 

September 25, 2020

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes.)

 

 

 

 

 

CUSIP No. 96684W100

 

1. NAMES OF REPORTING PERSONS

Act II Global LLC
   
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨
(b) ¨
   
3. SEC USE ONLY
   
4. CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5. SOLE VOTING POWER 0
   
6. SHARED VOTING POWER 0
   
7. SOLE DISPOSITIVE POWER 0
   
8. SHARED DISPOSITIVE POWER 0

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

   
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

¨
   
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0%
   
12. TYPE OF REPORTING PERSON

OO

 

 

 

 

CUSIP No. 96684W100

 

1. NAMES OF REPORTING PERSONS

John Carroll
   
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨
(b) ¨
   
3. SEC USE ONLY
   
4. CITIZENSHIP OR PLACE OF ORGANIZATION

United States of America

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5. SOLE VOTING POWER 156,000
     
  6. SHARED VOTING POWER 0
     
  7. SOLE DISPOSITIVE POWER 156,000
     
  8. SHARED DISPOSITIVE POWER 0

 

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

156,000
   
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

¨
   
11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)


*%

   
12. TYPE OF REPORTING PERSON

IN

 

*Less than 1%. 

 

 

 

 

This Schedule 13G/A is being filed as an amendment (“Amendment No. 2”) to the statement on Schedule 13G originally filed with the Securities and Exchange Commission (“SEC”) on behalf of Act II Global LLC (the “Sponsor”) and John Carroll, as the managing member of the Sponsor (collectively, the “Reporting Persons”), with respect to the common stock of Whole Earth Brands, Inc. (the “Issuer”) on February 14, 2020 (as amended, the “Schedule 13G”), the Securities Exchange Act of 1934, as amended, to amend and supplement certain information set forth below in the items indicated. Only those items that are amended or supplemented are reported herein. All capitalized terms used in this Amendment No. 2 and not otherwise defined herein have the meanings ascribed to such terms in the Schedule 13G.

 

The Reporting Persons are filing this Amendment No. 2 to report: (i) the distribution of shares of common stock by the Sponsor on a pro rata basis to its members or their permitted transferees, including to Mr. Carroll (the “Distribution”), and (ii) that the Reporting Persons ceased to beneficially own more than five percent of the common stock.

 

Item 4.Ownership.

 

The responses to Items 5-11 of the cover pages of this Schedule 13G/A are incorporated herein by reference.

 

The Reporting Persons do not own shares of the Issuer’s common stock, other than the shares received by Mr. Carroll and his affiliates in connection with the Distribution.

 

Item 5.Ownership of Five Percent or Less of Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x.

 

 

 

 

SIGNATURE

 

  After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.  

 

  /s/ John Carroll
  John Carroll
  Date: September 29, 2020
   
   
  /s/ John Carroll
  As Managing Member of
  Act II Global LLC
  Date: September 29, 2020